[Form 4] HILLTOP HOLDINGS INC. Insider Trading Activity

Rhea-AI Filing Summary

Corey G. Prestidge, EVP, General Counsel & Secretary of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition executed 08/29/2025 and reported on 09/04/2025. The filing shows 575.4098 shares were acquired at a reported price of $0.00, with an explanatory note that the shares were purchased pursuant to the reinvestment of dividends. Following the transaction, Prestidge beneficially owns 176,820.4248 shares of Hilltop common stock.

Positive

• 575.4098 shares acquired pursuant to dividend reinvestment, increasing holdings
• Post-transaction beneficial ownership: 176,820.4248 shares, disclosed under Section 16
• Transaction recorded as $0.00, consistent with dividend reinvestment rather than a cash purchase

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider purchased 575.4098 shares via dividend reinvestment, modestly increasing beneficial ownership to 176,820.4248 shares.

The Form 4 documents a routine, non-cash acquisition tied to dividend reinvestment, with the transaction coded as an acquisition and a price of $0.00. The filing identifies the reporting person as an executive officer (EVP, General Counsel & Secretary), and shows post-transaction beneficial ownership. This is a standard administrative disclosure that updates ownership levels rather than signaling a negotiated market purchase or option exercise.

Corporate Governance Expert

TL;DR: Filing is a routine insider ownership update from an officer reflecting dividend reinvestment; material impact appears limited.

The report is explicitly described as acquisition via dividend reinvestment and is signed by the reporting person. It records the officer relationship and the post-transaction share total. There are no indications of additional arrangements or derivative transactions in this filing. As presented, the disclosure fulfills Section 16 reporting requirements for an officer's change in beneficial ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PRESTIDGE COREY

(Last) (First) (Middle)

6565 HILLCREST

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, General Counsel & Sec.

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025	09/02/2025	A		575.4098(1)	A	$0.00	176,820.4248	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ COREY G. PRESTIDGE	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Corey G. Prestidge report on Form 4 for HTH?

The Form 4 reports an acquisition of 575.4098 shares executed on 08/29/2025, reported on 09/04/2025.

How were the HTH shares acquired by the reporting person?

The filing states the shares were acquired pursuant to the reinvestment of dividends.

What is the reporting person's relationship to Hilltop Holdings (HTH)?

The reporting person is an officer with the title EVP, General Counsel & Secretary.

How many HTH shares does the reporting person beneficially own after the transaction?

After the transaction, the reporting person beneficially owns 176,820.4248 shares of Hilltop common stock.

Was any cash paid for the reported HTH shares?

The reported price for the shares is $0.00, consistent with dividend reinvestment.