Hilltop Holdings (HTH) awards director Stephen Haworth stock and RSUs

Rhea-AI Filing Summary

Hilltop Holdings Inc. director Stephen H. Haworth reported two equity awards. He received 5,244 restricted stock units that will vest on April 23, 2029, delivering an equal number of common shares. He also acquired 291 shares at $38.14 per share as annual director compensation under the 2020 Equity Incentive Plan.

Insider Trade Summary

Net Buyer: 5,535 shares

Net Buy 2 txns

Insider Haworth Stephen H

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	5,244	$0.00	$0.00
Grant/Award	Common Stock F2, F3	291	$38.14	$11K

Holdings After Transaction: Common Stock — 5,535 shares (Direct)

Footnotes (3)

1. F1. Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person on April 23, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.
2. F2. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
3. F3. Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting.

Key Figures

Restricted stock units granted: 5,244 units Shares granted as director compensation: 291 shares Valuation price for share grant: $38.14 per share +1 more

4 metrics

Restricted stock units granted 5,244 units Award to director Stephen H. Haworth on 2026-07-23; vesting April 23, 2029

Shares granted as director compensation 291 shares Annual compensation grant on 2026-07-23 under the 2020 Equity Incentive Plan

Valuation price for share grant $38.14 per share Closing price on July 22, 2026 used to value the 291-share award

RSU vesting date April 23, 2029 RSUs deliver an equal number of Hilltop Holdings common shares at vesting or earlier specified events

Key Terms

restricted stock units, 2020 Equity Incentive Plan, annual stockholders' meeting

3 terms

restricted stock units financial

"Represents restricted stock units granted to the reporting person."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2020 Equity Incentive Plan financial

"Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan."

annual stockholders' meeting financial

"Closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/24/2026 - 05:56 PM Accepted by SEC EDGAR 07/24/2026 - 05:55 PM Learn about SEC filing dates

FAQ

What insider equity awards did Hilltop Holdings (HTH) report for Stephen H. Haworth?

Hilltop Holdings reported that director Stephen H. Haworth received 5,244 restricted stock units and separately acquired 291 shares of common stock. Both awards were granted as part of his compensation for serving on the company’s board.

When do Stephen H. Haworth’s restricted stock units from Hilltop Holdings (HTH) vest?

The 5,244 restricted stock units granted to Stephen H. Haworth will vest on April 23, 2029, or earlier upon certain events defined in his award agreement, at which time an equal number of Hilltop Holdings common shares will be delivered.

At what price were the 291 Hilltop Holdings (HTH) shares credited to Stephen H. Haworth?

The 291 common shares were valued at $38.14 per share, using Hilltop Holdings’ closing share price on July 22, 2026, the trading day immediately before the company’s annual stockholders’ meeting, as specified in the footnotes.

What plan governed Stephen H. Haworth’s common stock award at Hilltop Holdings (HTH)?

The 291-share award was granted under Hilltop Holdings’ 2020 Equity Incentive Plan as annual compensation for services rendered as a director in the prior year, reflecting the company’s standard equity-based director compensation framework.

Were Stephen H. Haworth’s Hilltop Holdings (HTH) transactions made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is marked as not affirming a trading plan, and the footnotes describe these entries as equity compensation grants, not open-market trades executed under a pre-arranged 10b5-1 plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Haworth Stephen H

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/23/2026		A		5,244(1)	A	$0.00	5,244	D
Common Stock	07/23/2026		A		291(2)	A	$38.14(3)	5,535	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person on April 23, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

2. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

3. Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Stephen H Haworth	07/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)