Ies Holdings Inc SEC Filings

IES Holdings insider sale by joint reporting persons led by Jeffrey L. Gendell. On 09/15/2025, Tontine Capital Partners (through related entities and Mr. Gendell) sold 6,811 shares of IESC common stock at $380.74 per share in multiple transactions. After the sale, the group reports beneficial ownership of 10,769,717 shares, held directly and indirectly across several affiliated entities and trusts. The filing is a joint report by multiple affiliated entities and discloses ownership allocations and disclaimers of beneficial ownership among those entities.

IES Holdings Schedule 13D/A (Amendment No. 31) shows that affiliates of Tontine and Jeffrey L. Gendell collectively beneficially own 10,769,717 shares, equal to 54.2% of the company's 19,854,463 outstanding shares (per the Company's report as of July 31, 2025). The filing lists individual holdings for Tontine entities ranging from 0.2% to 37.9% and explains that shares were acquired with working capital, on margin, or granted to Mr. Gendell under the company's Equity Incentive Plan. TCP 2 sold 145,837 shares in the last 60 days at prices shown in the filing. Mr. Gendell is Executive Chairman since July 1, 2025, and the filing references a Board Observer Letter that permits appointment of a non-voting observer while the Reporting Persons own at least 20% of outstanding stock. The Reporting Persons state they may buy or sell shares and currently have no specific plans for extraordinary transactions or corporate changes.

Jeffrey L. Gendell and affiliated Tontine entities reported multiple sales of IES Holdings, Inc. (IESC) common stock on August 27-28, 2025. TCP 2 sold 21,464 shares on August 27 at a weighted average price of $359.80. Between August 28 sales, TCP 2 sold an additional 35,852 shares in four tranches at weighted average prices ranging from $362.64 to $365.35. Total shares reported sold across the transactions equal 57,316 shares. After these transactions, the group reports beneficial ownership of approximately 10,856,528 shares. The Form 4 is a joint filing by multiple Tontine entities and Mr. Gendell, who is identified as Executive Chairman and a 10% owner through these entities.

Mary K. Newman, SVP, CAO and General Counsel of IES Holdings, Inc. (IESC), reported insider sales. The Form 4 shows two separate dispositions on 08/21/2025: 2,556 shares sold at $323.76 and 444 shares sold at a weighted-average price of $325.19. A footnote states the weighted-average reflected multiple transactions priced between $325.00 and $325.81 and that the reporting person will provide per-transaction details upon request. Following these transactions the filing reports beneficial ownership of 20,735.3 shares (direct). The Form 4 is signed by Mary K. Newman on 08/22/2025.

IES Holdings, Inc. (IESC) Form 144 notice shows a proposed sale of 3,000 shares of common stock on 08/19/2025 on NASDAQ with an aggregate market value of $985,830.00. The 3,000 shares were acquired in two equity-compensation events in December 2022: 1,176 shares on 12/01/2022 and 1,824 shares on 12/04/2022. The filer reports nothing to report for securities sold in the past three months. The form includes the standard representation that the seller is not aware of undisclosed material adverse information and a signature attesting to that statement.

Insider transaction summary for IESC: On 08/13/2025, Tontine Capital Overseas Master Fund II, L.P. ("TCP 2") sold 1,710 shares of IES Holdings, Inc. common stock at a weighted average price of $355.45 per share, in multiple transactions priced between $355.24 and $355.97. After the sale, the combined reporting persons (including affiliated entities and Jeffrey L. Gendell) beneficially own 10,913,844 shares. The Form 4 is filed jointly by several related entities and Mr. Gendell, who is identified as Executive Chairman and a 10% owner. The filing includes standard disclaimers about beneficial ownership and notes that Mr. Gendell and affiliated entities disavow ownership except as specifically described.

IES Holdings insider sales detail: This amended Form 4 reports that Todd M. Cleveland, a director of IES Holdings, sold a total of 17,000 shares of the company's common stock across transactions on August 12–14, 2025. The sales were reported in multiple grouped transactions at weighted average prices ranging from about $345.62 to $356.00 per share. After the reported disposals, Mr. Cleveland is shown as directly holding 87,180 shares of IESC common stock. The filing is an amendment to an earlier Form 4 and is signed by an attorney-in-fact on behalf of the reporting person.

IES Holdings (IESC) director disclosed multiple open-market sales of common stock on August 12-14, 2025. The Form 4 shows the reporting person, identified in the footnotes as Mr. Cleveland, sold shares across several transactions at prices ranging roughly from $336.70 to $356.10 per share. The table reports the reporting person's beneficial ownership following the reported transactions as 87,180 shares. The filing was submitted by one reporting person and is limited to non-derivative common stock sales; no purchases or derivative transactions are reported.

Tracy A. McLauchlin, SVP, CFO & Treasurer of IES Holdings, reported the sale of 5,000 shares of IES Holdings, Inc. (IESC) on 08/11/2025 at a weighted average price of $339.46 (reported range $339.45 to $339.70). After the sale she beneficially owned 66,177 shares, held directly.

The Form 4 was signed on 08/12/2025. The filing discloses that the reported price is a weighted average and states the reporting person will provide a breakdown of the number of shares sold at each separate price upon request.