Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor, Inc. director Diane D. Brink reported routine equity compensation changes. She exercised vested restricted stock units to receive 59,932 shares of Class A common stock at a price of $0.00 per share, increasing her direct holdings to 229,838 shares.
Brink also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. The vested units converted on May 28, 2026, the date of the 2026 Annual Meeting, and the new award is scheduled to vest on the earlier of May 28, 2027 or the 2027 Annual Shareholder Meeting.
indie Semiconductor director David J. Aldrich reported routine equity compensation activity. On May 28, 2026, 59,932 restricted stock units vested, converting into 59,932 shares of Class A common stock, bringing his direct holdings to 248,911 shares.
On the same date, he received a new award of 37,454 restricted stock units under the company’s non-employee director compensation policy. These units each represent a right to receive one share of Class A common stock and vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. The filing shows no open-market purchases or sales.
indie Semiconductor director Sonalee Elizabeth Parekh reported routine equity compensation activity. She exercised 59,932 restricted stock units, receiving the same number of Class A Common Stock shares at a stated price of $0.00 per share, bringing her direct holdings to 179,789 shares.
In a separate transaction, she received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. These new units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
indie Semiconductor director Karl-Thomas Neumann reported routine equity compensation changes. He exercised 59,932 restricted stock units into Class A common stock, bringing his direct holdings to 569,872 shares after the transaction. The vested units converted on May 28, 2026, the date of the 2026 annual meeting.
On the same date, Neumann also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. These new units each represent a right to receive one share of Class A common stock and will vest on the earlier of May 28, 2027 or the 2027 annual shareholder meeting.
INDI affiliate files Form 144 reporting proposed common stock sales by Ichiro Aoki. The notice lists multiple sales and proposed sales across March–May 2026, including a 425,000-share entry on 05/28/2026 for $2,245,335.00. The form identifies the securities as Common and Founder Stock tied to compensation.
indie Semiconductor, Inc. held its 2026 annual stockholder meeting and obtained approval to amend its 2021 Omnibus Equity Incentive Plan, increasing the Class A common stock available for equity awards by 17,000,000 shares. Stockholders also elected three Class II directors to terms ending at the 2029 annual meeting.
Investors approved, on an advisory basis, the compensation of the company’s named executive officers. They further ratified the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. All proposals received substantial support based on the reported vote totals.
Issuer INDI submitted a Form 144 reporting proposed sales of Common stock. The filing lists 425,000 shares and an aggregate figure of $2,245,335.00 with a reference line including 211,288,591 and the date 05/28/2026. Multiple sales by Ichiro Aoki are shown, including a 175,000-share sale on 05/27/2026 generating $885,027.50.
indie Semiconductor President Ichiro Aoki reported an exercise-and-sell pattern in company equity. On May 22 and May 26, 2026, he exercised a total of 70,100 ADK Class A Units for the same number of Class A Common shares, then sold 70,100 Class A shares in open-market trades around $5 per share under a pre-arranged Rule 10b5-1 trading plan. After these transactions, he directly holds 106,169 shares of Class A Common Stock and 3,519,262 shares of Class V Common Stock.
Issuer submitted a Rule 144 notice reporting 175,000 shares of Class A Common scheduled for resale. The filing lists Founder Stock issued on 02/09/2007 and documents multiple open-market dispositions by Ichiro Aoki, including several 50,000-share sales in March–May 2026.
indie Semiconductor, Inc. director and president Ichiro Aoki reported an exercise-and-sale transaction in the company’s stock. He exercised derivative securities to acquire 50,000 shares of Class A common stock and then sold 50,000 Class A shares in an open-market transaction.
The sale covered 50,000 Class A shares at a weighted average price of $4.7759 per share, within a price range of $4.75 to $4.805. After these transactions, Aoki directly holds 106,169 shares of Class A common stock and 3,589,362 shares of Class V common stock, alongside ADK Class A Units linked to Class A shares.
The filing notes that the sales were conducted under a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025, which provides for automated open-market sales on predetermined dates through June 30, 2026.