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Western Asset HYI executive files initial ownership

Western Asset High Yield Opportunity Fund Inc. (HYI) received an initial ownership report on Form 3 from reporting person Doyle Ann Elizabeth, identified as a Senior Vice President.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Western Asset High Yield Opportunity Fund Inc. (HYI) received an initial ownership report on Form 3 from reporting person Doyle Ann Elizabeth, identified as a Senior Vice President. The filing does not list any reportable transactions or derivative positions and includes no transaction history in this submission.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"received an initial ownership report on Form 3 from reporting person"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"The reporting person, Doyle Ann Elizabeth, is identified as a Senior Vice President"
derivative positions financial
"no reportable transactions or derivative positions and includes no transaction history"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

FAQ

What does the Form 3 filed for HYI by Doyle Ann Elizabeth report?

The Form 3 for HYI by Senior Vice President Doyle Ann Elizabeth reports her status as a reporting person but shows no transactions and no derivative positions in this filing.

Are there any buy or sell transactions reported in this HYI Form 3?

No. The Form 3 reports no buy or sell transactions, with the transaction summary showing zero purchases, sales, exercises, gifts, or other dispositions.

Does the HYI Form 3 show any holdings or derivative securities for the filer?

No. The filing’s summaries indicate no holding entries and an empty derivative positions section, so no specific securities or option positions are reported in this Form 3.

What is the role of the reporting person in the HYI Form 3?

The reporting person, Doyle Ann Elizabeth, is identified as a Senior Vice President of Western Asset High Yield Opportunity Fund Inc., and she is not flagged as a director or ten percent owner in the form data.

Is there any Rule 10b5-1 trading plan disclosed in this HYI Form 3?

No. The document-level indicator for Rule 10b5-1 is null, and there are no footnotes tied to transactions describing any trading plan, since no transactions are reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Doyle Ann Elizabeth

(Last)(First)(Middle)
FRANKLIN TEMPLETON
ONE MADISON AVENUE, 17TH FLOOR

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026
3. Issuer Name and Ticker or Trading Symbol
Western Asset High Yield Opportunity Fund Inc. [ HYI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Senior Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Marc A. De Oliveira by Power of Attorney for Ann E. Doyle09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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