Immatics (IMTX) COO details stock options, RSUs and share holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Immatics N.V. Chief Operating Officer Walter Steffen Martin reported his current equity holdings in the company. The filing lists multiple stock option grants over several years, including options on 200,000 ordinary shares at an exercise price of 9.3200 per share expiring on January 7, 2036. It also shows 50,000 restricted stock units, each convertible into one ordinary share, and 10,000 ordinary shares held directly. All entries are reported as direct ownership with no buy or sell transactions indicated.
Positive
- None.
Negative
- None.
Insider Trade Summary
11 transactions reported
Mixed
11 txns
Insider
Walter Steffen Martin
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 8,955 shares (Direct);
Restricted Stock Units — 50,000 shares (Direct);
Ordinary Shares — 10,000 shares (Direct)
Footnotes (1)
- These options to purchase ordinary shares of the Issuer ("Ordinary Shares," and each such option, an "Option") are fully vested. These Options are eligible to be earned based on the achievement of specified market capitalization performance hurdles and service-vesting conditions. The service-vesting conditions are satisfied as to 25% of the Options on the first anniversary of the grant date, June 30, 2020, and 6.25% of the Options on each quarterly anniversary of such date over the following three years. These Options vest 25% on the first anniversary of the grant date, December 13, 2022, then in 12 equal quarterly installments over the following three years. These Options vest 25% on the first anniversary of the grant date, December 5, 2023, then in 12 equal quarterly installments over the following three years. These Options vest 25% on the first anniversary of the grant date, December 3, 2024, then in 12 equal quarterly installments over the following three years. These Options vest 25% on the first anniversary of the grant date, January 8, 2026, then in 12 equal quarterly installments over the following three years. Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share. These RSUs vest in four equal annual installments on each anniversary of the grant date, January 8, 2026.
FAQ
What does Immatics (IMTX) COO Walter Steffen Martin report in this Form 3?
He reports his existing equity holdings in Immatics N.V., including multiple stock option grants, 50,000 restricted stock units and 10,000 ordinary shares. The filing documents his direct ownership position without showing any new purchases or sales.
How many Immatics (IMTX) restricted stock units does the COO hold?
Walter Steffen Martin reports holding 50,000 restricted stock units, each representing a contingent right to receive one ordinary share. These RSUs vest in four equal annual installments on each anniversary of the grant date, January 8, 2026.
What stock option grants are disclosed for the Immatics (IMTX) COO?
The filing lists several stock option grants with exercise prices ranging from 1.0600 to 11.0000 per share and expirations between July 1, 2027 and January 7, 2036. Each option relates to Immatics ordinary shares and is reported as directly owned.
Are any of the Immatics (IMTX) COO stock options fully vested?
Yes. One footnote states that certain options to purchase Immatics ordinary shares are fully vested. Other option grants vest over time based on service-vesting schedules and, for some awards, specified market capitalization performance hurdles.
How do the Immatics (IMTX) COO RSUs vest over time?
Each restricted stock unit represents a right to receive one ordinary share. According to the filing, these RSUs vest in four equal annual installments on each anniversary of the January 8, 2026 grant date, subject to continued service.