indie Semiconductor officer plans sale of 3,125 shares

An insider of indie Semiconductor files a Rule 144 notice to sell 3,125 INDI shares, with additional prior sales reported over the past three months.

Rhea-AI Filing Summary

indie Semiconductor, Inc. (INDI) has a notice of proposed sale of common stock filed under Rule 144 by insider Nancy Wu. The filing covers a planned sale of 3,125 shares of common stock through Morgan Stanley Smith Barney, with an indicated aggregate market value of $11,093.75 as of September 2, 2026.

The notice also lists recent sales of indie Semiconductor common stock for the same account over the prior three months, including transactions on July 2, August 31, and September 1, 2026, some of which are identified as being executed under a Rule 10b5-1 trading arrangement.

Key Figures

Proposed shares to be sold: 3,125 shares Proposed aggregate market value: $11,093.75 Shares sold September 1, 2026: 6,000 shares +5 more

8 metrics

Proposed shares to be sold 3,125 shares Common stock covered by the Rule 144 notice with Morgan Stanley Smith Barney

Proposed aggregate market value $11,093.75 Value of the 3,125 shares as of September 2, 2026

Shares sold September 1, 2026 6,000 shares Common stock sale reported for September 1, 2026

Proceeds September 1, 2026 $21,346.20 Value of the 6,000-share sale on September 1, 2026

Shares sold August 31, 2026 23,170 shares Common stock sale reported for August 31, 2026

Proceeds August 31, 2026 $86,183.13 Value of the 23,170-share sale on August 31, 2026

Shares sold July 2, 2026 19,640 shares Common stock sale reported as a 10b5-1 sale on July 2, 2026

Proceeds July 2, 2026 $85,913.22 Value of the 19,640-share sale on July 2, 2026

Key Terms

Rule 144, Restricted Stock Awards, 10b5-1 Sales, Form 144

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Awards financial

"Restricted Stock Awards | Issuer | | | 3125 | 09/01/2026 |"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

10b5-1 Sales regulatory

"10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656 | Common"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

What does the Form 144 filing disclose for INDI?

It discloses that Nancy Wu, an officer of indie Semiconductor, has filed a Rule 144 notice for a proposed sale of 3,125 shares of INDI common stock through Morgan Stanley Smith Barney, with an indicated aggregate market value of $11,093.75.

How many indie Semiconductor (INDI) shares are proposed to be sold under this Form 144?

The filing lists a proposed sale of 3,125 shares of indie Semiconductor common stock, with Morgan Stanley Smith Barney identified as the broker and an aggregate market value of $11,093.75 as of September 2, 2026.

What recent INDI stock sales by the filer are reported in the past three months?

Reported sales include 6,000 shares on September 1, 2026 for $21,346.20, 23,170 shares on August 31, 2026 for $86,183.13, and 19,640 shares on July 2, 2026 for $85,913.22.

Were any of the recent INDI share sales made under a Rule 10b5-1 plan?

Yes. The entries for sales associated with July 2, 2026 and September 1, 2026 are each labeled as “10b5-1 Sales” for the account, indicating execution under a pre-arranged trading arrangement.

What type of securities are involved in Nancy Wu’s planned INDI sale?

The planned transaction involves common stock of indie Semiconductor. The related securities to be sold are identified as Restricted Stock Awards acquired from the issuer, with 3,125 shares referenced for potential sale on September 1, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:33 PM Accepted by SEC EDGAR 09/02/2026 - 04:31 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002095553
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INDIE SEMICONDUCTOR INC
SEC File Number	001-40481
Address of Issuer	32 JOURNEY Aliso Viejo CALIFORNIA 92656
Phone	9496080854
Name of Person for Whose Account the Securities are To Be Sold	Nancy Wu
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3125	11093.75	217928736	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2026	Restricted Stock Awards	Issuer			3125	09/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/01/2026	6000	21346.20
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	08/31/2026	23170	86183.13
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	07/02/2026	19640	85913.22

144: Remarks and Signature

Remarks
Date of Notice	09/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Nancy Wu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)