Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings for Intercontinental Exchange, Inc. (NYSE: ICE) provide detailed insight into how this Fortune 500 operator of exchanges, data platforms, and mortgage technology manages its capital structure, governance, and regulatory obligations. As a Delaware corporation with common stock registered on the New York Stock Exchange, ICE files periodic and current reports that document material events affecting the company.
On this page, investors can review Form 10-K and 10-Q filings for comprehensive financial statements and management discussion, along with Form 8-K current reports covering topics such as public offerings of senior notes, quarterly financial results announcements, amendments to the certificate of incorporation related to exchange and swap execution facility regulation, and changes in board composition and director compensation. These filings explain, for example, how ICE issues debt securities under automatic shelf registration statements and how it updates its corporate charter to address regulatory requirements.
Filings also describe the registration of ICE’s common stock on the New York Stock Exchange and NYSE Texas, Inc., and outline the governance framework under which its exchanges and clearing houses operate. For users tracking ownership and compensation matters, proxy materials and related disclosures complement the information in current reports.
Stock Titan enhances access to these documents with AI-powered summaries that highlight key points from lengthy filings, helping readers quickly understand the significance of new 8-Ks, quarterly 10-Qs, and annual 10-Ks. Real-time updates from EDGAR, combined with tools to surface relevant items such as debt offerings, charter amendments, and governance changes, allow investors to follow how Intercontinental Exchange’s regulatory disclosures evolve over time.
Insider sales under pre-set plan: Director Judith A. Sprieser reported three separate dispositions of Intercontinental Exchange (ICE) common stock executed under a Rule 10b5-1 trading plan that became effective June 5, 2025. The reported transactions sold 1,500, 1,100 and 300 shares at reported price ranges between $173.43 and $175.88 per share, reducing her direct holdings to an aggregate 18,169 shares (which consists of 16,695 common shares and 1,474 restricted stock units).
The restricted stock units will vest on May 16, 2026. The filing states the issuer can provide detailed per-trade price information on request, and the transactions were reported by an attorney-in-fact on the reporting person’s behalf.
Martin Lynn C, an officer (President, NYSE Group) of Intercontinental Exchange, Inc. (ICE), reported a gift of 143 shares of ICE common stock on 09/04/2025. Following the reported transaction, the reporting person beneficially owned 59,429 shares in the aggregate. That total is described as 42,094 shares of common stock plus 5,834 unvested restricted stock units (RSUs) and 11,501 unvested performance-based restricted stock units (PSUs) for which the performance period has been satisfied. The filing also notes 83 shares acquired under ICE's Employee Stock Purchase Plan on 06/30/2025. Several PSU vesting determinations remain pending and will be reported when settled on their respective future dates.
Intercontinental Exchange, Inc. (ICE) filing of Form 144 reports a proposed sale of 2,900 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate market value of $507,877.00 for the shares and indicates 572,423,088 shares outstanding. The approximate date of sale is 09/04/2025. The securities were acquired as Restricted Stock Units on 05/16/2020 from the issuer, with payment dated 05/16/2020. The filer reports no securities sold in the past three months for the account referenced and includes the standard representation regarding absence of undisclosed material adverse information.
Intercontinental Exchange director Farooqui Duriya M reported a sale of 2,036 shares of ICE common stock on 08/27/2025 at a price of $178.34 per share. The sale was effected pursuant to a Rule 10b5-1 trading plan that was approved and became effective on May 28, 2025. Following the reported transaction, the reporting person beneficially owns an aggregate of 14,299 common stock economic interests, consisting of 12,966 shares of common stock and 1,333 restricted stock units; the restricted stock units vest on the one-year anniversary of the grant date, May 16, 2026. The Form 4 was signed by an attorney-in-fact, Octavia N. Spencer, on 08/29/2025.
Intercontinental Exchange, Inc. (ICE) Director and General Counsel Andrew J. Surdykowski reported insider transactions dated 08/26/2025 executed under a Rule 10b5-1 trading plan. The filing shows a purchase of 1,770 shares at $50.01 and a sale of 3,850 shares at $178.33. After these transactions the report lists 46,293 shares beneficially owned. Reported holdings include 37,399 common shares, 3,141 unvested RSUs and 5,753 performance-based RSUs with performance periods noted for future determination. The filing also discloses 83 shares from the Employee Stock Purchase Plan and fully vested employee stock options for 1,770 shares.
Intercontinental Exchange (ICE) Form 144 notice reports a proposed sale of 2,036 common shares by a person who acquired the securities as Restricted Stock Units on May 20, 2024. The broker listed is Morgan Stanley Smith Barney LLC and the proposed sale date is August 27, 2025. The filing shows an aggregate market value of $363,914.64 for the shares and states the company has 572,423,088 shares outstanding. The filer reports no securities sold in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material information.
Insider sale under a pre-established plan: Intercontinental Exchange director Martha A. Tirinnanzi sold 610 shares of ICE common stock on 08/22/2025 at $179.76 per share under a Rule 10b5-1 trading plan that became effective May 23, 2025. The transaction reduced her beneficial holdings to 3,519 units, composed of 2,045 shares of common stock and 1,474 restricted stock units.
The restricted stock units are scheduled to vest on the one-year anniversary of the grant date, May 16, 2026. The sale was reported on a Form 4 and was executed pursuant to the pre-approved trading plan; the filing was signed by an attorney-in-fact on behalf of the reporting person.
Form 144 filing for Intercontinental Exchange, Inc. (ICE) reporting a proposed sale of 610 shares of common stock through Morgan Stanley Smith Barney LLC with an approximate aggregate market value of $109,330.30 and an indicated approximate sale date of 08/22/2025. The 610 shares were acquired as Restricted Stock Units on 05/17/2025 from the issuer, with the acquisition and payment recorded on that date. The filing also discloses two recent 10b5-1 sales by Martha Tirinnanzi on 05/27/2025 and 05/28/2025, each for 397 shares, generating gross proceeds of $70,312.67 and $70,515.14 respectively. The filing lists the issuer's outstanding shares as 572,423,088, and the broker/execution venue as NYSE.
Gardiner Warren, Chief Financial Officer of Intercontinental Exchange, Inc. (ICE) reported a sale of 1,570 shares of ICE common stock on 08/20/2025 at a price of $178.45 per share. The sale was effected pursuant to a Rule 10b5-1 trading plan that became effective November 29, 2024. Following the reported transaction, Mr. Warren beneficially owns an aggregate of 22,106 shares, which represent 9,502 vested shares, 4,936 unvested restricted stock units (RSUs) and 7,668 unvested performance-based restricted stock units (PSUs) for which the performance period has been satisfied. The RSUs and PSUs vest 33.33% per year and several PSU award determinations are scheduled for future February or December vesting dates as disclosed.
Intercontinental Exchange, Inc. updated its corporate charter to reflect its growing role in securities-based swap markets. On August 20, 2025, the company’s Seventh Amended and Restated Certificate of Incorporation became effective. The changes extend existing limitations on stockholder voting and ownership so they now also apply to security-based swap execution facilities, because subsidiary ICE Swap Trade, LLC has registered with the SEC as an SBSEF.
The amendments also expand existing requirements for SEC review of future changes to the certificate of incorporation for as long as the company controls an SBSEF, adding an extra layer of regulatory oversight. In addition, the document updates the address of the company’s registered agent in Delaware. The board approved the amended certificate on February 28, 2025, and stockholders approved it on May 16, 2025, with related exchange subsidiaries making the necessary filings with the SEC before it became effective.