Illumina (ILMN) Form 144: Brokered notice to sell 1,500 shares

Rhea-AI Filing Summary

Illumina reported a Form 144 notice indicating a proposed sale of 1,500 shares of Common Stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate amount of $225,255.00 and references 151,300,000 alongside a 05/28/2026 label. The securities identified include Restricted Stock Units (1,040) dated 11/05/2023 and Employee Stock Purchase Plan shares (460) dated 08/01/2014. The notice is a resale filing and reports the broker and methods for sale.

Insights

Equity Capital Markets Specialist

Form 144 filed for ILMN lists a brokered proposed resale of 1,500 shares.

The filing names Morgan Stanley Smith Barney LLC as the broker and reports 1,500 shares with an aggregate value of $225,255.00. It also itemizes 1,040 Restricted Stock Units and 460 Employee Stock Purchase Plan shares by their grant/issue dates.

Because this is a notice of proposed resale, the filing itself is administrative; actual sale timing and execution details are not provided in the excerpt. Subsequent transaction reports or broker confirmations would show completion and price details.

Key Figures

Shares proposed for resale: 1,500 shares Aggregate dollar amount: $225,255.00 Reference figure: 151,300,000 +2 more

5 metrics

Shares proposed for resale 1,500 shares listed with Morgan Stanley Smith Barney LLC

Aggregate dollar amount $225,255.00 adjacent to the 1,500-share line

Reference figure 151,300,000 appears next to the share and dollar amounts with date <date>05/28/2026</date>

Restricted Stock Units 1,040 Restricted Stock Units dated <date>11/05/2023</date>

Employee Stock Purchase Plan shares 460 Employee Stock Purchase Plan dated <date>08/01/2014</date>

Key Terms

Form 144, Restricted Stock Units, Employee Stock Purchase Plan

3 terms

Form 144 regulatory

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 1040 | 11/05/2023"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan financial

"Employee Stock Purchase Plan | Issuer | 460 | 08/01/2014"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 04:36 PM Learn about SEC filing dates

FAQ

What does the ILMN Form 144 report?

The Form 144 reports a proposed resale of 1,500 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate value of $225,255.00.

Which securities are listed on the filing for ILMN?

The filing lists Restricted Stock Units (1,040) dated 11/05/2023 and Employee Stock Purchase Plan shares (460) dated 08/01/2014 as securities to be sold.

Does the Form 144 confirm the sale was completed for ILMN?

No. The Form 144 is a notice of a proposed resale; the excerpt does not provide confirmation or settlement details of an executed sale.

Who is the broker named in the ILMN filing?

The broker-dealer listed is Morgan Stanley Smith Barney LLC, Executive Financial Services at 1 New York Plaza, New York, NY.

What does the 05/28/2026 label indicate in the filing?

The excerpt shows 05/28/2026 adjacent to the reported figures; the filing text does not explain the label's specific meaning within the provided excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1500	225255.00	151300000	05/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/05/2023	Restricted Stock Units	Issuer			1040	11/05/2023	N/A
Common	08/01/2014	Employee Stock Purchase Plan	Issuer			460	08/01/2014	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)