Welcome to our dedicated page for Ies Holdings SEC filings (Ticker: IESC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The IES Holdings, Inc. (NASDAQ: IESC) SEC filings page provides access to the company’s regulatory disclosures, including annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K. These documents offer detailed information on IES’s four operating segments—Communications, Residential, Infrastructure Solutions, and Commercial & Industrial—as well as its end markets, risk factors, and capital allocation decisions.
Annual reports (Form 10-K) describe the overall business, segment structure, key end markets such as data centers, residential housing, and commercial and industrial facilities, and the company’s use of non-GAAP measures like adjusted net income, adjusted EBITDA, and backlog. They also discuss risks related to economic conditions, competition, labor availability, supply chain constraints, fixed-price contracts, and acquisition integration.
Quarterly reports (Form 10-Q) update segment results, remaining performance obligations, and backlog, and provide management’s discussion of recent trends in Communications, Residential, Infrastructure Solutions, and Commercial & Industrial. These filings help readers track how demand in data centers, housing, industrial projects, and education and healthcare work is affecting IES’s operations.
Current reports (Form 8-K) disclose material events such as earnings releases, entry into material definitive agreements, acquisitions, executive compensation plans, and leadership changes. For example, IES has filed 8-Ks related to its fiscal 2025 quarterly and annual results, the Agreement and Plan of Merger to acquire Gulf Island Fabrication, Inc., and executive incentive arrangements.
This page also surfaces insider and governance-related filings, such as those reporting executive compensation plans or other board and management actions, as they appear in 8-Ks and related exhibits. Filings are sourced from the SEC’s EDGAR system and updated as new documents become available.
AI-powered tools on this platform can help summarize lengthy filings, highlight key segment data, explain non-GAAP reconciliations, and point out notable disclosures about backlog, remaining performance obligations, acquisitions, and compensation plans, allowing users to review IESC’s regulatory information more efficiently.
IES Holdings (IESC) announced a definitive agreement to acquire Gulf Island Fabrication via a cash merger. Under the deal, each outstanding Gulf Island share will be converted into the right to receive $12.00 in cash at closing, subject to customary conditions. The boards of both companies approved the transaction. Completion requires a majority Gulf Island shareholder vote, expiration or termination of the HSR waiting period, and other regulatory clearances; there is no financing condition. The merger agreement includes an outside date of August 7, 2026.
Equity awards at Gulf Island convert into cash-based Substitute Awards valued at $12.00 per unit; director awards vest at closing, while employee awards generally follow original schedules with acceleration on certain terminations within one year. Gulf Island may owe IES a ~$7.6 million termination fee in specified scenarios. IES owns approximately 565,886 Gulf Island shares (3.5%) and agreed to vote in favor. A separate Voting and Support Agreement covers Supporting Shareholders holding about 20% of Gulf Island’s stock.
Janzen Kelly, a director of IES Holdings, Inc. (IESC), reported the acquisition of 64 shares of the company’s common stock on 10/01/2025. The shares were granted under the 2006 Equity Incentive Plan as part of Ms. Janzen’s election to receive shares in lieu of cash or phantom stock units for a portion of her retainer. The Form 4 shows the shares were received at a price of $0 and that Ms. Janzen beneficially owned 111 shares following the transaction. The filing was signed by an attorney-in-fact on behalf of the reporting person on 10/03/2025.
Joe D. Koshkin, a director of IES Holdings, Inc. (IESC), reported acquiring 72 Phantom Stock Units (PSUs) on 10/01/2025. Following the grant, his reported beneficial ownership is 49,723 shares. The PSUs were granted under the company's 2006 Equity Incentive Plan as part of Mr. Koshkin's election to receive PSUs in lieu of cash or common stock for a portion of his retainer. Each PSU converts to one share of common stock when Mr. Koshkin leaves the board for any reason or upon a defined change of control. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Jennifer A. Baldock, a director of IES Holdings, Inc. (IESC), reported on Form 4 that on 10/01/2025 she was granted 67 Phantom Stock Units (PSUs) under the companys 2006 Equity Incentive Plan in lieu of cash or stock retainer. Each PSU converts to one share of IES common stock if Ms. Baldock leaves the board for any reason or upon a defined change of control. Following the grant she directly beneficially owns 5,454 shares and indirectly owns 375 shares through a family LLC, of which she is a co-manager. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
IES Holdings director David B. Gendell reported transactions on 10/01/2025 showing an acquisition of 64 Phantom Stock Units (PSUs) under the company's 2006 Equity Incentive Plan in lieu of part of his retainer. The Form 4 shows total beneficial ownership of 88,536 shares following the reported transaction, including 40,000 shares held indirectly in a family trust and 6,000 shares held indirectly in an IRA. The PSUs convert to one share each upon Mr. Gendell leaving the board or upon a defined change of control.
Todd M. Cleveland, a director of IES Holdings, Inc. (IESC), reported on Form 4 that on 10/01/2025 he was granted 68 Phantom Stock Units (PSUs) under the company’s 2006 Equity Incentive Plan. Each PSU converts to one share of IES common stock when Mr. Cleveland leaves the board for any reason or upon a change of control as defined in the plan. The filing shows a $0 price for the grant and reports 87,248 shares beneficially owned following the transaction. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact, Mary K. Newman, on 10/03/2025. The form indicates it was filed by one reporting person and that Mr. Cleveland elected PSUs in lieu of cash or common stock for that portion of his retainer.
John Louis Fouts, a director of IES Holdings, Inc. (IESC), reported the acquisition of 128 Phantom Stock Units (PSUs) on 10/01/2025. The PSUs were granted under the 2006 Equity Incentive Plan as part of Mr. Fouts' retainer and were recorded at a price of $0. Each PSU converts to one share of IES common stock when Mr. Fouts leaves the board for any reason or upon a change of control as defined in the plan. After the reported transaction, Mr. Fouts beneficially owned 8,181 shares. The Form 4 was signed on 10/03/2025 by Mary K. Newman as attorney-in-fact.
IES Holdings insider sale by joint reporting persons led by Jeffrey L. Gendell. On 09/15/2025, Tontine Capital Partners (through related entities and Mr. Gendell) sold 6,811 shares of IESC common stock at $380.74 per share in multiple transactions. After the sale, the group reports beneficial ownership of 10,769,717 shares, held directly and indirectly across several affiliated entities and trusts. The filing is a joint report by multiple affiliated entities and discloses ownership allocations and disclaimers of beneficial ownership among those entities.
IES Holdings Schedule 13D/A (Amendment No. 31) shows that affiliates of Tontine and Jeffrey L. Gendell collectively beneficially own 10,769,717 shares, equal to 54.2% of the company's 19,854,463 outstanding shares (per the Company's report as of July 31, 2025). The filing lists individual holdings for Tontine entities ranging from 0.2% to 37.9% and explains that shares were acquired with working capital, on margin, or granted to Mr. Gendell under the company's Equity Incentive Plan. TCP 2 sold 145,837 shares in the last 60 days at prices shown in the filing. Mr. Gendell is Executive Chairman since July 1, 2025, and the filing references a Board Observer Letter that permits appointment of a non-voting observer while the Reporting Persons own at least 20% of outstanding stock. The Reporting Persons state they may buy or sell shares and currently have no specific plans for extraordinary transactions or corporate changes.
Jeffrey L. Gendell and affiliated Tontine entities reported multiple sales of IES Holdings, Inc. (IESC) common stock on August 27-28, 2025. TCP 2 sold 21,464 shares on August 27 at a weighted average price of $359.80. Between August 28 sales, TCP 2 sold an additional 35,852 shares in four tranches at weighted average prices ranging from $362.64 to $365.35. Total shares reported sold across the transactions equal 57,316 shares. After these transactions, the group reports beneficial ownership of approximately 10,856,528 shares. The Form 4 is a joint filing by multiple Tontine entities and Mr. Gendell, who is identified as Executive Chairman and a 10% owner through these entities.