How does the Form 4 describe the director’s indirect Hyster-Yale (HY) share holdings?

The filing lists multiple indirect holdings in Class A shares via trusts, family limited partnerships, and an IRA , and states that the reporting person disclaims beneficial ownership of all such shares .

Hyster-Yale (HY) director reports 1,136-share Class A stock grant on Form 4

Q: What insider transaction did Hyster-Yale (HY) report in this Form 4?

The filing shows that a director of Hyster-Yale, Inc. received an award of 1,136 shares of Class A Common Stock on 01/02/2026 as an equity grant.

Q: How many Hyster-Yale (HY) shares were granted to the director and at what price?

The director was awarded 1,136 Class A Common shares at a stated price of $0 per share , described as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan.

Q: What is meant by “Required Shares” in the Hyster-Yale (HY) director’s award?

The 1,136 Class A shares are described as “Required Shares” awarded to the director under the company’s Non-Employee Directors’ Equity Compensation Plan , indicating they are part of standard director compensation.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Hyster-Yale, Inc. director reported an equity award of Class A Common Stock. On 01/02/2026, the reporting person received 1,136 Class A shares as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan at a stated price of $0 per share, reflecting a stock grant rather than a purchase.

After this grant, the reporting person is shown with 58,121 Class A shares held in a trust for their benefit, along with extensive additional indirect interests in Class A shares through family trusts, partnerships, and an individual retirement account. The filing states that the reporting person disclaims beneficial ownership of all such indirectly held shares.

Insider Trade Summary

26 transactions reported

Mixed 26 txns

Insider BUTLER JOHN C JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	1,136	$0.00	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 58,121 shares (Indirect, Held in trust fbo Reporting Person.); Class B Common Stock — 1,892 shares (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP)

Footnotes (1)

Award-Shares of Class A Common Stock awarded to Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. Reporting Person disclaims beneficial ownership of all such shares. N/A

Form 4 Insider Transactions: What Each Field Means →

01/06/2026 - 03:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BUTLER JOHN C JR

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	01/02/2026		A⁽¹⁾		1,136	A	$0	58,121	I	Held in trust fbo Reporting Person.
Class A Common Stock								1,967	I	child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class A Common Stock								12,700	I	Reporting Person is trustee of Trust fbo child.⁽²⁾
Class A Common Stock								1,967	I	child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class A Common Stock								12,388	I	Reporting Person is trustee of Trust fbo child.⁽²⁾
Class A Common Stock								153,313	I	Spouse's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class A Common Stock								2,647	I	Spouse serves as Trustee of GSTs for the benefit of Helen R. Butler⁽²⁾
Class A Common Stock								183,605	I	Held by Trust for the benefit of Reporting Person's Spouse⁽²⁾
Class A Common Stock								2,800	I	Held in an Individual Retirement Account for the benefit of the Reporting Person

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	1,892		1,892	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	8,879		8,879	I	Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	18,104		18,104	I	Child's trust?s proportionate interests in shares held by Rankin Associates II.⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	461		461	I	Represents percentage of ownership interest of Rankin Associates V partnership held in trust⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	634		634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	1,892		1,892	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	8,880		8,880	I	Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	18,416		18,416	I	Child's trust?s proportionate interests in shares held by Rankin Associates II.⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	461		461	I	child's proportionate interests held in shares in Rankin Associates V⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	634		634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	147,481		147,481	I	Spouse's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	20,160		20,160	I	Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	41,679		41,679	I	Spouse is Trustee of GSTs for the benefit of Helen R. Butler⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	52,321		52,321	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	85,056		85,056	I	spouse's proportionate limited partnership interest in shared held by RAIV Class B⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	146		146	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽³⁾							⁽³⁾	⁽³⁾	Class A Common Stock	2,800		2,800	I	Held in an Individual Retirement Account for the benefit of the Reporting Person

Explanation of Responses:

1. Award-Shares of Class A Common Stock awarded to Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	01/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Hyster-Yale (HY) report in this Form 4?

The filing shows that a director of Hyster-Yale, Inc. received an award of 1,136 shares of Class A Common Stock on 01/02/2026 as an equity grant.

How many Hyster-Yale (HY) shares were granted to the director and at what price?

The director was awarded 1,136 Class A Common shares at a stated price of $0 per share, described as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan.

Did the Hyster-Yale (HY) director sell any shares in this Form 4 filing?

No sales are reported. The only transaction in Table I is an acquisition of 1,136 Class A Common shares as an equity award; the other entries list existing indirect holdings.

What is the director’s beneficial ownership of Hyster-Yale (HY) Class A shares after the reported transaction?

Following the grant, the director is reported as indirectly owning 58,121 Class A shares held in a trust for the reporting person, plus various additional indirect interests through family trusts, limited partnerships, and an individual retirement account.

What is meant by “Required Shares” in the Hyster-Yale (HY) director’s award?

The 1,136 Class A shares are described as “Required Shares” awarded to the director under the company’s Non-Employee Directors’ Equity Compensation Plan, indicating they are part of standard director compensation.