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Inter & Co (INTR) Brazil CEO discloses shares, options and RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Inter & Co, Inc. Brazil Chief Executive Officer Riccio de Oliveira Alexandre filed an initial Form 3 reporting his existing equity interests in the company. He directly holds 477,938 Class A Common Shares as of the filing.

He also reports multiple non-qualified stock options over Class A Common Shares with exercise prices of 21.5000 and 15.5000 per share, expiring on February 1, 2027 and December 1, 2028. In addition, he holds several restricted stock unit awards tied to Class A Common Shares that, unless earlier forfeited, vest and convert in scheduled installments on December 1, 2026, December 1, 2027, December 1, 2028, and December 1, 2029.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Riccio de Oliveira Alexandre

(Last)(First)(Middle)
AV BARBACENA 1219

(Street)
BELO HORIZONTE - MG30190-131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Inter & Co, Inc. [ INTR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Brazil Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Share477,938D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Option (Right to Buy)02/01/202102/01/2027Class A Common Share27,000$21.5D
Non-Qualified Stock Option (Right to Buy)02/01/202202/01/2027Class A Common Share27,000$21.5D
Non-Qualified Stock Option (Right to Buy)02/01/202302/01/2027Class A Common Share27,000$21.5D
Non-Qualified Stock Option (Right to Buy)02/01/202402/01/2027Class A Common Share27,000$21.5D
Non-Qualified Stock Option (Right to Buy)02/01/202502/01/2027Class A Common Share72,000$21.5D
Non-Qualified Stock Option (Right to Buy)12/01/202212/01/2028Class A Common Share27,000$15.5D
Non-Qualified Stock Option (Right to Buy)12/01/202312/01/2028Class A Common Share27,000$15.5D
Non-Qualified Stock Option (Right to Buy)12/01/202412/01/2024Class A Common Share27,000$15.5D
Non-Qualified Stock Option (Right to Buy)12/01/202512/01/2028Class A Common Share27,000$15.5D
Non-Qualified Stock Option (Right to Buy)12/01/202612/01/2028Class A Common Share72,000$15.5D
Restricted Stock Unit (1) (1)Class A Common Share32,500(1)D
Restricted Stock Unit (2) (2)Class A Common Share65,000(2)D
Restricted Stock Unit (3) (3)Class A Common Share120,000(3)D
Restricted Stock Unit (4) (4)Class A Common Share7,500(4)D
Restricted Stock Unit (5) (5)Class A Common Share82,736(5)D
Explanation of Responses:
1. Unless earlier forfeited under the terms of the RSU, the award vests and converts into Class A Common Share on December 1, 2026.
2. Unless earlier forfeited under the terms of the RSU, the award vests and converts into Class A Common Share in two equal installments on December 1, 2026 and December 1, 2027.
3. Unless earlier forfeited under the terms of the RSU, the award vests and converts into Class A Common Share in three equal installments on December 1, 2026 and December 1, 2027 and December 1, 2028.
4. Unless earlier forfeited under the terms of the RSU, the award vests and converts into Class A Common Shares in four equal installments on December 1, 2026 and December 1, 2027 and December 1, 2028.
5. The award vests and converts into Class A Common Share in four equal installments on December 1, 2026 and December 1, 2027 and December 1, 2028 and December 1, 2029
Remarks:
/s/ Alexandre Riccio de Oliveira03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Inter & Co (INTR) Form 3 filing show for the Brazil CEO?

The Form 3 shows Brazil CEO Riccio de Oliveira Alexandre’s existing equity stake, including 477,938 Class A Common Shares, multiple non-qualified stock options, and several restricted stock unit awards that vest into Class A Common Shares on specified future dates.

How many Inter & Co (INTR) Class A shares does the Brazil CEO hold directly?

Riccio de Oliveira Alexandre reports direct ownership of 477,938 Class A Common Shares. This figure represents his reported share position at the time of the Form 3 and sits alongside his additional equity-based awards such as options and restricted stock units.

What stock options are reported by the Inter & Co (INTR) Brazil CEO on Form 3?

He reports several non-qualified stock options over Class A Common Shares with exercise prices of 21.5000 and 15.5000 per share. These options have expiration dates including February 1, 2027 and December 1, 2028, reflecting long-dated incentive compensation.

What restricted stock units (RSUs) are disclosed for Inter & Co (INTR) Brazil CEO?

The filing lists multiple RSU awards over Class A Common Shares with underlying amounts such as 32,500, 65,000, 120,000, 7,500 and 82,736 shares. Footnotes state these RSUs vest and convert into shares in installments from December 1, 2026 through December 1, 2029.

Do the Inter & Co (INTR) RSU awards for the Brazil CEO have defined vesting dates?

Yes. Footnotes explain that, unless forfeited earlier, the RSU awards vest and convert into Class A Common Shares in scheduled installments on December 1, 2026, December 1, 2027, December 1, 2028, and December 1, 2029, depending on the specific grant.

Does the Inter & Co (INTR) Form 3 show any insider buying or selling activity?

No buy or sell transactions are reported. The entries are classified as holdings, meaning the Form 3 serves as an initial statement of beneficial ownership, detailing existing shares, stock options, and restricted stock units rather than new market trades.
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