Equity award to spouse-related trust reported at Hyster-Yale (HY)
Rhea-AI Filing Summary
Hyster-Yale, Inc. reporting person Helen Rankin Butler reported an indirect acquisition related to her spouse. Entities associated with Butler received 1,139 shares of Class A Common Stock at $0.00 per share as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, held in the J.C. Butler, Jr. Revocable Trust. Butler disclaims beneficial ownership of these shares.
The filing also lists a range of indirect holdings and derivative positions in Class B Common Stock (convertible into Class A) and Class A Common Stock across multiple family trusts, limited partnerships, and retirement accounts. These entries update reported indirect positions and do not show any open-market purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,139 shares
Net Buy
26 txns
Insider
BUTLER HELEN RANKIN
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 1,139 | $0.00 | $0.00 |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 59,260 shares (Indirect, spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.);
Class B Common Stock — 3,784 shares (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP);
Class B Common Stock — 8,879 shares (Indirect, Trustee of JCB 2020 GST trust fbo daughter. Reflects proportionate interest held in shares in RAII);
Class B Common Stock — 36,520 shares (Indirect, child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P);
Class B Common Stock — 922 shares (Indirect, child's proportionate interests held in shares in Rankin Associates V);
Class B Common Stock — 1,268 shares (Indirect, Child's proportionate interest in shares held by Rankin Associates VI);
Class B Common Stock — 8,880 shares (Indirect, Trustee of JCB 2020 GST trust fbo son. Reflects proportionate interest held in shares in RAII);
Class B Common Stock — 147,481 shares (Indirect, proportionate partnership interest shares held by AMR Associates LP);
Class B Common Stock — 20,160 shares (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Helen Butler);
Class B Common Stock — 41,679 shares (Indirect, Reporting Person serves as Trustee of GSTs for the benefit of Helen R. Butler);
Class B Common Stock — 52,321 shares (Indirect, proportionate limited partnership interest in shares held by Rankin Associates I, L.P.);
Class B Common Stock — 85,056 shares (Indirect, proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.);
Class B Common Stock — 146 shares (Indirect, Reporting person's proportionate interest in shares held by Rankin Associates VI);
Class B Common Stock — 2,800 shares (Indirect, Individual Retirement Account for the benefit of the Reporting Person's spouse);
Class A Common Stock — 3,934 shares (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP);
Class A Common Stock — 25,088 shares (Indirect, held in Trust for the benefit of Reporting Person's child);
Class A Common Stock — 153,313 shares (Indirect, proportionate partnership interest shares held by AMR Associates LP);
Class A Common Stock — 2,647 shares (Indirect, Reporting Person serves as Trustee of GSTs for the benefit of Helen R. Butler);
Class A Common Stock — 183,605 shares (Indirect, held by Trust for the benefit of Reporting Person);
Class A Common Stock — 2,800 shares (Indirect, Individual Retirement Account for the benefit of the Reporting Person's spouse)
Footnotes (3)
- F1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- F2. Reporting Person disclaims beneficial ownership of all such shares.
- F3. N/A
Key Figures
Awarded Class A shares: 1,139 shares
Award price per share: $0.00 per share
Class A shares in J.C. Butler Jr. Revocable Trust: 59,260 shares
+5 more
8 metrics
Awarded Class A shares
1,139 shares
Required Shares granted at $0.00 under equity plan
Award price per share
$0.00 per share
Grant/award acquisition to spouse’s revocable trust
Class A shares in J.C. Butler Jr. Revocable Trust
59,260 shares
Total Class A Common Stock following award
Indirect Class B underlying via AMR Associates LP
147,481 underlying shares
Class B Common Stock convertible into Class A, indirect
Indirect Class B underlying via Rankin Associates I, L.P.
52,321 underlying shares
Proportionate limited partnership interest, indirect
Indirect Class B underlying via Rankin Associates IV, L.P.
85,056 underlying shares
Proportionate limited partnership interests, indirect
Class B underlying in BTR 2020 GST trust
20,160 underlying shares
Trust for benefit of Helen Butler, indirect
Class A in trust for reporting person
183,605 shares
Held by trust for benefit of reporting person, indirect
Key Terms
Non-Employee Directors' Equity Compensation Plan, Required Shares, Revocable Trust, beneficial ownership, +2 more
6 terms
Non-Employee Directors' Equity Compensation Plan financial
"awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
Revocable Trust financial
"Trustee of the J.C. Butler, Jr. Revocable Trust."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Individual Retirement Account financial
"Individual Retirement Account for the benefit of the Reporting Person's spouse"
Class B Common Stock financial
"Class B Common Stock, underlying security title Class A Common Stock"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Helen Rankin Butler report for HYSTER-YALE (HY)?
Helen Rankin Butler reported an indirect acquisition linked to her spouse: 1,139 shares of Hyster-Yale Class A Common Stock were awarded at $0.00 per share as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan and held in the J.C. Butler, Jr. Revocable Trust.
Were there any open-market buys or sells in this HYSTER-YALE (HY) Form 4 filing?
No open-market buys or sells are shown. The Form 4 reports one grant-type acquisition at $0.00 per share and multiple updates to indirect holdings and derivative positions across family trusts, partnerships, and retirement accounts, without recorded market purchases or sales transactions.