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indie Semiconductor (INDI) CEO awarded 34,527 RSUs, sells 18,420 shares for tax

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor, Inc. Chief Executive Officer Donald McClymont reported routine equity compensation and related tax transactions. He received 34,527 Restricted Stock Units (RSUs), fully vested and granted in lieu of cash under the 2025 Short Term Incentive Bonus Plan, each representing one share of Class A common stock.

The RSUs were then converted into 34,527 shares of Class A common stock. On April 6, 2026, 18,420 Class A shares were sold at $2.9862 per share to pay withholding taxes tied to RSU vesting. After these transactions, he directly held 298,500 Class A shares, with additional Class V common stock and indirect Class A holdings reported separately.

Positive

  • None.

Negative

  • None.
Insider McClymont Donald
Role Chief Executive Officer
Sold 18,420 shs ($55K)
Type Security Shares Price Value
Sale Class A Common Stock 18,420 $2.9862 $55K
Grant/Award Restricted Stock Units 34,527 $0.00 --
Exercise Restricted Stock Units 34,527 $0.00 --
Exercise Class A Common Stock 34,527 $0.00 --
holding Class V Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 298,500 shares (Direct); Restricted Stock Units — 34,527 shares (Direct); Class V Common Stock — 4,916,425 shares (Direct); Class A Common Stock — 68,115 shares (Indirect, by spouse)
Footnotes (1)
  1. Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs"). Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan.
RSUs granted 34,527 units Fully vested RSUs granted in lieu of cash under 2025 Short Term Incentive Bonus Plan
RSUs converted 34,527 shares RSUs converted into Class A common stock
Shares sold for tax 18,420 shares Class A shares sold on April 6, 2026 to pay withholding taxes
Sale price $2.9862 per share Average price for 18,420 Class A shares sold
Direct Class A holdings 298,500 shares Direct Class A common stock owned after reported transactions
Class V common stock 4,916,425 shares Class V common stock holdings reported as of April 3, 2026
Indirect Class A holdings 68,115 shares Class A common stock held indirectly by spouse
Restricted Stock Units financial
"Represents Restricted Stock Units that were fully vested as of the grant date."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding taxes financial
"sold in the open market to pay for withholding taxes in connection with the vesting"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
Short Term Incentive Bonus Plan financial
"in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan"
Class A common stock financial
"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class V Common Stock financial
"Class V Common Stock total shares following transaction 4,916,425.0000"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McClymont Donald

(Last)(First)(Middle)
32 JOURNEY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/03/2026M34,527A$0316,920D
Class A Common Stock04/06/2026S(1)18,420D$2.9862298,500D
Class V Common Stock4,916,425D
Class A Common Stock68,115Iby spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)04/03/2026A34,527 (3) (3)Class A Common Stock34,527$034,527D
Restricted Stock Units(2)04/03/2026M34,527 (3) (3)Class A Common Stock34,527$00D
Explanation of Responses:
1. Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs").
2. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
3. Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan.
/s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 202104/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did indie Semiconductor (INDI) CEO Donald McClymont receive in this Form 4 filing?

Donald McClymont received 34,527 Restricted Stock Units (RSUs), fully vested at grant. These RSUs were awarded in lieu of cash under the company’s 2025 Short Term Incentive Bonus Plan, and each RSU represents a contingent right to one Class A common share.

How many indie Semiconductor (INDI) shares did the CEO sell, and at what price?

He sold 18,420 Class A common shares at an average price of $2.9862 per share. The filing states these shares were sold in the open market specifically to pay withholding taxes associated with the vesting of his Restricted Stock Units.

Were the indie Semiconductor (INDI) CEO’s share sales discretionary or for tax withholding?

The sale of 18,420 shares was disclosed as being to pay withholding taxes tied to RSU vesting, not as a discretionary portfolio sale. This distinguishes the transaction from typical open-market selling for investment or liquidity purposes.

How many indie Semiconductor (INDI) Class A shares does the CEO hold after these transactions?

Following the reported transactions, Donald McClymont directly holds 298,500 Class A common shares. The filing also reports separate holdings of Class V common stock and additional indirect Class A ownership through his spouse, which are listed in distinct ownership entries.

What are Restricted Stock Units (RSUs) in the context of indie Semiconductor (INDI)?

For indie Semiconductor, each Restricted Stock Unit represents a contingent right to receive one Class A common share. In this filing, the RSUs were fully vested at grant and issued instead of cash under the 2025 Short Term Incentive Bonus Plan.

Did the indie Semiconductor (INDI) CEO retain shares after exercising his RSUs?

Yes. 34,527 RSUs converted into Class A shares, and only 18,420 shares were sold to cover withholding taxes. Afterward, he directly owned 298,500 Class A shares, indicating he retained a substantial equity position post-transaction.