indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor, Inc. President Ichiro Aoki reported routine share movements combining equity compensation and a small tax-related sale. Aoki received 8,723 Restricted Stock Units, fully vested on grant and issued in lieu of cash under the 2025 Short Term Incentive Bonus Plan, then immediately converted them into 8,723 shares of Class A common stock. On a later date, he sold 3,506 Class A shares at $2.9862 per share to cover withholding taxes tied to RSU vesting. After these transactions, he held 106,169 Class A common shares and 3,889,362 Class V common shares directly.
indie Semiconductor CFO Naixi Wu reported routine equity compensation activity and a related tax sale. On April 3, Wu received 10,475 Restricted Stock Units, fully vested and granted in lieu of cash under the 2025 Short Term Incentive Bonus Plan, then converted them into 10,475 shares of Class A common stock.
On April 6, Wu sold 5,876 Class A shares at $2.9863 per share to pay withholding taxes tied to the RSU vesting, rather than as a discretionary portfolio decision. After these transactions, Wu directly held 75,787 Class A shares, with an additional 90 shares held indirectly by a spouse.
indie Semiconductor President Ichiro Aoki exercised 200,000 ADK Class A Units between March 25 and 27, 2026, converting them into 200,000 shares of Class A Common Stock and cancelling an equal number of Class V Common shares as described in the footnotes.
He then sold all 200,000 Class A shares in open‑market transactions at weighted average prices of $3.1383, $3.2770 and $3.1714 per share under a pre‑arranged Rule 10b5‑1 trading plan adopted on December 8, 2025. Following these trades, he directly holds 100,952 shares of Class A Common Stock.
indie Semiconductor CEO Donald McClymont exercised and sold shares in a planned transaction. He exchanged 50,000 ADK Class A Units for 50,000 shares of Class A Common Stock, with an equivalent 50,000 shares of Class V Common Stock cancelled as part of the structure.
On the same day, he sold 50,000 Class A shares in the open market at a weighted average price of $3.0622 per share, in individual trades between $3.01 and $3.10, under a pre-arranged Rule 10b5-1 trading plan adopted on June 13, 2025. Following these transactions, he holds 282,393 Class A shares directly, 68,115 Class A shares indirectly through his spouse, and 4,916,425 ADK Class A Units and the same number of Class V shares, indicating he retains a large equity stake despite the sale.
indie Semiconductor Inc Schedule 13G/A: The Vanguard Group reports beneficial ownership of 0 shares of Common Stock, representing 0%, after an internal realignment. The filing explains certain Vanguard subsidiaries will report ownership separately in reliance on SEC Release No. 34-39538 (January 12, 1998).
The statement is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
indie Semiconductor, Inc. President Ichiro Aoki reported option-style exercises and related share sales. On March 23 and 24, 2026, he exercised a total of 100,000 ADK Class A Units, receiving the same number of Class A Common Stock shares and triggering cancellation of an equivalent amount of Class V Common Stock.
He then sold 100,000 Class A Common Stock shares in open-market transactions: 50,000 shares at a weighted average price of $2.6052 and 50,000 shares at a weighted average price of $2.8311, with execution ranges of $2.53–$2.66 and $2.58–$2.945, respectively. These sales were made under a Rule 10b5-1 trading plan adopted on December 8, 2025, which provides for automated open-market sales through June 30, 2026.
Following the reported transactions, Aoki directly held 100,952 shares of Class A Common Stock and 4,089,362 ADK Class A Units as reflected in the filing.
INDI files a Form 144 to sell 100,000 shares of Common Stock. The filing lists these as Founders Shares dated 05/01/2009. The excerpt also shows prior reported sales by Donald Kenneth McClymont of 90,644 shares on 03/02/2026 and 82,957 shares on 01/05/2026 with proceeds shown as $322,846.73 and $304,219.91, respectively.
indie Semiconductor, Inc. president and director Ichiro Aoki reported a series of option-like conversions and share sales in March 2026. Over March 18–20, he exercised rights tied to 150,000 ADK Class A Units, receiving an equal number of shares of Class A Common Stock while an equivalent number of Class V Common Stock was cancelled.
On each of those dates, Aoki then sold 50,000 shares of Class A Common Stock in open-market transactions at weighted average prices of $2.5975, $2.5719 and $2.5931 per share, respectively, for total sales of 150,000 shares. These sales were made under a pre-arranged Rule 10b5-1 trading plan. Following the transactions, Aoki directly holds 100,952 shares of Class A Common Stock.
indie Semiconductor President Aoki Ichiro reported option exercises and share sales. On March 16 and 17, he exercised derivative positions related to ADK Class A Units and Class V Common Stock to acquire a total of 100,000 shares of Class A Common Stock at a conversion price of $0.0000.
The same 100,000 Class A shares were then sold in open-market transactions at weighted average prices of $2.5392 and $2.5888 per share, executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025. Following these transactions, he holds 100,952 shares of Class A Common Stock directly.
indie Semiconductor, Inc. increased its recent financing by issuing additional convertible debt. Initial purchasers exercised part of their option to buy an extra $20.5 million aggregate principal amount of 4.00% Convertible Senior Notes due 2031, and the company received about $20 million in net cash proceeds after discounts and commissions.
This follows the earlier sale of $150 million of the same notes under a March 3, 2026 purchase agreement, bringing total principal issued under this offering to $170.5 million. The notes are senior unsecured debt that can convert into equity under their terms and mature in 2031.