STOCK TITAN

[Form 4] HYSTER-YALE, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hyster-Yale, Inc. reported insider equity awards and indirect holdings for one reporting person. On 10/01/2025 and 01/02/2026, the reporting person’s spouse received 963 and 1,136 shares of Hyster-Yale Class A common stock, respectively, as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, both at a stated price of $0 per share. These awards are held in a trust for the benefit of David B. Williams, for which the spouse serves as trustee, and are reported as indirect beneficial ownership.

The filing also lists large indirect interests in Hyster-Yale Class A common stock held through multiple family trusts and limited partnerships, including 153,313 shares via AMR Associates LP and 147,481 Class A shares underlying Class B common stock tied to a proportionate partnership interest in AMR Associates LP. Similar indirect positions are reported for various family members’ trusts and partnership interests, with the reporting person generally disclaiming beneficial ownership of these shares.

Positive

  • None.

Negative

  • None.
Insider WILLIAMS CLARA R
Role Insider
Type Security Shares Price Value
Grant/Award Class A Common Stock 1,136 $0.00 --
Grant/Award Class A Common Stock 963 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 23,510 shares (Indirect, Spouse serves as Trustee of trust fbo David B. Williams); Class B Common Stock — 147,481 shares (Indirect, proportionate partnership interest shares held by AMR Associates LP)
Footnotes (1)
  1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. Reporting Person disclaims beneficial ownership of all such shares. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILLIAMS CLARA R

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/01/2025 A(1) 963 A $0 22,374 I Spouse serves as Trustee of trust fbo David B. Williams(2)
Class A Common Stock 01/02/2026 A(3) 1,136 A $0 23,510 I Spouse serves as Trustee of trust fbo David B. Williams(2)
Class A Common Stock 153,313 I proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 983 I Serves as Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class A Common Stock 2,647 I Reporting Person serves as Trustee of GSTs for the benefit of Clara R. Williams
Class A Common Stock 182,185 I Held by trust for the benefit of Reporting Person
Class A Common Stock 983 I Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class A Common Stock 1,967 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock 7,211 I Reporting Person?s spouse is trustee of a Trust fbo child.(2)
Class A Common Stock 983 I Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class A Common Stock 1,967 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock 9,961 I Reporting Person?s spouse is trustee of a Trust fbo child.(2)
Class A Common Stock 983 I Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (4) (4) (4) Class A Common Stock 147,481 147,481 I proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock (4) (4) (4) Class A Common Stock 20,160 20,160 I Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Class B Common Stock (4) (4) (4) Class A Common Stock 62,034 62,034 I Serves as Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 41,679 41,679 I Reporting Person serves as Trustee of GSTs for the benefit of Clara R. Williams
Class B Common Stock (4) (4) (4) Class A Common Stock 52,321 52,321 I Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class B Common Stock (4) (4) (4) Class A Common Stock 85,056 85,056 I Reporting Person?s proportionate interests in shares held by Rankin Associates IV.
Class B Common Stock (4) (4) (4) Class A Common Stock 146 146 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock (4) (4) (4) Class A Common Stock 11,766 11,766 I spouse's proportionate LP interest in shares held by RA II LP(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 905 905 I Spouse's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 635 635 I Spouse's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 62,035 62,035 I Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 1,992 1,992 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 22,654 22,654 I Child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 61,935 61,935 I Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 1,892 1,892 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 19,904 19,904 I Child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 62,035 62,035 I Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Explanation of Responses:
1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
3. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
4. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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