Hyster-Yale (NYSE: HY) VP granted shares, 169 withheld for taxes

Rhea-AI Filing Summary

Hyster-Yale, Inc. executive Dena McKee, VP, Controller and Chief Accounting Officer, reported a stock-based compensation grant and related tax share surrender. She received 1,567 shares of Class A Common Stock as an LTIP Award under the company’s Long-Term Incentive Compensation Plan.

To cover tax withholding on this LTIP Award, McKee surrendered 169 shares to the company in a mandatory cashless exercise at $36.66 per share. After these transactions, she directly holds 3,683 Class A shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McKee Dena

(Last) (First) (Middle)

5875 LANDERBROOK DR

SUITE 300

(Street)

CLEVELAND OH 44124

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Controller and CAO

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/27/2026		A(1)		1,567	A	$0	3,852	D
Class A Common Stock	02/27/2026		F(2)		169	D	$36.66	3,683	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. LTIP Award Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

2. Mandatory Cashless Exercise - Award share that Reporting person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Award.

	/s/ Suzanne S. Taylor, attorney-in-fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hyster-Yale (HY) executive Dena McKee report?

Dena McKee reported receiving 1,567 Class A shares as a long-term incentive award. She also surrendered 169 shares back to Hyster-Yale to satisfy tax withholding obligations tied to that award, as reflected in the Form 4 filing.

How many Hyster-Yale (HY) shares did Dena McKee receive in her LTIP award?

She received 1,567 shares of Hyster-Yale Class A Common Stock as an LTIP Award. The award was granted under the company’s Long-Term Incentive Compensation Plan and was reported as a non-derivative acquisition on the Form 4.

Why did Dena McKee surrender 169 Hyster-Yale (HY) shares?

She surrendered 169 shares to the company to satisfy tax withholding obligations on her LTIP Award. This was structured as a mandatory cashless exercise, using shares instead of cash to pay the related tax liability.

At what price were the 169 surrendered Hyster-Yale (HY) shares valued?

The 169 shares surrendered for tax withholding were valued at $36.66 per share. This price is shown as the transaction price in the Form 4 entry coded “F” for payment of tax liability using delivered securities.

How many Hyster-Yale (HY) shares does Dena McKee own after the reported transactions?

After the award and related tax withholding surrender, Dena McKee directly owns 3,683 shares of Hyster-Yale Class A Common Stock. This post-transaction holding figure is disclosed in the Form 4 as her total direct ownership.

What do the Form 4 transaction codes A and F mean for Hyster-Yale (HY)?

Code A reflects McKee’s acquisition of 1,567 shares through a grant or award. Code F reflects the tax-withholding disposition, where 169 shares were delivered back to Hyster-Yale to cover her LTIP-related tax liability.