Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor, Inc. President Ichiro Aoki reported option-style exercises and related share sales. On March 23 and 24, 2026, he exercised a total of 100,000 ADK Class A Units, receiving the same number of Class A Common Stock shares and triggering cancellation of an equivalent amount of Class V Common Stock.
He then sold 100,000 Class A Common Stock shares in open-market transactions: 50,000 shares at a weighted average price of $2.6052 and 50,000 shares at a weighted average price of $2.8311, with execution ranges of $2.53–$2.66 and $2.58–$2.945, respectively. These sales were made under a Rule 10b5-1 trading plan adopted on December 8, 2025, which provides for automated open-market sales through June 30, 2026.
Following the reported transactions, Aoki directly held 100,952 shares of Class A Common Stock and 4,089,362 ADK Class A Units as reflected in the filing.
INDI files a Form 144 to sell 100,000 shares of Common Stock. The filing lists these as Founders Shares dated 05/01/2009. The excerpt also shows prior reported sales by Donald Kenneth McClymont of 90,644 shares on 03/02/2026 and 82,957 shares on 01/05/2026 with proceeds shown as $322,846.73 and $304,219.91, respectively.
indie Semiconductor, Inc. president and director Ichiro Aoki reported a series of option-like conversions and share sales in March 2026. Over March 18–20, he exercised rights tied to 150,000 ADK Class A Units, receiving an equal number of shares of Class A Common Stock while an equivalent number of Class V Common Stock was cancelled.
On each of those dates, Aoki then sold 50,000 shares of Class A Common Stock in open-market transactions at weighted average prices of $2.5975, $2.5719 and $2.5931 per share, respectively, for total sales of 150,000 shares. These sales were made under a pre-arranged Rule 10b5-1 trading plan. Following the transactions, Aoki directly holds 100,952 shares of Class A Common Stock.
indie Semiconductor President Aoki Ichiro reported option exercises and share sales. On March 16 and 17, he exercised derivative positions related to ADK Class A Units and Class V Common Stock to acquire a total of 100,000 shares of Class A Common Stock at a conversion price of $0.0000.
The same 100,000 Class A shares were then sold in open-market transactions at weighted average prices of $2.5392 and $2.5888 per share, executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025. Following these transactions, he holds 100,952 shares of Class A Common Stock directly.
indie Semiconductor, Inc. increased its recent financing by issuing additional convertible debt. Initial purchasers exercised part of their option to buy an extra $20.5 million aggregate principal amount of 4.00% Convertible Senior Notes due 2031, and the company received about $20 million in net cash proceeds after discounts and commissions.
This follows the earlier sale of $150 million of the same notes under a March 3, 2026 purchase agreement, bringing total principal issued under this offering to $170.5 million. The notes are senior unsecured debt that can convert into equity under their terms and mature in 2031.
indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported an open-market sale of 6,000 shares of Class A Common Stock at a weighted average price of $2.5138 per share on March 13, 2026. The sale price ranged from $2.46 to $2.58 per share.
These sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025, which provides for automated open market sales on predetermined dates through December 15, 2027. Following this transaction, Wu holds 71,188 shares directly and 90 shares indirectly through a spouse.
INDI submission on Form 144 notifies a proposed resale of 550,000 Common shares with a stated aggregate amount of $1,364,000.00, dated 03/16/2026. The filing lists Morgan Stanley Smith Barney LLC as the broker.
The excerpt also reports prior sales by Ichiro Aoki: 4,573 shares sold on 03/02/2026 for $16,279.88 and 7,188 shares sold on 01/05/2026 for $26,379.96.
INDI reported insider sale notices under Rule 144: an affiliate indicated sale of 6,000 restricted common shares and disclosed multiple sales totaling 36,095 shares across recent dates. The filings list individual dispositions on 12/22/2025, 01/05/2026, 03/02/2026, and 03/04/2026 with corresponding proceeds.
The notice identifies the broker Morgan Stanley Smith Barney LLC and shows the securities originate from restricted stock awards dated 12/22/2021. These are affiliate sales reported on Form 144; cash‑flow recipients and any selling plan details are not included in the excerpt.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported RSU vesting and related share sales. On March 6, 2026, he exercised 25,000 Restricted Stock Units at $0.00 per unit, receiving the same number of Class A common shares and leaving 50,000 RSUs outstanding. On March 9, 2026, he sold a total of 18,750 Class A common shares in open-market transactions at a weighted-average price of $2.5379 per share, within a range of $2.42 to $2.63, to cover withholding taxes tied to the RSU vesting and under a pre-arranged Rule 10b5-1 trading plan. After these transactions, he directly holds 130,135 Class A common shares.
indie Semiconductor, Inc. completed a private offering of $150 million 4.00% Convertible Senior Notes due 2031, with an additional $25 million option for initial purchasers. The notes pay 4.00% interest semi-annually and mature on March 15, 2031, unless earlier converted, redeemed or repurchased.
The notes are convertible at an initial rate of 258.3312 shares per $1,000 principal, equal to a conversion price of about $3.87 per share, a 22.5% premium to the $3.16 share price on March 3, 2026. On full physical settlement and full exercise of the option at the maximum rate, up to 55,379,730 shares of common stock may be issued.
Net proceeds were about $145.1 million, of which the company used roughly $107.8 million to repurchase $104.0 million principal amount of its 4.50% Convertible Senior Notes due 2027, with the balance earmarked for working capital and general corporate purposes. The new notes are senior unsecured obligations with customary conversion, redemption, ranking and fundamental change repurchase features and were sold under Rule 144A to qualified institutional buyers.