Hilltop Holdings director granted stock awards

Q: What equity awards did Dana L. Bober report in Hilltop Holdings (HTH) Form 4?

Dana L. Bober reported two equity awards: 5,244 restricted stock units and 291 common shares. Both transactions on July 23, 2026 were coded as grants or awards, reflecting director compensation rather than open‑market purchases or sales.

Q: When do Dana L. Bober's 5,244 restricted stock units in HTH vest?

The 5,244 restricted stock units vest with share delivery on April 23, 2029, or earlier upon specified events. The award provides one share of Hilltop Holdings common stock for each unit when vesting and delivery conditions in the award agreement are met.

Q: What is the significance of the 291 Hilltop Holdings (HTH) shares at $38.14?

The 291 common shares were awarded as annual director compensation, valued at $38.14 per share. The price equals the closing price on July 22, 2026, the day before the annual stockholders' meeting, and is used to calculate the compensation value under the 2020 Equity Incentive Plan.

Q: Were Dana L. Bober’s HTH transactions open‑market purchases or stock awards?

Both reported transactions are stock awards, not open‑market trades. One is a grant of restricted stock units, and the other consists of shares acquired as annual director compensation under Hilltop Holdings Inc. 2020 Equity Incentive Plan for services rendered the prior year.

Q: Was a Rule 10b5-1 trading plan involved in Dana L. Bober’s HTH Form 4 transactions?

The filing indicates the Rule 10b5-1 checkbox was not marked, so these transactions were not reported as occurring under a Rule 10b5-1 trading plan. They are characterized instead as equity grants and share awards related to director compensation.

Hilltop Holdings Inc. director Dana L. Bober reported two equity awards dated July 23, 2026.

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Form Type

Rhea-AI Filing Summary

Hilltop Holdings Inc. director Dana L. Bober reported two equity awards dated July 23, 2026. Bober received 5,244 restricted stock units, which will vest with an equal number of shares deliverable on April 23, 2029 or earlier upon specified events. Bober also acquired 291 shares of common stock as annual director compensation under the 2020 Equity Incentive Plan, valued using the $38.14 closing price on July 22, 2026.

Insider Trade Summary

Grant/Award: 5,535 shares

Grant/Award 2 txns

Insider Bober Dana L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^F1	5,244	$0.00	$0.00
Grant/Award	Common Stock ^{F2, F3}	291	$38.14	$11K

Holdings After Transaction: Common Stock — 5,535 shares (Direct)

Footnotes (3)

F1. Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person on April 23, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.
F2. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
F3. Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders'' meeting.

Key Figures

Restricted stock units granted: 5,244 units Common shares awarded: 291 shares Valuation price per share: $38.14 per share +1 more

4 metrics

Restricted stock units granted 5,244 units Granted to director Dana L. Bober on July 23, 2026; shares deliverable on April 23, 2029 or earlier upon specified events

Common shares awarded 291 shares Shares acquired as annual director compensation under the Hilltop Holdings Inc. 2020 Equity Incentive Plan

Valuation price per share $38.14 per share Closing price on July 22, 2026 used to calculate value of the 291-share annual director award

Equity award transactions reported 2 transactions Two non-derivative acquisition transactions coded as grants or awards (code A) on July 23, 2026

Key Terms

restricted stock units, 2020 Equity Incentive Plan, annual stockholders' meeting

3 terms

restricted stock units financial

"Represents restricted stock units granted to the reporting person."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2020 Equity Incentive Plan financial

"Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan"

annual stockholders' meeting regulatory

"closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Dana L. Bober report in Hilltop Holdings (HTH) Form 4?

Dana L. Bober reported two equity awards: 5,244 restricted stock units and 291 common shares. Both transactions on July 23, 2026 were coded as grants or awards, reflecting director compensation rather than open‑market purchases or sales.

When do Dana L. Bober's 5,244 restricted stock units in HTH vest?

The 5,244 restricted stock units vest with share delivery on April 23, 2029, or earlier upon specified events. The award provides one share of Hilltop Holdings common stock for each unit when vesting and delivery conditions in the award agreement are met.

What is the significance of the 291 Hilltop Holdings (HTH) shares at $38.14?

The 291 common shares were awarded as annual director compensation, valued at $38.14 per share. The price equals the closing price on July 22, 2026, the day before the annual stockholders' meeting, and is used to calculate the compensation value under the 2020 Equity Incentive Plan.

Were Dana L. Bober’s HTH transactions open‑market purchases or stock awards?

Both reported transactions are stock awards, not open‑market trades. One is a grant of restricted stock units, and the other consists of shares acquired as annual director compensation under Hilltop Holdings Inc. 2020 Equity Incentive Plan for services rendered the prior year.

Was a Rule 10b5-1 trading plan involved in Dana L. Bober’s HTH Form 4 transactions?

The filing indicates the Rule 10b5-1 checkbox was not marked, so these transactions were not reported as occurring under a Rule 10b5-1 trading plan. They are characterized instead as equity grants and share awards related to director compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/24/2026 - 05:55 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bober Dana L

(Last)

(First)

(Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS

TEXAS

75205

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/23/2026		A		5,244⁽¹⁾	A	$0.00	5,244	D
Common Stock	07/23/2026		A		291⁽²⁾	A	$38.14⁽³⁾	5,535	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person on April 23, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

2. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

3. Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders'' meeting.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Dana L Bober	07/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR