Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
Indie Semiconductor Inc Class A reported that Neuberger Berman Group LLC and affiliated filers beneficially own 10,543,323 shares of Common stock, representing 5.1% of the class as of 03/31/2026. The filing states shared voting power of 9,230,571 shares and shared dispositive power of 10,543,323.
The filing explains these holdings reflect aggregated client and fiduciary accounts across Neuberger Berman entities and includes a disclaimer that the named entities may be deemed beneficial owners under Exchange Act Rule 13d-3.
indie Semiconductor, Inc. president Ichiro Aoki reported an exercise-and-sell transaction involving the company’s common stock and related units. He sold 100,000 shares of Class A Common Stock in an open-market transaction at a weighted average price of $4.4024 per share, with individual sale prices ranging from $4.25 to $4.54. These sales were made under a pre-arranged Rule 10b5-1 trading plan that schedules automated sales through June 30, 2026.
On the same date, Aoki exercised 100,000 ADK Class A Units, receiving an equal number of Class A shares and cancelling an equivalent amount of Class V Common Stock as part of the exchange structure. After the transactions, he directly held 206,169 shares of Class A Common Stock and continued to hold a large position in ADK Class A Units that are exchangeable into additional Class A shares or cash at the issuer’s election.
INDI submitted a Form 144 notice for the proposed resale of 300,000 common shares. The filing lists the securities as Founders Shares dated 02/09/2007. The excerpt shows multiple executed 10b5-1 sales by Ichiro Aoki, including 04/27/2026 (50,000 shares) and 03/26/2026 (100,000 shares).
indie Semiconductor president Ichiro Aoki reported an exercise-and-sell transaction. On April 27, 2026, he sold 50,000 shares of Class A common stock in open-market transactions at a weighted average price of $4.0393 per share, under a pre-arranged Rule 10b5-1 trading plan.
The same day, Aoki exercised 50,000 ADK Class A Units, receiving an equal number of Class A shares and triggering cancellation of 50,000 shares of Class V common stock. After these moves, he directly held 156,169 Class A shares and 3,739,362 Class V shares. The 10b5-1 plan provides for automated sales through June 30, 2026.
indie Semiconductor, Inc. director and president Ichiro Aoki reported an exercise-and-sell trading pattern in company equity. On April 23–24, 2026, he sold a total of 93,500 shares of Class A Common Stock in open-market transactions and exercised derivatives for the same number of shares.
The open-market sales covered 43,500 shares at a weighted average price of $3.5410 and 50,000 shares at a weighted average price of $3.7637. According to a footnote, these sales were executed under a pre-arranged Rule 10b5-1 trading plan with automated transactions scheduled through June 30, 2026.
The filing also shows exchanges of ADK Class A Units into Class A Common Stock and related cancellations of Class V Common Stock, consistent with the structure described in the footnotes. After these transactions, Aoki directly holds 106,169 shares of Class A Common Stock, 3,789,362 shares of Class V Common Stock, and 3,789,362 ADK Class A Units.
Ichiro Aoki reported multiple proposed and completed sales of Common stock under Rule 144/10b5-1. The filing lists individual sale dates and share counts, for example 100,000 shares on 03/26/2026 for $327,705 and 50,000 shares on 04/24/2026 for $188,185. The report also references Founders Shares: 50,000 (02/09/2007).
Form 144 / Insider sales: The filing lists multiple 10b5-1 planned sales by Ichiro Aoki of common stock, with individual transactions recorded between 03/02/2026 and 04/23/2026. Reported single-day sale sizes range from 4,573 to 100,000 shares; dollar proceeds are shown per trade.
indie Semiconductor, Inc. president and director Ichiro Aoki reported an exercise-and-sell transaction involving the company’s equity. On April 21, 2026, he sold 6,500 shares of Class A Common Stock in open-market trades at a weighted average price of $3.5026 per share, with individual prices ranging from $3.50 to $3.51, under a pre-arranged Rule 10b5-1 trading plan.
The filing also shows he exercised 6,500 ADK Class A Units, receiving an equal number of Class A Common shares at a stated conversion price of $0.00, and an equivalent number of Class V Common shares were cancelled in connection with this exchange. After these transactions, Aoki directly holds 106,169 shares of Class A Common Stock and 3,882,862 ADK Class A Units, which may be exchanged any time after December 10, 2021 for an equal number of Class A shares or, at the issuer’s election, cash equal to their fair market value.
Reported sales of Common stock under a 10b5-1 plan by Ichiro Aoki. The filing lists multiple off-market dispositions of Common shares on several dates in March and April 2026, including transactions of 50,000 shares on 03/27/2026 and 100,000 shares on 03/26/2026 with dollar amounts shown per trade. The transactions are presented as 10b5-1 sales and identify Morgan Stanley Smith Barney LLC as the executing broker.