Welcome to our dedicated page for Hawthorn Banc SEC filings (Ticker: HWBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Hawthorn Bancshares, Inc. (NASDAQ: HWBK) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a financial-bank holding company. Hawthorn Bancshares files with the U.S. Securities and Exchange Commission as a Missouri corporation and parent of Hawthorn Bank, which serves families and businesses in Missouri.
Investors researching HWBK can use this page to review Forms 10-Q and 10-K for detailed financial statements, segment information, net interest income, non-interest income, efficiency ratios, and asset quality metrics such as non-performing loans, non-performing assets, and allowance for credit losses. These periodic reports also present the company’s capital ratios, including total risk-based capital, tier 1 risk-based capital, common equity Tier 1 capital, and tier 1 leverage ratios, which Hawthorn Bancshares highlights as evidence of its “well capitalized” regulatory status.
The company’s Form 8-K filings frequently furnish earnings press releases and document dividend declarations. For example, recent 8-Ks report quarterly results for periods ended March 31, June 30, and September 30, 2025, and disclose Board approvals of cash dividends per common share with specified record and payment dates. These current reports help track material events related to financial performance and capital actions.
Users can also monitor insider transaction reports (Form 4) and other ownership-related filings, when available, to see how directors and officers transact in HWBK shares. Stock Titan’s platform adds AI-powered summaries to new filings, helping explain complex sections of lengthy reports and highlighting key items such as changes in net interest margin, credit loss provisions, or capital ratios, while maintaining direct access to the original EDGAR documents.
Hawthorn Bancshares, Inc. (Nasdaq: HWBK) has filed a universal shelf registration statement on Form S-3, permitting the company to issue up to $150 million of securities—common and preferred stock, debt, depositary shares, warrants, purchase contracts, subscription rights and units—on a delayed or continuous basis. Hawthorn is an accelerated filer and qualifies as a smaller reporting company, but is not an emerging growth company. Each takedown will be accompanied by a prospectus supplement specifying the exact terms, pricing, distribution method and use of proceeds. The filing provides substantial capital-raising flexibility to fund growth initiatives, bolster regulatory capital, repay debt or pursue acquisitions, yet it also introduces the possibility of dilution for existing shareholders if equity is issued. Hawthorn’s common stock trades on the Nasdaq Global Select Market under the ticker HWBK. No securities may be sold until the SEC declares the registration statement effective, and the securities are not insured by the FDIC.