indie Semiconductor (INDI) director adds shares, receives 37,454 new RSUs

Rhea-AI Filing Summary

indie Semiconductor director Karl-Thomas Neumann reported routine equity compensation changes. He exercised 59,932 restricted stock units into Class A common stock, bringing his direct holdings to 569,872 shares after the transaction. The vested units converted on May 28, 2026, the date of the 2026 annual meeting.

On the same date, Neumann also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. These new units each represent a right to receive one share of Class A common stock and will vest on the earlier of May 28, 2027 or the 2027 annual shareholder meeting.

Insider Trade Summary

59,932 shares exercised/converted

Mixed 3 txns

Insider Neumann Karl-Thomas

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	37,454	$0.00	--
Exercise	Restricted Stock Units	59,932	$0.00	--
Exercise	Class A Common Stock	59,932	$0.00	--

Holdings After Transaction: Restricted Stock Units — 37,454 shares (Direct, null); Class A Common Stock — 569,872 shares (Direct, null)

Footnotes (1)

1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.

Key Figures

RSUs exercised: 59,932 units Shares held after: 569,872 shares New RSU grant: 37,454 units +3 more

6 metrics

RSUs exercised 59,932 units Restricted stock units converted to Class A common stock on May 28, 2026

Shares held after 569,872 shares Class A common stock directly held after reported transactions

New RSU grant 37,454 units Restricted stock units granted under non-employee director compensation policy

RSU-to-share ratio 1 unit : 1 share Each restricted stock unit represents a right to receive one Class A share

Vesting date (exercised RSUs) May 28, 2026 Vesting aligned with 2026 annual meeting for 59,932 RSUs

Latest vesting date (new RSUs) May 28, 2027 New 37,454 RSUs vest on earlier of this date or 2027 annual meeting

Key Terms

Restricted Stock Units, non-employee director compensation policy, Annual Shareholder Meeting

3 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

non-employee director compensation policy financial

"The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy."

Annual Shareholder Meeting financial

"The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting."

A yearly gathering where a company’s owners (shareholders) and its leaders meet to review performance, approve key decisions like electing directors, and vote on issues such as executive pay or major policy changes. Think of it as an annual town hall for people who own part of the business: investors use it to ask questions, influence direction through votes, and gauge management’s plans and transparency, all of which can affect the stock’s outlook.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Neumann Karl-Thomas

(Last) (First) (Middle)

32 JOURNEY

(Street)

ALISO VIEJO CALIFORNIA 92656

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/28/2026		M		59,932	A	$0	569,872	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	05/28/2026		A		37,454		(2)	(2)	Class A Common Stock	37,454	$0	37,454	D
Restricted Stock Units	(1)	05/28/2026		M			59,932	(3)	(3)	Class A Common Stock	59,932	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

2. The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.

3. The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.

	/s/ Karl-Thomas Neumann by Naixi Wu pursuant to power of attorney filed on June 21, 2021	05/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did indie Semiconductor (INDI) director Karl-Thomas Neumann report in this Form 4?

Karl-Thomas Neumann reported routine equity compensation activity, including the exercise of 59,932 restricted stock units into Class A common stock and a new grant of 37,454 restricted stock units under the non-employee director compensation policy.

How many indie Semiconductor (INDI) shares does Karl-Thomas Neumann hold after the transactions?

After exercising vested restricted stock units, Karl-Thomas Neumann directly holds 569,872 shares of indie Semiconductor Class A common stock. This figure reflects his position immediately following the reported transactions on May 28, 2026.

What happened to Karl-Thomas Neumann’s 59,932 restricted stock units at indie Semiconductor (INDI)?

The 59,932 restricted stock units vested on May 28, 2026 and were exercised into an equal number of Class A common shares. As a result, the corresponding restricted stock unit derivative position was reduced to zero following the conversion.

What are the terms of Karl-Thomas Neumann’s new 37,454 RSU grant at indie Semiconductor (INDI)?

Neumann received 37,454 restricted stock units granted at no cost under the non-employee director compensation policy. Each unit represents one Class A share and will vest on the earlier of May 28, 2027 or the date of the 2027 annual shareholder meeting.

Does this indie Semiconductor (INDI) Form 4 show any open-market stock purchases or sales?

The Form 4 shows no open-market purchases or sales. All reported transactions are equity compensation related, including the vesting and conversion of restricted stock units and a new grant of additional restricted stock units.