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Hettinger Shawna M. reported acquisition or exercise transactions in this Form 4 filing.
Hawthorn Bancshares director receives equity award
Director Shawna M. Hettinger reported an award of 500 shares of Hawthorn Bancshares, Inc. common stock in the form of unvested restricted stock units under the company’s Equity Incentive Plan. These RSUs will fully vest on June 2, 2027, if she continues serving through that date.
In addition to this award, a holding entry shows she directly owns 4,124 shares of common stock following the reported transactions. The grant is compensation-related rather than an open‑market purchase or sale.
FREEMAN PHILIP D reported acquisition or exercise transactions in this Form 4 filing.
Hawthorn Bancshares director Philip D. Freeman reported an equity award and updated holdings. He received 500 shares of Common Stock as a grant under the Hawthorn Bancshares, Inc. Equity Incentive Plan, represented by unvested restricted stock units that can be settled only in Common Stock.
The RSUs will fully vest on June 2, 2027, if he continues to serve through that date. After this grant, Freeman holds 500 shares directly and 98,683.79 shares indirectly through a trust, reflecting both his new award and existing indirect ownership.
HAWTHORN BANCSHARES, INC. director Kevin L. Riley reported an equity compensation grant and updated his holdings. He received 500 restricted stock units (RSUs) that can be settled only in Common Stock, awarded at $0.00 per share as a grant or award acquisition.
According to the footnote, these RSUs will fully vest on June 2, 2027, subject to his continued service through that date. After this grant, he holds 500 shares directly linked to this award and also reports 36,645.673 shares of Common Stock held indirectly through a trust. This filing reflects routine, compensation-related equity awards rather than open‑market buying or selling.
Hawthorn Bancshares director Wetzel Gus Seitter III received a grant of 500 shares of Common Stock as restricted stock units (RSUs). The award was recorded at a price of $0.00 per share and represents a compensation-related acquisition, not an open-market purchase.
The RSUs were granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan and will fully vest on June 2, 2027, subject to his continued service through that date. After the transactions reported, he holds 500 shares directly, plus indirect interests in 110,778.678 shares through Wetzel Investments, LP and 4,420.145 shares through the Wetzel Revocable Trust. He holds only a minority ownership interest in Wetzel Investments, LP and disclaims beneficial ownership of those securities except to the extent of his pecuniary interest.
Holtaway Jonathan reported acquisition or exercise transactions in this Form 4 filing.
Hawthorn Bancshares director Jonathan Holtaway received a grant of 500 shares of Common Stock as restricted stock units (RSUs). The RSUs were awarded at no cash cost to him and were granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan as equity compensation.
The RSUs will fully vest on June 2, 2027, provided he continues to serve through that date. After this filing, Holtaway holds 500 shares directly from this grant, while additional indirect holdings are reported through an IRA and the Ategra Community Financial Institution Fund, LP, where he notes his pecuniary interest is limited.
TURNER DAVID T reported acquisition or exercise transactions in this Form 4 filing.
HAWTHORN BANCSHARES, INC. director David T. Turner received a grant of 500 shares of Common Stock on June 2, 2026, structured as restricted stock units under the company’s Equity Incentive Plan at a price of $0.00 per share. These RSUs will fully vest on June 2, 2027, subject to his continued service through that date.
Following this filing, Turner holds 50,341.025 shares of Common Stock directly and 63,410.040 shares indirectly through a Profit Sharing Trust. The indirect and direct holdings also reflect shares accumulated since the prior report under the company’s dividend reinvestment (DRIP) program.
Eden Douglas Todd reported acquisition or exercise transactions in this Form 4 filing.
Hawthorn Bancshares director Eden Douglas Todd received an equity award of 500 restricted stock units (RSUs) that can be settled only in shares of common stock. The award was granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan at a grant price of $0.00 per share.
The RSUs will fully vest on June 2, 2027, if Todd continues in service through that date. Following the reported positions, he holds 23,174 shares of common stock directly, with additional indirect holdings through a wife’s trust, a son, and a separate trust.
HAWTHORN BANCSHARES, INC. director James Grant Burcham has filed an initial Form 3, which is a statement of beneficial ownership for insiders. The filing data provided shows no reported common stock or derivative transactions, with all buy, sell, and exercise counts listed as zero.
Hawthorn Bancshares, Inc. reported first-quarter 2026 net income of $5.7 million, up from $5.4 million a year earlier, as higher net interest income more than offset slightly higher operating costs. Basic and diluted earnings per share were $0.83, compared with $0.77 in the prior-year quarter.
Total assets were $1.86 billion at March 31, 2026, down modestly from $1.89 billion at December 31, 2025, as loans held for investment declined to $1.45 billion and deposits decreased to $1.52 billion. Credit quality remained stable, with total non-performing loans of $6.8 million and an allowance for credit losses on loans of $20.9 million.
Other comprehensive income swung to a loss as rising rates drove a $2.9 million decline in accumulated other comprehensive income, mainly from unrealized losses on available-for-sale securities. The company continued capital returns, repurchasing 12,000 shares for $0.4 million and declaring common dividends of $0.21 per share. It also highlighted an effective $150 million universal shelf registration and, after quarter-end, signed a definitive agreement to acquire FSC Bancshares, Inc. and Farmers State Bank in a cash-and-stock transaction.
Hawthorn Bancshares, Inc. filed an amended report to revise its preliminary first‑quarter 2026 results after reclassifying a $1.2 million gain on a March 2026 sale‑leaseback as a financing obligation. This change reduced previously reported net income by $1.1 million and cut earnings per share by $0.15 for the quarter.
For the final first‑quarter 2026 figures, Hawthorn reported net income of $5.7 million, or diluted EPS of $0.83, up from $0.77 a year earlier. Net interest margin (fully tax‑equivalent) improved to 4.07% from 3.67% in the prior‑year quarter, while the efficiency ratio improved to 64.29% from 66.64%. Loans and deposits declined modestly from the prior quarter, but credit quality indicators remained solid, with non‑performing assets at 0.47% of loans and total risk‑based capital at 15.84%, keeping the bank in a well‑capitalized position.