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[Form 4] Hawkins Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Patrick H. Hawkins, who serves as CEO, President and Director of Hawkins Inc (HWKN), reported a reported transaction dated 09/04/2025. The filing shows a gift of 220 shares of common stock (transaction code G) for no consideration, resulting in a reported direct beneficial ownership of 316,444.4239 shares. The report also discloses 26,074.5547 shares held indirectly via an ESOP trustee. The Form 4 was signed by an attorney-in-fact on 09/08/2025.

Positive
  • Transparent reporting of insider ownership and the gift transaction in accordance with Section 16 requirements
  • Clear reconciliation noting shares acquired via the employee stock purchase plan and dividend reinvestment plan
Negative
  • Disposition reported: a gift of 220 shares was made (transaction code G), reducing direct holdings
  • No explanatory detail about the recipient or purpose of the gift is provided in the filing

Insights

TL;DR: Insider reported a small gift of shares; disclosure maintains compliance but is not materially significant.

The Form 4 shows a voluntary transfer of 220 shares by the CEO/Chair as a gift, recorded under transaction code G. Reporting of both direct ownership and indirect ESOP holdings provides transparency on the insider's aggregate position. The size of the gift relative to total holdings appears immaterial based on the numbers disclosed. No derivative transactions or option exercises are reported.

TL;DR: Transaction is a routine insider disclosure of a small, non‑cash transfer with limited investor impact.

The document identifies a single non‑derivative disposal (gift) of 220 shares and reconciles prior small acquisitions through the ESPP and dividend reinvestment plan. Ownership totals are clearly reported: 316,444.4239 shares direct and 26,074.5547 shares indirect via ESOP. There are no purchases, sales for consideration, option exercises, or additional encumbrances disclosed.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hawkins Patrick H.

(Last) (First) (Middle)
2381 ROSEGATE

(Street)
ROSEVILLE MN 55113

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HAWKINS INC [ HWKN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO AND PRESIDENT
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/04/2025 G 220(1) D $0 316,444.4239(2) D
Common Stock 26,074.5547 I By ESOP Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Gift of shares for no consideration.
2. Includes 126 shares acquired on June 30, 2025 pursuant to the Issuer's employee stock purchase plan and 8.1627 shares acquired June-August, pursuant to the Issuer's dividend reinvestment plan.
/s/ Joshua L. Colburn, Attorney-in-Fact 09/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Patrick H. Hawkins report in the Form 4 (HWKN)?

He reported a gift of 220 shares of Hawkins Inc common stock on 09/04/2025 and current holdings of 316,444.4239 shares direct plus 26,074.5547 shares indirect via an ESOP trustee.

Was the 09/04/2025 transaction a sale for cash?

No; the filing indicates the transaction was a gift for no consideration (transaction code G).

Does the Form 4 show any option exercises or derivative transactions?

No; Table II for derivative securities contains no reported transactions in this filing.

Are other recent acquisitions noted in the filing?

Yes; the filing discloses 126 shares acquired on June 30, 2025 via the ESPP and 8.1627 shares acquired June–August via dividend reinvestment.

Who signed the Form 4 and when?

The Form 4 was signed by an attorney‑in‑fact, Joshua L. Colburn, on 09/08/2025.
Hawkins

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2.65B
19.14M
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Specialty Chemicals
Wholesale-chemicals & Allied Products
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United States
ROSEVILLE