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indie Semiconductor, Inc. (INDI) SEC Filings, Jun-Jul 2026

INDI NASDAQ

indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.

Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.

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schiller Thomas reported acquisition or exercise transactions in this Form 4 filing.

indie Semiconductor, Inc. reported that director and strategic advisor Thomas Schiller received a grant of 40,000 Restricted Stock Units on July 27, 2026. Each unit represents one share of Class A common stock and vests in four equal 25% installments between January 4, 2027 and July 3, 2028.

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BlackRock, Inc. filed an amended Schedule 13G reporting beneficial ownership of Class A common stock of indie Semiconductor, Inc. BlackRock reports beneficial ownership of 18,431,552 shares, representing 8.7% of the Class A stock.

BlackRock has sole voting power over 18,136,983 shares and sole dispositive power over all 18,431,552 shares, with no shared voting or dispositive power. The filing notes that various underlying clients and investors have rights to dividends or sale proceeds, but no single such person holds more than five percent of the outstanding common shares.

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indie Semiconductor Chief Operating Officer Michael Wittmann reported selling 6,250 shares of Class A common stock in open-market transactions at a weighted average price of $4.6742 per share. According to the disclosure, these sales were made to cover withholding taxes arising from the vesting of Restricted Stock Units and were executed automatically under a pre-arranged Rule 10b5-1 trading plan that schedules transactions through March 31, 2027.

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indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported compensation-related share activity involving Class A common stock. On July 1, 2026, he exercised restricted stock units to acquire a total of 77,500 shares of Class A common stock at a stated price of $0.00 per share. On July 2, 2026, he sold 30,207 shares at an average price of $4.4513 per share, and a footnote explains these shares were sold in the open market to pay withholding taxes tied to the RSU vesting. After these transactions, Wittmann directly owned 145,602 shares of Class A common stock. The filing reflects routine equity compensation vesting and associated tax-related sales rather than a discretionary open-market sell decision.

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indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported a mix of stock option exercises and a small share sale. On July 1, 2026, Wu exercised derivative awards to acquire 39,278 shares of Class A common stock at a conversion price of $0.00 per share, reflecting the vesting of restricted stock units. On July 2, 2026, Wu sold 19,640 shares of Class A common stock at a weighted average price of $4.3744 per share, with the footnotes stating the sale was made in the open market to pay withholding taxes related to the RSU vesting and executed under a pre-arranged Rule 10b5-1 trading plan. After these transactions, Wu holds 134,425 shares of Class A common stock directly and 90 shares indirectly through a spouse, and continues to hold restricted stock units that vest annually through 2027.

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indie Semiconductor director Thomas Schiller reported routine equity compensation activity. On July 1, he acquired 5,000 shares of Class A common stock at no cost through the vesting and conversion of restricted stock units. A related entry shows 5,000 restricted stock units exercised into the same number of shares.

On July 2, 1,833 shares of Class A common stock were sold at an average price of $4.4511 per share to pay withholding taxes in connection with this vesting, according to the footnotes. After these transactions, Schiller directly holds 481,707 shares of Class A common stock and 10,000 restricted stock units that vest in 25% installments on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.

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indie Semiconductor, Inc. Chief Executive Officer Donald McClymont exercised restricted stock units and sold shares primarily to cover tax obligations. On July 1, 2026, he exercised 243,750 restricted stock units at $0.00 per share, receiving the same number of Class A common shares.

On July 2, 2026, he sold 126,496 Class A shares at an average price of $4.4513 per share, with a footnote stating the sale was to pay withholding taxes tied to the RSU vesting. After these transactions, he directly held 424,617 Class A shares, his spouse indirectly held 68,115 Class A shares, and he also held 4,866,425 shares of Class V common stock. The filing notes that the time-based restricted stock units vest in two equal installments on July 1, 2026 and July 1, 2027.

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indie Semiconductor director Thomas Schiller has filed an initial statement of ownership.

He reports direct holdings of 478,540 shares of Class A Common Stock, time-based restricted stock units covering 15,000 and 56,625 underlying shares, performance-based restricted stock units covering 750,000 shares, and employee stock options for 26,492 shares at an exercise price of $11.69 per share expiring on January 3, 2032.

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Naixi Wu reported multiple sales of Common Stock under Rule 144/10b5-1 plans. The filing lists sales on 04/06/2026 (5,876 shares, $17,547.50), 04/09/2026 (55,000 shares, $154,561.00), 06/01/2026 (6,000 shares, $29,662.80), and 06/02/2026 (12,898 shares, $65,997.78). The transactions are identified as 10b5-1 sales and appear as routine dispositions reported on the notice form.

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indie Semiconductor announced a planned leadership transition and board change. Co-founder Dr. Ichiro Aoki will resign as President and as a member of the board effective June 29, 2026, as part of a phased retirement plan, and will remain with the company as a Technical Advisor. The company states his decision did not involve any disagreement on operations, policies or practices. The board has appointed Thomas Schiller as a Class III director effective the same date, with a term running until the 2027 annual meeting, while he continues in his existing role as Strategic Advisor with an annual base salary of $150,000 and a target cash incentive equal to 30% of base salary. Schiller previously served as Chief Financial Officer and Executive Vice President of Strategy and will not receive additional compensation for his board service.

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FAQ

How many indie Semiconductor (INDI) SEC filings are available on StockTitan?

StockTitan tracks 155 SEC filings for indie Semiconductor (INDI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for indie Semiconductor (INDI)?

The most recent SEC filing for indie Semiconductor (INDI) was filed on July 30, 2026.