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  4. [Form 4] indie Semiconductor, Inc. Insider Trading Activity

indie Semiconductor (INDI) director gains shares and new RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor director David J. Aldrich reported routine equity compensation activity. On May 28, 2026, 59,932 restricted stock units vested, converting into 59,932 shares of Class A common stock, bringing his direct holdings to 248,911 shares.

On the same date, he received a new award of 37,454 restricted stock units under the company’s non-employee director compensation policy. These units each represent a right to receive one share of Class A common stock and vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. The filing shows no open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider ALDRICH DAVID J
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 37,454 $0.00 --
Exercise Restricted Stock Units 59,932 $0.00 --
Exercise Class A Common Stock 59,932 $0.00 --
Holdings After Transaction: Restricted Stock Units — 37,454 shares (Direct, null); Class A Common Stock — 248,911 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.
RSUs vested 59,932 units Vested into Class A common stock on May 28, 2026
Shares after transactions 248,911 shares Class A common stock held directly after Form 4 transactions
New RSU grant 37,454 units Granted under non-employee director compensation policy on May 28, 2026
RSU conversion ratio 1:1 Each RSU represents a right to one Class A common share
New RSU vesting date May 28, 2027 Or earlier on date of 2027 Annual Shareholder Meeting
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
non-employee director compensation policy financial
"The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy."
Annual Shareholder Meeting financial
"The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting."
A yearly gathering where a company’s owners (shareholders) and its leaders meet to review performance, approve key decisions like electing directors, and vote on issues such as executive pay or major policy changes. Think of it as an annual town hall for people who own part of the business: investors use it to ask questions, influence direction through votes, and gauge management’s plans and transparency, all of which can affect the stock’s outlook.
Class A common stock financial
"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ALDRICH DAVID J
(Last)(First)(Middle)
C/O INDIE SEMICONDUCTOR
32 JOURNEY
(Street)
ALISO VIEJO CALIFORNIA 92656
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/28/2026M59,932A$0248,911D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/28/2026A37,454 (2) (2)Class A Common Stock37,454$037,454D
Restricted Stock Units(1)05/28/2026M59,932 (3) (3)Class A Common Stock59,932$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.
3. The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.
/s/ David Aldrich, by Naixi Wu pursuant to power of attorney filed on June 21, 202105/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did indie Semiconductor (INDI) disclose for David J. Aldrich?

indie Semiconductor reported that director David J. Aldrich acquired shares through equity compensation. 59,932 restricted stock units vested into an equal number of Class A common shares, and he also received a new grant of 37,454 restricted stock units on May 28, 2026.

Did David J. Aldrich buy or sell indie Semiconductor (INDI) shares on the open market?

The filing shows no open-market buying or selling by David J. Aldrich. All reported activity reflects equity compensation: vesting of 59,932 restricted stock units into shares and a new grant of 37,454 restricted stock units, both dated May 28, 2026.

How many indie Semiconductor (INDI) shares does David J. Aldrich hold after this Form 4?

After the reported transactions, David J. Aldrich directly holds 248,911 shares of indie Semiconductor Class A common stock. This figure reflects his position following the vesting of 59,932 restricted stock units into an equal number of Class A shares.

What new equity award did David J. Aldrich receive from indie Semiconductor (INDI)?

David J. Aldrich received a grant of 37,454 restricted stock units under indie Semiconductor’s non-employee director compensation policy. Each unit is a contingent right to one Class A common share and vests on the earlier of May 28, 2027, or the 2027 Annual Shareholder Meeting.

When did David J. Aldrich’s restricted stock units in indie Semiconductor (INDI) vest?

A block of 59,932 restricted stock units vested on May 28, 2026, the date of indie Semiconductor’s 2026 Annual Meeting. Upon vesting, these units converted into 59,932 shares of Class A common stock held directly by David J. Aldrich.

How do restricted stock units work in the indie Semiconductor (INDI) Form 4?

Each restricted stock unit reported represents a contingent right to receive one share of indie Semiconductor Class A common stock. Units either vest on a specified date or meeting date, such as May 28, 2026, then convert into an equal number of common shares for the director.