Innventure CEO receives 2.04M-unit stock grant

Three equal installments fall on October 1, 2027, October 1, 2028 and October 1, 2029, subject to continuous service.

Rhea-AI Filing Summary

Innventure, Inc. (INV) reports that its Chief Executive Officer, William J. Grieco, received an award of 2,040,816 restricted stock units on October 1, 2026. The award was made under the company's 2024 Equity and Incentive Compensation Plan in connection with his appointment and employment letter. The RSUs vest in three equal installments on October 1, 2027, October 1, 2028 and October 1, 2029, subject to his continuous service through each vesting date. Grieco's reported direct position following the transaction was 2,171,998 shares.

Insider Trade Summary

Grant/Award: 2,040,816 shares

Grant/Award 1 txn

Insider Grieco William J.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	2,040,816	$0.00	$0.00

Holdings After Transaction: Common Stock — 2,171,998 shares (Direct)

Footnotes (1)

1. F1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan") in connection with his appointment as Chief Executive Officer of Innventure, Inc. ("the "Issuer") and in accordance with the Reporting Person's employment letter. The RSUs vest in three equal installments on October 1, 2027, October 1, 2028 and October 1, 2029, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

Key Figures

Restricted stock units awarded: 2,040,816 units Direct position following transaction: 2,171,998 shares Vesting installments: 3 equal installments

3 metrics

Restricted stock units awarded 2,040,816 units October 1, 2026

Direct position following transaction 2,171,998 shares Reported after the October 1, 2026 transaction

Vesting installments 3 equal installments October 1, 2027, October 1, 2028 and October 1, 2029, subject to continuous service

Key Terms

Restricted Stock Units (RSUs), 2024 Equity and Incentive Compensation Plan, continuous service

3 terms

Restricted Stock Units (RSUs) financial

"The Restricted Stock Units (the "RSUs") were granted"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

2024 Equity and Incentive Compensation Plan financial

"under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"

continuous service financial

"subject to the Reporting Person's continuous service to the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did INV CEO William J. Grieco receive?

William J. Grieco received an award of 2,040,816 restricted stock units on October 1, 2026. The award was made under Innventure's 2024 Equity and Incentive Compensation Plan in connection with his appointment as chief executive officer and his employment letter.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 05:20 PM Accepted by SEC EDGAR 10/02/2026 - 05:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Grieco William J.

(Last) (First) (Middle)

6900 TAVISTOCK LAKES BLVD

SUITE 400

(Street)

ORLANDO FLORIDA 32827

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		A		2,040,816(1)	A	$0	2,171,998	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan") in connection with his appointment as Chief Executive Officer of Innventure, Inc. ("the "Issuer") and in accordance with the Reporting Person's employment letter. The RSUs vest in three equal installments on October 1, 2027, October 1, 2028 and October 1, 2029, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

Remarks:

	/s/ Suzanne Niemeyer, Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)