Heritage CFO granted new restricted stock awards

Lusk Kirk reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/09/2026 - 05:33 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lusk Kirk reported acquisition or exercise transactions in this Form 4 filing.

Heritage Insurance Holdings Chief Financial Officer Kirk Lusk reported two stock awards. He received 15,271 shares of restricted common stock that vest in three equal installments in 2026, 2027, and 2028. He was also granted 27,487 shares of performance-based restricted stock tied to a three-year performance period through 2028, which will vest after the period ends and may be reduced depending on performance results.

Insider Trade Summary

Grant/Award: 42,758 shares

Grant/Award 2 txns

Insider Lusk Kirk

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	15,271	$0.00	$0.00
Grant/Award	Common Stock	27,487	$0.00	$0.00

Holdings After Transaction: Common Stock — 575,071 shares (Direct)

Holdings Before and After: Common Stock, 532,313 to 575,071 shares (Direct)

Footnotes (2)

1. F1. Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments of 5,090 shares on December 15, 2026, 5,090 shares on December 15, 2027 and 5,091 shares on December 15, 2028.
2. F2. Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2026 and ending on December 31, 2028 and will vest following the end of the performance period but no later than March 30, 2029. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HRTG CFO Kirk Lusk report on this Form 4?

Heritage Insurance CFO Kirk Lusk reported receiving two stock awards. One was time-based restricted common stock and the other performance-based restricted stock, both granted on March 5, 2026, increasing his directly held common shares according to the filing’s reported post-transaction balances.

How many restricted Heritage Insurance (HRTG) shares were granted to the CFO?

Kirk Lusk received 15,271 shares of restricted common stock and 27,487 shares of performance-based restricted stock. These awards were granted at no cash cost per share, as the reported transaction prices are shown as zero in the Form 4 data.

What is the vesting schedule for Kirk Lusk’s time-based restricted HRTG stock?

The time-based restricted stock vests in three installments. According to the filing, 5,090 shares vest on December 15, 2026, another 5,090 on December 15, 2027, and the remaining 5,091 on December 15, 2028, assuming continued satisfaction of applicable conditions.

How do the performance-based restricted HRTG shares for the CFO vest?

The performance-based restricted stock has a three-year performance period from January 1, 2026, to December 31, 2028. Shares will vest after this period, no later than March 30, 2029, and the number ultimately earned can decrease depending on the performance condition results.

Did the HRTG CFO buy or sell shares on the open market in this Form 4?

The Form 4 reports grant or award acquisitions, not open-market trades. Both transactions are coded as awards of common stock with a reported price of zero per share, indicating equity compensation rather than purchases or sales in the market.

How did the reported awards affect Kirk Lusk’s Heritage Insurance share holdings?

After the first restricted stock award, his directly held common shares are reported as 547,584. Following the performance-based restricted stock award, his directly held common shares are reported as 575,071, reflecting the additional granted but still subject-to-vesting shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lusk Kirk

(Last) (First) (Middle)

C/O HERITAGE INSURANCE HOLDINGS, INC.

1401 N. WESTSHORE BLVD

(Street)

TAMPA FL 33607

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Heritage Insurance Holdings, Inc. [ HRTG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/05/2026		A		15,271(1)	A	$0	547,584	D
Common Stock	03/05/2026		A		27,487(2)	A	$0	575,071	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments of 5,090 shares on December 15, 2026, 5,090 shares on December 15, 2027 and 5,091 shares on December 15, 2028.

2. Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2026 and ending on December 31, 2028 and will vest following the end of the performance period but no later than March 30, 2029. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Remarks:

	/s/ Kirk Lusk	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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