[144] Heritage Insurance Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

The filer notifies a proposed sale of 20,000 shares of common stock of Heritage Insurance Holdings, Inc. (HRTG) via Morgan Stanley Smith Barney LLC on 09/12/2025. The filing lists an aggregate market value of $477,600 and reports 31,017,570 shares outstanding. The securities were acquired as Restricted Stock Units on 11/30/2017 from the issuer, and no sales by the reporting person were reported in the past three months. The filing includes the standard representation that the seller does not possess undisclosed material adverse information.

Positive

• None.

Negative

• The filing notifies a proposed insider sale of 20,000 shares representing the disposal of vested restricted stock units for an aggregate market value of $477,600

Insights

Financial Analyst

TL;DR: Insider plans to sell a small block of shares (20,000) worth $477,600; transaction size is immaterial relative to total shares outstanding.

The notice documents a proposed sale of 20,000 common shares through Morgan Stanley Smith Barney LLC with an indicated aggregate market value of $477,600. The securities were granted as restricted stock units on 11/30/2017 and no other sales are reported in the prior three months. Given the reported 31,017,570 shares outstanding, the block represents a small fraction of the company’s capital base, suggesting limited direct market impact from this single sale. The filing follows procedural disclosure requirements and contains the standard attestation regarding material nonpublic information.

Corporate Governance Expert

TL;DR: This is a routine Rule 144 notice documenting an insider disposal of vested RSUs; disclosure appears compliant with form requirements.

The form identifies the securities as vested restricted stock units acquired from the issuer on 11/30/2017 and sets out broker details and the planned sale date of 09/12/2025. The filer attests they do not possess undisclosed material adverse information and reports no related sales in the prior three months. From a governance and compliance perspective, the filing meets the Rule 144 notification standards for a proposed resale of restricted securities through a broker.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	477600.00	31017570	09/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/30/2017	Restricted Stock Units	Issuer			20000	11/30/2017	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What is being sold in the HRTG Form 144?

The filer proposes to sell 20,000 shares of common stock of Heritage Insurance Holdings, Inc.

When is the HRTG sale scheduled to occur?

The approximate sale date listed is 09/12/2025 through Morgan Stanley Smith Barney LLC.

What is the aggregate market value of the shares to be sold in the HRTG filing?

The filing reports an aggregate market value of $477,600.00 for the 20,000 shares.

How were the securities being sold acquired according to the HRTG Form 144?

The securities were acquired as Restricted Stock Units from the issuer on 11/30/2017.

Has the filer sold any HRTG securities in the past three months?

The filing states Nothing to Report for securities sold during the past three months.