Hilltop Holdings (HTH) director receives 171-share equity grant under 2020 plan

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SOBEL JONATHAN S reported acquisition or exercise transactions in this Form 4 filing.

Hilltop Holdings Inc. director and Hilltop Securities Chairman Jonathan S. Sobel received a grant of 171 shares of common stock as compensation for serving as a director in the second quarter of 2026. The grant was made under the Hilltop Holdings Inc. 2020 Equity Incentive Plan at a price of $38.615 per share, calculated using the average closing price from June 16 to June 30, 2026. Following this award, he directly holds 128,615.5495 shares of Hilltop common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SOBEL JONATHAN S

Role Hilltop Securities Chairman

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	171	$38.615	$7K

Holdings After Transaction: Common Stock — 128,615.55 shares (Direct, null)

Footnotes (1)

Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2026. Price per share calculated using the average closing price per share for the period from June 16, 2026 to June 30, 2026.

Key Figures

Shares granted: 171 shares Grant price per share: $38.615 per share Total shares after grant: 128,615.5495 shares +1 more

4 metrics

Shares granted 171 shares Director equity compensation grant for Q2 2026

Grant price per share $38.615 per share Average closing price from June 16–30, 2026

Total shares after grant 128,615.5495 shares Direct ownership following June 30, 2026 award

Transaction type Grant, award, or other acquisition Form 4 code A non-derivative transaction

Key Terms

2020 Equity Incentive Plan, grant/award acquisition, Common Stock, average closing price

4 terms

2020 Equity Incentive Plan financial

"Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation"

grant/award acquisition financial

"transaction_action is described as grant/award acquisition for this Form 4 entry"

Common Stock financial

"The reported security title for the transaction is Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

average closing price financial

"Price per share calculated using the average closing price per share for the period"

The average closing price is the arithmetic mean of a security’s end-of-day prices over a chosen period, found by adding each day’s closing price and dividing by the number of days. It smooths out daily ups and downs to show a typical market value—like averaging daily temperatures to understand a month’s climate—and helps investors spot trends, judge whether a stock is generally rising or falling, and make clearer buy or sell decisions.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 06:19 PM Accepted by SEC EDGAR 07/02/2026 - 06:19 PM

FAQ

What insider transaction did Hilltop Holdings (HTH) report for Jonathan S. Sobel?

Hilltop Holdings reported that director and Hilltop Securities Chairman Jonathan S. Sobel received 171 shares of common stock as a compensation grant. The award was issued under the 2020 Equity Incentive Plan for services rendered as a director in the second calendar quarter of 2026.

How many Hilltop Holdings (HTH) shares were granted to Jonathan S. Sobel and at what price?

Jonathan S. Sobel was granted 171 shares of Hilltop Holdings common stock at $38.615 per share. The price per share was calculated using the average closing price for the period from June 16, 2026 to June 30, 2026, as noted in the filing footnotes.

What is Jonathan S. Sobel’s total Hilltop Holdings (HTH) ownership after this Form 4 grant?

After this compensation grant, Jonathan S. Sobel directly owns 128,615.5495 shares of Hilltop Holdings common stock. This figure reflects his position immediately following the award of 171 shares reported in the Form 4 insider transaction for June 30, 2026.

Under which plan was Jonathan S. Sobel’s Hilltop Holdings (HTH) equity grant made?

The equity grant to Jonathan S. Sobel was made under the Hilltop Holdings Inc. 2020 Equity Incentive Plan. According to the filing, the 171-share award represents compensation for services rendered as a director in the second calendar quarter of 2026, rather than an open-market purchase.

How was the grant price determined for Jonathan S. Sobel’s Hilltop Holdings (HTH) shares?

The grant price of $38.615 per share was calculated using the average closing price of Hilltop’s common stock from June 16, 2026 to June 30, 2026. This averaging method is explicitly described in the footnotes accompanying the Form 4 insider transaction disclosure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SOBEL JONATHAN S

(Last)

(First)

(Middle)

6565 HILLCREST AVE

(Street)

DALLAS

TEXAS

75205

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Hilltop Securities Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/30/2026		A		171⁽¹⁾	A	$38.615⁽²⁾	128,615.5495	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2026.

2. Price per share calculated using the average closing price per share for the period from June 16, 2026 to June 30, 2026.

Remarks:

	/s/ Jonathan S. Sobel	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR