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Hyster-Yale director Rankin receives 1,149 shares

The reported position after the award was 247,724 Class A shares, held indirectly through a trust for Rankin’s benefit.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Hyster-Yale, Inc. director Claiborne R. Rankin received an award of 1,149 Class A common shares on October 1, 2026, designated as “Required Shares” under the company’s Non-Employee Director’s Equity Compensation Plan. The shares were reported indirectly through a trust for his benefit. The transaction row reports 247,724 Class A shares following the award.

Insider RANKIN CLAIBORNE R
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 1,149 $0.00 $0.00
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F4 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
Holdings After Transaction: Class A Common Stock — 247,724 shares (Indirect, Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin); Class B Common Stock — 100,000 contracts (Indirect, spouses proportionate LP interst in shares held in RA1); Class B Common Stock — 3,956 contracts (Indirect, spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP); Class B Common Stock — 377 contracts (Indirect, Spouse's proportionate interests held in shares in Rankin Associates V); Class B Common Stock — 635 contracts (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 168,945 contracts (Indirect, Spouse's proportionate interest held in shares in RA IV); Class B Common Stock — 20,159 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach); Class B Common Stock — 50 contracts (Indirect, Proportionate general partnership interest in shares held in RAIV); Class B Common Stock — 40,624 contracts (Indirect, proportionate limited partnership interest in shares held by Rankin Associates I, L.P); Class B Common Stock — 56,991 contracts (Indirect, _proportionate limited partnership interests in shares held by Rankin Associates II, L.P); Class B Common Stock — 1,165 contracts (Indirect, proportionate limited partnership interest in shares held by Rankin Associates IV, L.P); Class B Common Stock — 20,159 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr); Class B Common Stock — 80 contracts (Indirect, Interest in shares held by RAV held by Rankin Management, Inc. ("RMI")); Class B Common Stock — 100 contracts (Indirect, Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")); Class B Common Stock — 3,950 contracts (Indirect, proportionate interest in shares held by Rankin Management, Inc. ("RMI")); Class B Common Stock — 20,160 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers); Class B Common Stock — 30,552 contracts (Indirect, Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin); Class A Common Stock — 5,416 shares (Indirect, Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr.); Class A Common Stock — 6,957 shares (Indirect, Held in trust fbo Reporting Person's spouse.)
Footnotes (4)
  1. F1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
  2. F2. Reporting Person disclaims beneficial ownership of all such shares.
  3. F3. N/A
  4. F4. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
Award shares 1,149 shares Class A common shares awarded October 1, 2026
Reported price per share $0.00 per share Class A common stock award
Shares following award 247,724 shares Class A common stock
Required Shares financial
"as “Required Shares” in the company’s Non-Employee Director’s Equity Compensation Plan"
Non-Employee Director’s Equity Compensation Plan financial
"the company’s Non-Employee Director’s Equity Compensation Plan"
beneficial ownership regulatory
"Reporting Person disclaims beneficial ownership of all such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

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How many shares did HY director Claiborne R. Rankin receive?

Claiborne R. Rankin received an award of 1,149 Class A common shares on October 1, 2026, designated as “Required Shares” under Hyster-Yale’s Non-Employee Director’s Equity Compensation Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN CLAIBORNE R

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)1,149A$0247,724IReporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock5,416IReporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr.
Class A Common Stock6,957IHeld in trust fbo Reporting Person's spouse.(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(3) (3) (3)Class A Common Stock100,000100,000Ispouses proportionate LP interst in shares held in RA1(2)
Class B Common Stock(3) (3) (3)Class A Common Stock3,9563,956Ispouse's proportionate limited partnership interest in shares held by Rankin Associates II LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock377377ISpouse's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock(3) (3) (3)Class A Common Stock635635ISpouse's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock168,945168,945ISpouse's proportionate interest held in shares in RA IV(2)
Class B Common Stock(3) (3) (3)Class A Common Stock20,15920,159IServes as Trustee of BTR 2020 GST trust fbo Chloe Seelbach(2)
Class B Common Stock(3) (3) (3)Class A Common Stock5050IProportionate general partnership interest in shares held in RAIV(4)
Class B Common Stock(3) (3) (3)Class A Common Stock40,62440,624Iproportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock(3) (3) (3)Class A Common Stock56,99156,991I_proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock(3) (3) (3)Class A Common Stock1,1651,165Iproportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock(3) (3) (3)Class A Common Stock20,15920,159IServes as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr(2)
Class B Common Stock(3) (3) (3)Class A Common Stock8080IInterest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class B Common Stock(3) (3) (3)Class A Common Stock100100IInterest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class B Common Stock(3) (3) (3)Class A Common Stock3,9503,950Iproportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock(3) (3) (3)Class A Common Stock20,16020,160IServes as Trustee of BTR 2020 GST trust fbo Julia Kuipers(2)
Class B Common Stock(3) (3) (3)Class A Common Stock30,55230,552IReporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Explanation of Responses:
1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
3. N/A
4. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
/s/ Suzanne S. Taylor, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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