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HTH director and 10% owner Gerald Ford reports dividend share gain

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hilltop Holdings Inc. (HTH) director and more than 10% owner Gerald J. Ford and affiliated entities reported a small increase in their holdings through dividend reinvestment. On 11/21/2025, 1,348.4981 shares of Hilltop common stock were acquired at a price of $0.00 per share under a dividend reinvestment, bringing Ford’s directly held position to 356,280.9558 shares.

In addition to his direct holdings, the filing notes indirect beneficial ownership of 98,789 shares through Turtle Creek Revocable Trust and 15,544,674 shares through Diamond A Financial, L.P. The various entities and Ford disclaim beneficial ownership beyond their pecuniary interest and state that the joint filing should not be taken as an admission of group status under Sections 13(d) or 13(g) of the Exchange Act.

Positive

  • None.

Negative

  • None.
Insider FORD GERALD J, Diamond HTH Stock Company, LP, Turtle Creek Revocable Trust, Diamond HTH Stock Co GP, LLC
Role 10% Owner | 10% Owner | 10% Owner | 10% Owner
Type Security Shares Price Value
Grant/Award Common Stock 1,348.498 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 356,280.956 shares (Direct); Common Stock — 98,789 shares (Indirect, See Footnotes)
Footnotes (1)
  1. Shares acquired pursuant to the reinvestment of dividends. This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Represents shares directly beneficially owned by the Trust. Represents shares directly beneficially owned by Diamond A.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FORD GERALD J
(Last) (First) (Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TX 75205
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2025 11/24/2025 A 1,348.4981(1) A $0.00 356,280.9558 D(2)(3)(4)(5)
Common Stock 98,789 I See Footnotes(2)(3)(4)(5)(6)
Common Stock 15,544,674 I See Footnotes(2)(3)(4)(5)(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
FORD GERALD J
(Last) (First) (Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TX 75205
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Diamond HTH Stock Company, LP
(Last) (First) (Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TX 75205
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Turtle Creek Revocable Trust
(Last) (First) (Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TX 75205
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Diamond HTH Stock Co GP, LLC
(Last) (First) (Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TX 75205
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Shares acquired pursuant to the reinvestment of dividends.
2. This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
3. Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
4. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
5. The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
6. Represents shares directly beneficially owned by the Trust.
7. Represents shares directly beneficially owned by Diamond A.
Remarks:
/s/ Gerald J. Ford 11/26/2025
DIAMOND HTH STOCK COMPANY, LP By: Diamond HTH Stock Company GP, LLC Its: General Partner By: /s/ Gerald J. Ford Title: Sole Member 11/26/2025
TURTLE CREEK REVOCABLE TRUST By: /s/ Gerald J. Ford Title: Trustee 11/26/2025
DIAMOND HTH STOCK COMPANY GP, LLC By: /s/ Gerald J. Ford Title: Sole Member 11/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction was reported for Hilltop Holdings (HTH)?

The report shows an acquisition of 1,348.4981 shares of Hilltop Holdings common stock on 11/21/2025 through dividend reinvestment at a price of $0.00 per share.

Who is the reporting person in this Hilltop Holdings (HTH) Form 4?

The reporting person is Gerald J. Ford, a director and more than 10% owner of Hilltop Holdings Inc., together with affiliated entities Diamond HTH Stock Company, LP, Diamond HTH Stock Company GP, LLC, and Turtle Creek Revocable Trust.

How many Hilltop Holdings (HTH) shares does Gerald J. Ford own directly after the transaction?

Following the reported dividend reinvestment, Gerald J. Ford directly beneficially owns 356,280.9558 shares of Hilltop Holdings common stock.

What indirect Hilltop Holdings (HTH) holdings are associated with Gerald J. Ford and affiliates?

The filing reports indirect beneficial ownership of 98,789 shares through the Turtle Creek Revocable Trust and 15,544,674 shares through Diamond A Financial, L.P.

What is the nature of the 1,348.4981 Hilltop (HTH) shares acquired?

The 1,348.4981 shares were acquired pursuant to the reinvestment of dividends, indicating they resulted from a dividend reinvestment program rather than an open‑market purchase.

Do the reporting persons admit group or full beneficial ownership of all reported Hilltop (HTH) shares?

No. The reporting persons expressly disclaim beneficial ownership of the securities beyond their pecuniary interest and state that the joint filing should not be construed as an admission of being a group under Sections 13(d) or 13(g).