Innventure director takes stock in lieu of cash

HENNESSY DANIEL J reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

HENNESSY DANIEL J reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Daniel J. Hennessy received 6,394 fully vested shares of common stock valued at $3.91 per share as compensation. The shares were granted under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

Hennessy elected to take stock instead of all cash retainers for the first calendar quarter of 2026. Following this award, he directly owns 767,489 Innventure common shares.

Insider Trade Summary 10b5-1

Grant/Award: 6,394 shares

Grant/Award 1 txn

Insider HENNESSY DANIEL J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,394	$3.91	$25K

Holdings After Transaction: Common Stock — 767,489 shares (Direct)

Footnotes (1)

1. F1. Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of all the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the first calendar quarter of 2026.

Key Figures

Shares granted: 6,394 shares Grant value per share: $3.91 per share Shares owned after grant: 767,489 shares

3 metrics

Shares granted 6,394 shares Fully vested common stock award in lieu of Q1 2026 cash retainers

Grant value per share $3.91 per share Reported value of Innventure common stock for the director award

Shares owned after grant 767,489 shares Director Daniel J. Hennessy’s direct Innventure holdings following the award

Key Terms

Fully vested common stock, Non-Management Director Compensation Plan, cash retainers

3 terms

Fully vested common stock financial

"Fully vested common stock, par value $0.0001 per share, of Innventure, Inc."

Non-Management Director Compensation Plan financial

"under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan")"

cash retainers financial

"in lieu of all the cash retainers that would have otherwise been paid"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Innventure (INV) disclose for Daniel J. Hennessy?

Innventure director Daniel J. Hennessy received 6,394 fully vested common shares as compensation. The award came through the company’s Non-Management Director Compensation Plan, reflecting his election to receive stock instead of cash retainers for the first quarter of 2026.

At what price were the Innventure (INV) shares granted to Daniel J. Hennessy?

The 6,394 Innventure common shares granted to Daniel J. Hennessy were valued at $3.91 per share. This value is used for reporting the equity compensation he received instead of cash retainers during the first calendar quarter of 2026.

How many Innventure (INV) shares does Daniel J. Hennessy own after this grant?

After the 6,394-share grant, Daniel J. Hennessy directly owns 767,489 Innventure common shares. This total reflects his updated post-transaction holdings as a non-management director compensated in part through company equity.

Why did Daniel J. Hennessy receive Innventure (INV) stock instead of cash?

Daniel J. Hennessy elected to receive Innventure common stock in lieu of all cash retainers for the first quarter of 2026. The company’s Non-Management Director Compensation Plan allows directors to choose equity awards instead of cash-based board compensation.

What is the Innventure (INV) Non-Management Director Compensation Plan?

The Second Amended and Restated Non-Management Director Compensation Plan governs how Innventure compensates its outside directors. Under this plan, directors like Daniel J. Hennessy can receive fully vested common stock instead of traditional cash retainers for board service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/02/2026 - 09:18 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HENNESSY DANIEL J

(Last) (First) (Middle)

6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)

ORLANDO FLORIDA 32827

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/31/2026		A		6,394(1)	A	$3.91	767,489	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of all the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the first calendar quarter of 2026.

Remarks:

	/s/ Suzanne Niemeyer, Attorney-In-Fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)