Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor, Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on May 28, 2026, at 9:00 a.m. Pacific Time. The agenda includes electing three Class II directors through the 2029 meeting, an advisory vote on executive pay, and ratifying KPMG LLP as independent auditor for 2026.
Stockholders are also asked to approve an amendment to the 2021 Omnibus Equity Incentive Plan to increase the Class A Common Stock reserved for issuance by 17,000,000 shares. The proxy highlights 2025 business results, including net revenue of $217.4 million and surpassing 550 million cumulative chip shipments, and describes a leadership transition to new CFO Naixi Wu and a pay program emphasizing performance-based cash and equity incentives.
indie Semiconductor Chief Financial Officer Naixi Wu reported an exercise-and-sell transaction involving Class A common stock. On April 8, 2026, Wu exercised 100,000 restricted stock units, receiving the same number of Class A shares at a conversion price of $0.00 per share.
On April 9, 2026, Wu then sold a total of 55,000 shares of Class A common stock in open-market transactions at a weighted average price of $2.8102 per share. Footnotes state these sales were made to pay withholding taxes related to RSU vesting and were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025.
After these transactions, Wu directly holds 120,787 shares of Class A common stock and has 90 shares held indirectly by a spouse. The RSUs referenced vest at a rate of 50% annually beginning on April 8, 2026, with each unit representing one share of Class A common stock.
INDI submitted a Form 144 notice to sell 61,000 shares of Common Stock tied to restricted stock awards. The filing lists the securities' grant date as 12/22/2021 and recent 10b5-1 dispositions by Naixi Wu on 03/02/2026, 03/04/2026, 03/13/2026, and 04/06/2026.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported compensation-related equity activity and a small share sale. On April 3, he received 12,539 Restricted Stock Units (RSUs), fully vested and granted in lieu of cash under the issuer’s 2025 Short Term Incentive Bonus Plan. Those RSUs were immediately converted into 12,539 shares of Class A common stock. On April 6, 4,720 Class A shares were sold at $2.9861 per share to pay withholding taxes tied to the RSU vesting. Following these transactions, Wittmann directly owned 137,954 Class A shares.
indie Semiconductor, Inc. Chief Executive Officer Donald McClymont reported routine equity compensation and related tax transactions. He received 34,527 Restricted Stock Units (RSUs), fully vested and granted in lieu of cash under the 2025 Short Term Incentive Bonus Plan, each representing one share of Class A common stock.
The RSUs were then converted into 34,527 shares of Class A common stock. On April 6, 2026, 18,420 Class A shares were sold at $2.9862 per share to pay withholding taxes tied to RSU vesting. After these transactions, he directly held 298,500 Class A shares, with additional Class V common stock and indirect Class A holdings reported separately.
indie Semiconductor, Inc. President Ichiro Aoki reported routine share movements combining equity compensation and a small tax-related sale. Aoki received 8,723 Restricted Stock Units, fully vested on grant and issued in lieu of cash under the 2025 Short Term Incentive Bonus Plan, then immediately converted them into 8,723 shares of Class A common stock. On a later date, he sold 3,506 Class A shares at $2.9862 per share to cover withholding taxes tied to RSU vesting. After these transactions, he held 106,169 Class A common shares and 3,889,362 Class V common shares directly.
indie Semiconductor CFO Naixi Wu reported routine equity compensation activity and a related tax sale. On April 3, Wu received 10,475 Restricted Stock Units, fully vested and granted in lieu of cash under the 2025 Short Term Incentive Bonus Plan, then converted them into 10,475 shares of Class A common stock.
On April 6, Wu sold 5,876 Class A shares at $2.9863 per share to pay withholding taxes tied to the RSU vesting, rather than as a discretionary portfolio decision. After these transactions, Wu directly held 75,787 Class A shares, with an additional 90 shares held indirectly by a spouse.
indie Semiconductor President Ichiro Aoki exercised 200,000 ADK Class A Units between March 25 and 27, 2026, converting them into 200,000 shares of Class A Common Stock and cancelling an equal number of Class V Common shares as described in the footnotes.
He then sold all 200,000 Class A shares in open‑market transactions at weighted average prices of $3.1383, $3.2770 and $3.1714 per share under a pre‑arranged Rule 10b5‑1 trading plan adopted on December 8, 2025. Following these trades, he directly holds 100,952 shares of Class A Common Stock.
indie Semiconductor CEO Donald McClymont exercised and sold shares in a planned transaction. He exchanged 50,000 ADK Class A Units for 50,000 shares of Class A Common Stock, with an equivalent 50,000 shares of Class V Common Stock cancelled as part of the structure.
On the same day, he sold 50,000 Class A shares in the open market at a weighted average price of $3.0622 per share, in individual trades between $3.01 and $3.10, under a pre-arranged Rule 10b5-1 trading plan adopted on June 13, 2025. Following these transactions, he holds 282,393 Class A shares directly, 68,115 Class A shares indirectly through his spouse, and 4,916,425 ADK Class A Units and the same number of Class V shares, indicating he retains a large equity stake despite the sale.
indie Semiconductor Inc Schedule 13G/A: The Vanguard Group reports beneficial ownership of 0 shares of Common Stock, representing 0%, after an internal realignment. The filing explains certain Vanguard subsidiaries will report ownership separately in reliance on SEC Release No. 34-39538 (January 12, 1998).
The statement is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.