Intercontinental Exchange officer proposes $379K sale

The proposed shares trace to restricted stock unit and performance stock unit vesting periods in February 2022.

Rhea-AI Filing Summary

Intercontinental Exchange, Inc. (ICE) Officer James Namkung reported a proposed sale of 2,430 common shares, with an aggregate market value of $378,982.80. Morgan Stanley Smith Barney LLC is listed as broker. The shares include 696 acquired upon vesting of restricted stock units and 1,734 acquired upon vesting of performance stock units. The stated vesting periods were February 7 through February 8, 2022, for the restricted stock units and February 15 through February 18, 2022, for the performance stock units.

Key Figures

Proposed sale: 2,430 common shares Aggregate market value: $378,982.80 Restricted stock unit shares: 696 shares +1 more

4 metrics

Proposed sale 2,430 common shares Shares listed for sale by Officer James Namkung

Aggregate market value $378,982.80 Proposed sale

Restricted stock unit shares 696 shares Listed for sale; acquired upon vesting

Performance stock unit shares 1,734 shares Listed for sale; acquired upon vesting

Key Terms

Rule 144, restricted stock units, performance stock units

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock units financial

"acquired upon the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

performance stock units financial

"acquired upon the vesting of performance stock units"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ICE shares is Officer James Namkung proposing to sell?

Officer James Namkung reported a proposed sale of 2,430 common shares, with an aggregate market value of $378,982.80. Morgan Stanley Smith Barney LLC is listed as broker.

What ICE shares are included in James Namkung's proposed sale?

The proposed shares include 696 shares acquired upon vesting of restricted stock units during February 7 through February 8, 2022, and 1,734 shares acquired upon vesting of performance stock units during February 15 through February 18, 2022.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/29/2026 - 04:21 PM EDT Accepted by SEC EDGAR 10/29/2026 - 04:20 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001729468
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INTERCONTINENTAL EXCHANGE, INC.
SEC File Number	001-36198
Address of Issuer	5660 New Northside Drive Atlanta GEORGIA 30328
Phone	7708574700
Name of Person for Whose Account the Securities are To Be Sold	JAMES NAMKUNG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2430	378982.80	558858412	10/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/07/2022	Restricted Stock Units	Issuer			696	02/07/2022	N/A
Common	02/15/2022	Performance Stock Units	Issuer			1734	02/15/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 02/07/2022 through 02/08/2022. The securities to be sold were acquired upon the vesting of performance stock units during the period of 02/15/2022 through 02/18/2022.
Date of Notice	10/29/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ James Namkung
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)