Heritage Global (HRTG) files Rule 144 notice to sell 9,200 shares

Rhea-AI Filing Summary

Heritage Global, Inc. filing a Rule 144 notice for the proposed sale of 9,200 shares of Common Stock. The broker listed is Morgan Stanley Smith Barney LLC and the filing shows a value of $214,084.00 with a date of 06/22/2026. The filing also records prior 10b5-1 sales of 9,200 shares on 05/01/2026 for $266,753.08 and 9,200 shares on 04/01/2026 for $236,589.04.

Insights

Securities Compliance Counsel

Routine Rule 144 notice for an issuer-directed sale under an existing plan.

The filing lists a proposed sale of 9,200 shares through Morgan Stanley Smith Barney LLC with an indicated value of $214,084.00 dated 06/22/2026. It also discloses prior 10b5-1 transactions of 9,200 shares on 05/01/2026 and 04/01/2026.

The disclosure appears procedural: it notifies the market of an intended resale under Rule 144 and records recent plan-directed sales. Timing, execution method, and whether proceeds go to the issuer or selling holder are not stated in the excerpt; subsequent filings or broker confirmations would show settlement details.

Key Figures

Proposed sale: 9,200 shares Listed value: $214,084.00 Prior 10b5-1 sale: 9,200 shares +1 more

4 metrics

Proposed sale 9,200 shares listed with Morgan Stanley Smith Barney LLC dated <date>06/22/2026</date>

Listed value $214,084.00 <date>06/22/2026</date> line showing the proposed sale value

Prior 10b5-1 sale 9,200 shares sale on <date>05/01/2026</date> for <b>$266,753.08</b>

Prior 10b5-1 sale 9,200 shares sale on <date>04/01/2026</date> for <b>$236,589.04</b>

Key Terms

10b5-1, Restricted Stock Awards, Rule 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for SHARON BINNUN 1401 N. Westshore Blvd Tampa FL 33607"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Awards financial

"Common | 03/12/2026 | Restrcited Stock Awards | Issuer"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/22/2026 - 04:46 PM Accepted by SEC EDGAR 06/22/2026 - 04:45 PM Learn about SEC filing dates

FAQ

What does Heritage Global's (HRTG) Form 144 disclose?

The filing discloses a proposed sale of 9,200 shares of Common Stock through Morgan Stanley Smith Barney LLC, showing a value of $214,084.00 dated 06/22/2026.

Were there recent related sales reported for HRTG?

Yes; the filing records 10b5-1 sales of 9,200 shares on 05/01/2026 for $266,753.08 and 9,200 shares on 04/01/2026 for $236,589.04.

Does this Form 144 state who receives the sale proceeds?

The excerpt does not state the cash‑flow recipient; the filing lists the broker and share counts but does not specify whether proceeds go to the issuer or a selling holder.

What is the role of 10b5-1 in these transactions for HRTG?

The filing identifies the April and May transactions as 10b5-1 sales, indicating they were executed under a pre-established trading plan rather than discretionary open‑market trades.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9200	214084.00	30349925	06/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Restrcited Stock Awards	Issuer			9200	03/12/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SHARON BINNUN 1401 N. Westshore Blvd Tampa FL 33607	Common	05/01/2026	9200	266753.08
10b5-1 Sales for SHARON BINNUN 1401 N. Westshore Blvd Tampa FL 33607	Common	04/01/2026	9200	236589.04

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)