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Innventure director acquires 21,930 vested shares

A director elected to receive stock instead of 50% of the cash retainers otherwise payable for the third calendar quarter of 2026.

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Form Type
4

Rhea-AI Filing Summary

Innventure, Inc. director Elizabeth Suzanne Williams acquired 21,930 fully vested shares of common stock on September 30, 2026, under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan. She elected to receive stock in lieu of 50% of the cash retainers otherwise payable during the third calendar quarter of 2026. Her direct holdings after the acquisition were 75,512 shares.

Insider Williams Elizabeth Suzanne
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 21,930 $0.00 $0.00
Holdings After Transaction: Common Stock — 75,512 shares (Direct)
Footnotes (1)
  1. F1. Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of 50% of the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the third calendar quarter of 2026.
Shares acquired 21,930 shares Fully vested common stock acquired on September 30, 2026.
Direct holdings after acquisition 75,512 shares Elizabeth Suzanne Williams's reported direct holdings after the acquisition.
Cash retainers elected as stock 50% Cash retainers otherwise payable during the third calendar quarter of 2026.
fully vested technical
"Fully vested common stock"
cash retainers financial
"50% of the cash retainers that would have otherwise been paid"
par value financial
"common stock, par value $0.0001 per share"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
Non-Management Director Compensation Plan technical
"Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan"

FAQ

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How many INV shares did Elizabeth Suzanne Williams acquire?

Elizabeth Suzanne Williams acquired 21,930 fully vested shares of Innventure common stock on September 30, 2026. Her direct holdings after the acquisition were 75,512 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Elizabeth Suzanne

(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FLORIDA 32827

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/30/2026A21,930(1)A$075,512D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of 50% of the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the third calendar quarter of 2026.
Remarks:
/s/ Suzanne Niemeyer, Attorney-in-Fact10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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