Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported several equity transactions involving Class A common stock. On March 3, 2026, Wu acquired 750 shares of Class A common stock through the exercise or conversion of 750 performance-based restricted stock units at a price of $0.0000 per share. On March 4, 2026, Wu sold 531 shares of Class A common stock in an open-market transaction at an average price of $2.5308 per share to pay withholding taxes related to restricted stock unit vesting. Following these transactions, Wu held 77,188 shares of Class A common stock directly, and 90 additional shares were reported as held indirectly by a spouse.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported several stock transactions involving Class A common stock and restricted stock units. On March 2, 2026, he sold a total of 37,500 shares of Class A common stock in open‑market transactions at a weighted average price of $3.5046 per share. According to the disclosure, these sales were made to cover withholding taxes related to the vesting of restricted stock units and occurred under a pre‑arranged Rule 10b5‑1 trading plan that provides for automated sales through March 31, 2027.
On March 1, 2026, Wittmann exercised restricted stock units in two tranches of 12,500 and 37,500 units at a price of $0.00 per share, receiving the same number of Class A shares. After these transactions, his reported direct holdings of Class A common stock changed as shares were both acquired through RSU conversion and sold to satisfy tax obligations. Footnotes state that each restricted stock unit converts into one share of Class A common stock and describe vesting schedules that run through March 1, 2027.
indie Semiconductor Chief Financial Officer Naixi Wu reported a net sale of 17,162 Class A shares of INDI stock in open-market transactions. The shares were sold at an average price of $3.5633 per share on March 2, 2026, leaving 76,969 directly owned Class A shares after the final sale.
According to the filing, a portion of the shares was sold to cover withholding taxes related to the vesting of Restricted Stock Units, and the rest was sold under a previously elected “sell-all” instruction in a voluntary equity compensation program approved in June 2023. On March 1, 2026, Wu also received 17,162 fully vested RSUs in lieu of part of her cash salary and simultaneously converted them into an equal number of Class A shares.
indie Semiconductor, Inc. president Aoki Ichiro reported RSU-related share activity and tax-related sales. On March 1, he acquired 8,750 and 2,050 shares of Class A common stock through exercises of Restricted Stock Units at a price of $0.00 per share and received a new grant of 2,050 RSUs.
On March 2, he sold 3,705 and 868 Class A shares in open-market transactions at prices of $3.5617 and $3.5620 per share to pay withholding taxes in connection with RSU vesting. After these transactions, he held 100,952 Class A shares and 4,439,362 Class V shares directly.
indie Semiconductor, Inc. reported insider transactions by CEO Donald McClymont involving RSU vesting, grants, and related share sales. On March 2, 2026, he sold 90,644 shares of Class A common stock in open-market transactions at $3.5617 per share to pay withholding taxes tied to vesting restricted stock units.
On March 1, 2026, McClymont exercised restricted stock units, acquiring 162,500 shares of Class A common stock and an additional 24,335 shares through RSU conversion, and received a fully vested RSU grant of 24,335 units issued in lieu of cash salary. After these transactions, he directly held 282,393 shares of Class A common stock, 4,966,425 shares of Class V common stock, and indirectly held 68,115 Class A shares through his spouse.
indie Semiconductor director Jeffrey J. Owens reported equity-based compensation and related share issuance. On 03/01/2026, he acquired 2,562 Class A common shares at an exercise price of $0 through the vesting and settlement of restricted stock units. These RSUs were granted in lieu of a quarterly cash retainer and potential chairperson fees under a voluntary independent director compensation program approved in June 2023. Following these transactions, Owens beneficially owned 163,073 shares of Class A common stock directly.
indie Semiconductor director Diane D. Brink reported equity-based compensation rather than open-market trading. On March 1, 2026, she received a grant of 3,074 restricted stock units (RSUs), fully vested at grant and issued in lieu of her quarterly cash retainer and any chairperson fees.
The RSUs were then exercised into 3,074 shares of Class A common stock at a stated price of $0.00 per share, bringing her directly held Class A common stock to 169,906 shares.
indie Semiconductor director David J. Aldrich reported equity compensation and a related share issuance. On March 1, 2026, he received a grant of 6,148 Restricted Stock Units, each representing a contingent right to receive one share of Class A common stock. These RSUs were fully vested on the grant date and were issued in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program approved by the Board in June 2023. The number of RSUs equaled the forgone cash amounts divided by the closing trading price of INDI on the grant date.
On the same date, the 6,148 RSUs were exercised, resulting in the acquisition of 6,148 shares of Class A common stock at a price of $0.00 per share. Following these transactions, Aldrich directly held 188,979 shares of indie Semiconductor Class A common stock.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 disclosing the proposed sale of 56,250 Restricted Stock Units of common stock for INDI, dated 03/01/2026. The filing also lists a prior 10b5-1 sale of 10,097 common shares on 01/05/2026 for $37,038.65.
indie Semiconductor is an automotive-focused chip and software company supplying mixed‑signal SoCs, sensors and photonics for ADAS, in‑cabin user experience and emerging industrial and robotics markets. It has shipped over 550 million devices and works closely with Tier 1 automotive suppliers globally.
The company agreed to sell Ay Dee Kay’s 34.38% stake in Wuxi for RMB 960,834,355 (about $135 million) in cash, subject to Chinese shareholder and regulatory approvals. Wuxi contributed approximately 43% of 2025 consolidated revenue and 12% of total assets, so any deconsolidation would significantly reshape reported results.
indie is also expanding through acquisitions and capital markets. It bought emotion3D for $17.7 million in initial cash plus up to $7.3 million of contingent consideration tied to revenue milestones, adding AI‑based driver and occupant monitoring software. An at‑the‑market equity program allows issuance of up to $150 million of Class A stock; since inception the company has raised $90.2 million and has $59.8 million remaining. In 2025 it reinvested about 71% of revenue into research and development and employed roughly 800 people worldwide.