Immatics (IMTX) CBO details stock option and RSU positions
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Immatics N.V. Chief Business Officer Rainer Kramer filed a Form 3 reporting his equity holdings in the company. He directly holds multiple stock option awards over Ordinary Shares, including 22,868 options at an exercise price of $1.06 per share expiring on July 1, 2027, and several additional grants with exercise prices between $8.06 and $11.00 expiring from June 30, 2030 through January 7, 2036.
Footnotes indicate that some options are already fully vested, while others vest 25% on the first anniversary of their respective grant dates and then in equal quarterly installments over three years. Kramer also holds 40,000 restricted stock units, each representing one Ordinary Share, which vest in four equal annual installments on each anniversary of the January 8, 2026 grant date.
Positive
- None.
Negative
- None.
Insider Trade Summary
10 transactions reported
Mixed
10 txns
Insider
Kramer Rainer
Role
Chief Business Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 22,868 shares (Direct);
Restricted Stock Units — 40,000 shares (Direct)
Footnotes (1)
- These options to purchase ordinary shares of the Issuer ("Ordinary Shares," and each such option, an "Option") are fully vested. These Options are eligible to be earned based on the achievement of specified market capitalization performance hurdles and service-vesting conditions. The service-vesting conditions are satisfied as to 25% of the Options on the first anniversary of the grant date, June 30, 2020, and 6.25% of the Options on each quarterly anniversary of such date over the following three years. These Options vest 25% on the first anniversary of the grant date, December 13, 2022, then in 12 equal quarterly installments over the following three years. These Options vest 25% on the first anniversary of the grant date, December 5, 2023, then in 12 equal quarterly installments over the following three years. These Options vest 25% on the first anniversary of the grant date, December 3, 2024, then in 12 equal quarterly installments over the following three years. These Options vest 25% on the first anniversary of the grant date, January 8, 2026, then in 12 equal quarterly installments over the following three years. Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share. These RSUs vest in four equal annual installments on each anniversary of the grant date, January 8, 2026.
FAQ
What does the Immatics (IMTX) Form 3 filing by Rainer Kramer show?
The Form 3 shows Chief Business Officer Rainer Kramer’s existing equity holdings in Immatics. It lists several stock option grants over Ordinary Shares and 40,000 restricted stock units, along with their exercise prices, expiration dates, and vesting schedules, but no new purchases or sales.
How many stock options does Immatics (IMTX) CBO Rainer Kramer report holding?
Rainer Kramer reports holding multiple stock option grants over Immatics Ordinary Shares. These include awards covering 22,868 shares at $1.06 per share and additional grants with exercise prices between $8.06 and $11.00, expiring from 2027 through 2036, all shown as direct holdings.
What restricted stock units are disclosed in the Immatics (IMTX) Form 3?
The filing discloses 40,000 restricted stock units held by Rainer Kramer. Each RSU represents a contingent right to receive one Ordinary Share and vests in four equal annual installments on each anniversary of the January 8, 2026 grant date, subject to continued service conditions.
Are any of Rainer Kramer’s Immatics (IMTX) options already vested?
Yes. One option grant is described as fully vested, giving immediate exercisability for those underlying Ordinary Shares. Other option awards vest 25% on the first anniversary of their respective grant dates and then in equal quarterly installments over the following three years, according to the footnotes.
Does the Immatics (IMTX) Form 3 show insider buying or selling by Rainer Kramer?
The Form 3 reflects Kramer’s existing holdings rather than new market transactions. It classifies the records as holdings with no buy or sell transaction codes, listing only his stock option and restricted stock unit positions and their vesting and expiration terms.