Heritage Commerce EVP granted 21,753 RSUs

Heritage Commerce Corp Executive Vice President and COO Thomas A. Sa reported an equity compensation award.

Accepted by SEC EDGAR 03/09/2026 - 08:26 PM EDT

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Rhea-AI Filing Summary

Heritage Commerce Corp Executive Vice President and COO Thomas A. Sa reported an equity compensation award. He acquired 21,753 restricted stock units (RSUs) on common stock at a stated price of $0.00 per unit as a grant or award.

Each RSU represents the right to receive one share of Heritage Commerce common stock. The RSUs vest in three equal annual installments starting on March 5, 2027, with additional tranches vesting on March 5, 2028 and March 5, 2029, subject to the award terms.

Insider Trade Summary

Grant/Award: 21,753 shares

Grant/Award 1 txn

Insider SA THOMAS A

Role Executive Vice President / COO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	21,753	$0.00	$0.00
Holding	Restricted Stock Unit	--	--	--
Holding	Restricted Stock Unit	--	--	--
Holding	Performance-Based Restricted Stock Unit	--	--	--
Holding	Common Stock, No Par Value	--	--	--

Holdings After Transaction: Restricted Stock Unit — 55,554 contracts for 33,801 underlying shares (Direct); Performance-Based Restricted Stock Unit — 13,036 contracts (Direct); Common Stock, No Par Value — 37,576 shares (Direct)

Footnotes (2)

F1. Each restricted stock unit represents a right to receive one share of Issuer common stock.
F2. The restricted stock units vest annually in three equal installments commencing March 5, 2027, the first anniversary of the holder's grant date. The second tranche will vest on 3/5/2028. The remaining RSUs will vest on 3/5/2029.

FAQ

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What insider transaction did Heritage Commerce Corp (HTBK) report for Thomas A. Sa?

Heritage Commerce Corp reported that Executive Vice President and COO Thomas A. Sa received a grant of 21,753 restricted stock units. These units are a form of equity compensation tied to the company’s common stock and were reported as acquired at a stated price of $0.00 per unit.

How many restricted stock units were granted to the HTBK COO in this Form 4?

The COO of Heritage Commerce Corp, Thomas A. Sa, was granted 21,753 restricted stock units. Each unit represents the right to receive one share of common stock, providing equity-based compensation that can align executive interests with long-term shareholder value as the awards vest over time.

What is the vesting schedule for the 21,753 RSUs granted by Heritage Commerce Corp (HTBK)?

The 21,753 RSUs granted to Thomas A. Sa vest in three equal annual installments. Vesting begins on March 5, 2027, with additional equal tranches vesting on March 5, 2028 and March 5, 2029, assuming the award’s conditions continue to be satisfied.

What does each restricted stock unit represent in the HTBK Form 4 filing?

Each restricted stock unit reported for Heritage Commerce Corp represents a right to receive one share of the company’s common stock. This structure effectively grants stock-based compensation that converts into actual shares as vesting milestones are reached under the award terms.

Was there any sale of Heritage Commerce Corp (HTBK) shares reported in this Form 4?

The Form 4 for Heritage Commerce Corp focuses on an acquisition of restricted stock units by Thomas A. Sa. It reports a grant of 21,753 RSUs and additional holdings information, without identifying any sale transaction in the disclosed insider data excerpt.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SA THOMAS A

(Last)

(First)

(Middle)

224 AIRPORT PARKWAY

(Street)

SAN JOSE

95110

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HERITAGE COMMERCE CORP [ HTBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Vice President / COO

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, No Par Value								37,576	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	$0⁽¹⁾	03/05/2026		A		21,753		03/05/2027⁽²⁾	03/05/2029⁽²⁾	Common Stock, No Par Value	21,753	$0	21,753	D
Restricted Stock Unit	$0							11/18/2025	11/18/2027	Common Stock, No Par Value	25,110		25,110	D
Restricted Stock Unit	$0							03/10/2026	03/10/2028	Common Stock, No Par Value	8,691		8,691	D
Performance-Based Restricted Stock Unit	$0							03/10/2028	03/10/2028	Common Stock, No Par Value	13,036		13,036	D

Explanation of Responses:

1. Each restricted stock unit represents a right to receive one share of Issuer common stock.

2. The restricted stock units vest annually in three equal installments commencing March 5, 2027, the first anniversary of the holder's grant date. The second tranche will vest on 3/5/2028. The remaining RSUs will vest on 3/5/2029.

Remarks:

	/s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR