Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. filings document a Maryland financial holding company with common stock traded under HTH and operations spanning PlainsCapital Bank, PrimeLending, Hilltop Securities Inc., and Momentum Independent Network Inc. The record includes material-event reports for results of operations, financial condition, earnings presentations, dividend declarations, and stock repurchase authorization.
Proxy and governance filings cover board composition, committee service, executive compensation, equity-award tables, employment agreement amendments, and shareholder voting matters. These disclosures also identify the company's capital structure, listing venues, and financial-reporting exhibits tied to banking, mortgage lending, broker-dealer, clearing, and advisory activities.
Hilltop Holdings Inc. (HTH) filing a Form 144 notifies the proposed sale of 20,000 shares of common stock through Goldman Sachs & Co. LLC on 08/14/2025, with an aggregate market value of $655,600. The filer reports acquiring these shares from the issuer in a private transaction on 06/13/1997 and indicates no cash payment obligations related to the original acquisition. The notice also discloses a sale of 30,000 shares on 08/13/2025 generating gross proceeds of $963,761. The filing includes the seller's representation that no undisclosed material adverse information about the issuer is known.
Hilltop Holdings Inc. filed a Form 13F for the quarter ended 06-30-2025 reporting 1,339 holdings entries totaling $1,560,663,512 in market value. The filing identifies four other included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.). The report was signed by Corey G. Prestidge, Executive Vice President, General Counsel and Secretary, on 08-14-2025. This filing is a standard 13F holdings report disclosing aggregated institutional holdings as of the quarter end.
Hilltop Holdings (HTH) filed a Form 144 notifying the market of a proposed sale under Rule 144 of 30,000 shares of common stock with an aggregate market value of $976,200. The sale is to be executed through Goldman Sachs & Co. LLC on the NYSE with an approximate sale date of 08/13/2025. The filing discloses the shares were acquired from the issuer in private transactions: 22,634 shares on 02/02/2007 and 7,366 shares on 06/13/1997, totaling 30,000 shares. The filer certifies they do not know of any undisclosed material adverse information and references Rule 10b5-1 plan considerations.
This Amendment No. 20 to a Schedule 13D relates to common stock of Hilltop Holdings Inc. and updates ownership and agreement information previously reported by Gerald J. Ford and related entities. Collectively, the reporting persons beneficially own 15,907,069 shares, representing 25.2% of Hilltop's outstanding common stock based on 63,001,759 shares outstanding as of July 24, 2025. Individual holdings include 15,544,674 shares (24.7%) held by Diamond A Financial, LP and 98,789 shares (0.2%) held by Turtle Creek Revocable Trust.
The filing discloses ongoing litigation between Mr. Ford and certain of his children and states that on August 6, 2025 the reporting persons and the First Family agreed to negotiate in good faith toward a definitive settlement. The contemplated settlement described would transfer control over the shares held by Financial LP to the First Family and redeem Mr. Ford's equity interests in Financial LP, with Mr. Ford to receive 21.6% of the shares of Common Stock held by Financial LP as partial consideration. The filing incorporates a Joint Filing Agreement as an exhibit and is signed on August 8, 2025.
Hilltop Holdings Inc. (HTH) Form 4: Director W. Robert Nichols III received 957 common shares on 07/24/2025 through the company’s 2020 Equity Incentive Plan, valued at $31.36 per share (closing price on 07/23/2025). His direct stake rose from 58 to 1,015 shares; indirect holdings remain 9,442 shares in an IRA and 5,000 shares held by his spouse. No derivative transactions were reported.
The grant is routine annual board compensation rather than an open-market purchase, but it modestly increases insider ownership, bringing Nichols’ total beneficial position to 15,457 shares (direct + indirect). The filing contains no financial results, guidance, or other material corporate events.
Hilltop Holdings Inc. (HTH) filed a Form 4 showing that director Tom C. Nichols received 957 common shares on 07/24/2025 under the company’s 2020 Equity Incentive Plan as annual board compensation. The award was valued at $31.36 per share (the 07/23/2025 closing price), for an implied value of roughly $30k. After this transaction Nichols now holds 15,137 shares directly and 2,000 shares indirectly through an IRA. No sales or derivative transactions were reported, and Nichols remains classified as a director insider with Form 4 obligations.
Hilltop Holdings Inc. (HTH) – Form 4 filing, 28 Jul 2025
Director Carl B. Webb reported the acquisition of 957 common shares on 24 Jul 2025. The shares were granted under the company’s 2020 Equity Incentive Plan as annual board compensation for the prior fiscal year. The transaction is coded “A” (automatic acquisition) and was valued at $31.36 per share, a reference to HTH’s closing price on 23 Jul 2025 (the day before the annual shareholder meeting). Following the grant, Webb’s direct ownership rises to 129,407 shares.
No derivative securities were involved, and there were no dispositions. The filing does not disclose any additional purchases, sales, or changes to derivatives, nor does it include earnings or guidance information. Given the modest size of the award (≈0.1% of daily trading volume and immaterial to market cap), the transaction is routine board compensation rather than a signal of strategic insider buying.