Immatics CDO files Form 3 listing holdings
Accepted by SEC EDGAR
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Form Type
3
Rhea-AI Filing Summary
Immatics N.V. Chief Development Officer Carsten Alexander Johannes Reinhardt filed a Form 3 reporting his initial ownership in the company. He holds 47,781 Ordinary Shares directly, a series of stock options to buy additional Ordinary Shares at exercise prices ranging from $1.06 to $11.00 with expirations between 2027 and 2036, and 40,000 restricted stock units that vest in four equal annual installments beginning on January 8, 2026.
Insider Trade Summary
Holdings reported, no transactions
Holdings
Insider
Reinhardt Carsten Alexander Johannes
Role
Chief Development Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Restricted Stock Units | -- | -- | -- |
| Holding | Ordinary Shares | -- | -- | -- |
Holdings:
Stock Option (Right to Buy) — 1,065,501 contracts (Direct);
Restricted Stock Units — 40,000 contracts (Direct);
Ordinary Shares — 47,781 shares (Direct)
Footnotes (7)
- F1. These options to purchase ordinary shares of the Issuer ("Ordinary Shares," and each such option, an "Option") are fully vested.
- F2. These Options are eligible to be earned based on the achievement of specified market capitalization performance hurdles and service-vesting conditions. The service-vesting conditions are satisfied as to 25% of the Options on the first anniversary of the grant date, June 30, 2020, and 6.25% of the Options on each quarterly anniversary of such date over the following three years.
- F3. These Options vest 25% on the first anniversary of the grant date, December 13, 2022, then in 12 equal quarterly installments over the following three years.
- F4. These Options vest 25% on the first anniversary of the grant date, December 5, 2023, then in 12 equal quarterly installments over the following three years.
- F5. These Options vest 25% on the first anniversary of the grant date, December 3, 2024, then in 12 equal quarterly installments over the following three years.
- F6. These Options vest 25% on the first anniversary of the grant date, January 8, 2026, then in 12 equal quarterly installments over the following three years.
- F7. Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share. These RSUs vest in four equal annual installments on each anniversary of the grant date, January 8, 2026.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Immatics (IMTX) Form 3 filing by the Chief Development Officer report?
The Form 3 reports Chief Development Officer Carsten Alexander Johannes Reinhardt’s initial ownership in Immatics N.V. It lists his directly held Ordinary Shares, multiple stock option awards with specified exercise prices and expirations, and restricted stock units that vest over time starting in January 2026.
What stock options are reported for the Immatics (IMTX) Chief Development Officer?
The Form 3 lists several stock option grants to buy Ordinary Shares, including options with a $1.06 exercise price expiring on July 1, 2027 and others with prices such as $10.00, $9.68, $9.75, $9.06, $8.06, and $9.32 expiring between 2030 and 2036.
How are the Immatics (IMTX) stock options for the CDO structured to vest over time?
Footnotes explain several option grants vest 25% on the first anniversary of their grant dates, then in 12 equal quarterly installments over the following three years. This schedule applies to grants dated December 13, 2022, December 5, 2023, December 3, 2024, and January 8, 2026.
What restricted stock units (RSUs) does the Immatics (IMTX) Chief Development Officer hold?
The Form 3 reports 40,000 restricted stock units, each representing a contingent right to receive one Ordinary Share. According to the footnotes, these RSUs vest in four equal annual installments on each anniversary of the grant date, starting on January 8, 2026.
Do the Immatics (IMTX) options in this Form 3 have performance conditions?
One group of options is described as eligible to be earned based on specified market capitalization performance hurdles and service-vesting conditions. Service-vesting was 25% on June 30, 2020, then 6.25% on each quarterly anniversary over the following three years, aligning vesting with tenure and performance.
AI-generated analysis. How Rhea-AI works. Not financial advice.
