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Illumina (NASDAQ: ILMN) legal chief sells 615 shares in open-market trade

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ILLUMINA, INC.'s Chief Legal Officer Scott M. Davies completed an open-market sale of company stock. He sold 615 shares of Common Stock at a price of $180 per share. After this transaction, he directly holds 20,953 Illumina shares, so the sale represents a small portion of his overall reported position.

Positive

  • None.

Negative

  • None.
Insider Davies Scott M
Role Chief Legal Officer
Sold 615 shs ($111K)
Type Security Shares Price Value
Sale Common Stock 615 $180.00 $111K
Holdings After Transaction: Common Stock — 20,953 shares (Direct, null)
Footnotes (1)
Shares sold 615 shares Open-market sale of Common Stock
Sale price $180.00 per share Price for the 615-share open-market sale
Shares owned after transaction 20,953 shares Direct holdings following the reported sale
Transaction date 2026-06-25 Date of the open-market sale
Common Stock financial
"He sold 615 shares of Common Stock at a price of $180 per share."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open-market sale financial
"completed an open-market sale of company stock."
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Form 4 regulatory
"reported on this Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
non-derivative financial
"The transaction is classified as an open-market sale of non-derivative Common Stock."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davies Scott M

(Last)(First)(Middle)
5200 ILLUMINA WAY

(Street)
SAN DIEGO CALIFORNIA 92122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ILLUMINA, INC. [ ILMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/25/2026S615D$18020,953D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Robert Maynes for Scott M. Davies06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Illumina (ILMN) insider Scott M. Davies report on this Form 4?

Scott M. Davies, Illumina’s Chief Legal Officer, reported selling 615 shares of Common Stock. The shares were sold in an open-market transaction at $180 per share, and the filing updates his remaining direct ownership stake.

How many Illumina (ILMN) shares did Scott M. Davies sell and at what price?

Scott M. Davies sold 615 Illumina Common Stock shares at $180 per share. The transaction is classified as an open-market sale, indicating the shares were sold on the market rather than through a private or compensation-related transaction.

How many Illumina (ILMN) shares does Scott M. Davies hold after the reported sale?

Following the sale, Scott M. Davies directly holds 20,953 Illumina shares. This post-transaction figure, disclosed in the Form 4, helps investors gauge the size of the sale relative to his remaining ownership position in the company.

What type of transaction is reported in Scott M. Davies’ Illumina (ILMN) Form 4?

The Form 4 shows an open-market sale of Illumina Common Stock by Scott M. Davies. The transaction code is “S,” described as a sale in an open market or private transaction, and is categorized as a non-derivative equity transaction.

Does the Illumina (ILMN) Form 4 show any option exercises or derivative transactions?

No derivative activity is shown in this Form 4 excerpt. The transaction involves only non-derivative Common Stock, and the derivative section of the summary is empty, indicating no reported option exercises or other derivative conversions in this filing.