[144] IES Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

IES Holdings, Inc. (IESC) submitted a Form 144 notifying the market of a proposed sale of 30,000 shares of Common Stock with an aggregate market value of $10,320,000.00. The shares are to be sold through CJS Securities Inc on the NASDAQ GM with an approximate sale date of 08/12/2025. The filer reports the shares were acquired on 02/15/2017 in the open market and paid for on 02/18/2017 in cash.

The form lists 19,854,463 shares outstanding and reports Nothing to Report for securities sold in the past three months. By signing, the seller represents they are not aware of undisclosed material adverse information about the issuer. This filing is a routine Rule 144 notice providing transparency about a proposed insider or affiliate sale.

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice for a proposed 30,000-share sale; provides transparency but appears non-material on its face.

The Form 144 discloses a proposed sale of 30,000 common shares valued at $10.32 million, to be executed through CJS Securities on NASDAQ GM. The filing includes acquisition details (open market, 02/15/2017) and payment method (cash). It also confirms no reported sales in the prior three months and states the outstanding share count. From a market-data perspective, this is a standard insider/affiliate disclosure that informs liquidity and potential supply, but the form itself contains no new operational or financial information about the issuer.

Corporate Governance Expert

TL;DR: Disclosure meets Rule 144 signaling compliance and transparency; no governance red flags are apparent within the filing.

The notice documents the seller's representation regarding the absence of undisclosed material adverse information and provides broker, acquisition, and payment details, consistent with regulatory requirements. There is no indication of unusual trading arrangements, scheduled trading plans, or recent insider sales to aggregate with this filing. As presented, the filing reflects routine compliance rather than a governance concern.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	CJS Securities Inc 50 Main Street #325 White Plains NY 10606	30000	10320000.00	19854463	08/12/2025	NASDAQ GM

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/15/2017	Open Market	n/a			30000	02/18/2017	Cash - Gross Proceeds

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does IES Holdings (IESC) disclose in this Form 144?

The filing discloses a proposed sale of 30,000 common shares with an aggregate market value of $10,320,000.00, to be sold via CJS Securities Inc on NASDAQ GM on or about 08/12/2025.

When and how were the shares being sold acquired?

The shares were acquired on 02/15/2017 in the open market, and payment was made on 02/18/2017 in cash (gross proceeds).

How many IESC shares are outstanding according to the filing?

The Form 144 lists 19,854,463 shares outstanding.

Are there any reported sales in the past three months by the seller?

The filing states "Nothing to Report" for securities sold during the past three months by the person for whose account the securities are to be sold.

Does the filer make any representation about material nonpublic information?

Yes. By signing the notice the filer represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.