Innventure, Inc. SEC Filings

Donnally James O reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director James O. Donnally received an equity grant of 7,033 shares of Common Stock at $3.91 per share. The shares are fully vested and were issued under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan in lieu of all cash retainers for the first quarter of 2026.

Following this award, Donnally holds 22,305 shares directly and also reports substantial indirect ownership through related entities, including a revocable trust and family investment vehicles. He retains voting and investment power over some of these indirect holdings, while expressly disclaiming beneficial ownership in others beyond his pecuniary interest.

Brown Bruce reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Bruce Brown received 8,951 shares of common stock as a fully vested equity grant valued at $3.91 per share. The shares were issued under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

Brown elected to take this stock in lieu of all cash retainers he would have received for serving as a non-management director during the first quarter of 2026. After this grant, he directly owns 51,585 Innventure common shares.

Brown Bruce reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Bruce Brown received 8,951 shares of common stock as a fully vested equity grant valued at $3.91 per share. The shares were issued under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

Brown elected to take this stock in lieu of all cash retainers he would have received for serving as a non-management director during the first quarter of 2026. After this grant, he directly owns 51,585 Innventure common shares.

HENNESSY DANIEL J reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Daniel J. Hennessy received 6,394 fully vested shares of common stock valued at $3.91 per share as compensation. The shares were granted under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

Hennessy elected to take stock instead of all cash retainers for the first calendar quarter of 2026. Following this award, he directly owns 767,489 Innventure common shares.

HENNESSY DANIEL J reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Daniel J. Hennessy received 6,394 fully vested shares of common stock valued at $3.91 per share as compensation. The shares were granted under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

Hennessy elected to take stock instead of all cash retainers for the first calendar quarter of 2026. Following this award, he directly owns 767,489 Innventure common shares.

Williams Elizabeth Suzanne reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Elizabeth Suzanne Williams reported receiving a grant of 3,197 shares of fully vested common stock at $3.91 per share. This was compensation under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

According to the filing footnote, Williams elected to take these shares instead of 50% of the cash retainers she would have received for serving as a director during the first calendar quarter of 2026. Following this award, her direct holdings increased to 32,879 Innventure common shares.

Williams Elizabeth Suzanne reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Elizabeth Suzanne Williams reported receiving a grant of 3,197 shares of fully vested common stock at $3.91 per share. This was compensation under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

According to the filing footnote, Williams elected to take these shares instead of 50% of the cash retainers she would have received for serving as a director during the first calendar quarter of 2026. Following this award, her direct holdings increased to 32,879 Innventure common shares.

Innventure, Inc. amends its Form S-3 shelf to register a combined prospectus converting prior registration statements into a single registration on Form S-3/A and to update disclosures and accountant consents. The shelf covers 59,678,407 shares of Common Stock, including 18,386,688 shares issuable upon exercise of Innventure Warrants at an $11.50 exercise price and up to 41,291,719 shares offered for resale by selling stockholders.

The filing outlines potential cash proceeds: $214.4 million if all Innventure Warrants are exercised for cash, up to $75.0 million available under the SEPA with Yorkville, and specified proceeds from Series A Warrants and other exercised instruments. The prospectus describes the plan of distribution, registration- and resale-related mechanics, and lists outstanding convertible instruments and preferred-stock conversion mechanics.

Innventure, Inc. amends its Form S-3 shelf to register a combined prospectus converting prior registration statements into a single registration on Form S-3/A and to update disclosures and accountant consents. The shelf covers 59,678,407 shares of Common Stock, including 18,386,688 shares issuable upon exercise of Innventure Warrants at an $11.50 exercise price and up to 41,291,719 shares offered for resale by selling stockholders.

The filing outlines potential cash proceeds: $214.4 million if all Innventure Warrants are exercised for cash, up to $75.0 million available under the SEPA with Yorkville, and specified proceeds from Series A Warrants and other exercised instruments. The prospectus describes the plan of distribution, registration- and resale-related mechanics, and lists outstanding convertible instruments and preferred-stock conversion mechanics.

Innventure, Inc. (INV) is an industrial growth company that founds, funds and operates subsidiaries built around disruptive technologies sourced from large corporations and other innovators. It currently focuses on three main platforms: AeroFlexx sustainable liquid packaging, Accelsius data-center liquid cooling, and Refinity advanced plastic-waste recycling.

The company uses a structured “DownSelect” process to screen technologies that can support new businesses with potential target enterprise values of at least $1 billion, and operates them under a conglomerate and shared-services model. Innventure depends heavily on its Innventure Companies for future cash flow and must secure additional financing to fund operations and growth. Its auditors included a going concern explanatory paragraph, citing uncertainty about Innventure’s ability to maintain sufficient liquidity, which could materially affect shareholders.

Innventure, Inc. (INV) is an industrial growth company that founds, funds and operates subsidiaries built around disruptive technologies sourced from large corporations and other innovators. It currently focuses on three main platforms: AeroFlexx sustainable liquid packaging, Accelsius data-center liquid cooling, and Refinity advanced plastic-waste recycling.

The company uses a structured “DownSelect” process to screen technologies that can support new businesses with potential target enterprise values of at least $1 billion, and operates them under a conglomerate and shared-services model. Innventure depends heavily on its Innventure Companies for future cash flow and must secure additional financing to fund operations and growth. Its auditors included a going concern explanatory paragraph, citing uncertainty about Innventure’s ability to maintain sufficient liquidity, which could materially affect shareholders.

Innventure, Inc. reported full-year 2025 results showing very early-stage revenue but heavy losses. Revenue for the year was $2.1 million, while net loss reached $475.4 million, driven largely by a non‑cash goodwill impairment of $346.6 million.

Adjusted EBITDA was a loss of $78.8 million, reflecting ongoing operating and growth investments. Cash, cash equivalents and restricted cash increased to $65.4 million at December 31, 2025, up from $11.1 million a year earlier, helped by $139.1 million of net cash provided by financing activities.

Management highlighted a commercial inflection in early 2026 with over $50 million in bookings, operating companies raising capital independently, and a 61% decline in consolidated G&A in 4Q25 versus 4Q24, indicating significant cost discipline alongside efforts to move the platform toward self‑funding growth.

Innventure, Inc. reported full-year 2025 results showing very early-stage revenue but heavy losses. Revenue for the year was $2.1 million, while net loss reached $475.4 million, driven largely by a non‑cash goodwill impairment of $346.6 million.

Adjusted EBITDA was a loss of $78.8 million, reflecting ongoing operating and growth investments. Cash, cash equivalents and restricted cash increased to $65.4 million at December 31, 2025, up from $11.1 million a year earlier, helped by $139.1 million of net cash provided by financing activities.

Management highlighted a commercial inflection in early 2026 with over $50 million in bookings, operating companies raising capital independently, and a 61% decline in consolidated G&A in 4Q25 versus 4Q24, indicating significant cost discipline alongside efforts to move the platform toward self‑funding growth.

Innventure, Inc. received Amendment No. 5 to a Schedule 13D from major holder WE-INN LLC, updating its ownership and recent trading activity in the company’s common stock.

The reporting persons now beneficially own 4,682,970 shares of common stock, representing 7.50% of the outstanding shares, based on 62,471,971 shares outstanding as of November 12, 2025. During March 5–11, 2026, they sold an aggregate 1,000,000 shares in open-market transactions at volume-weighted average prices between $3.04 and $3.21 per share. They state these dispositions are primarily to diversify their investment portfolio and provide liquidity to holders of interests in WE-INN LLC, and reaffirm that they continue to view Innventure as an attractive investment based on its business prospects and strategy.

Innventure, Inc. received Amendment No. 5 to a Schedule 13D from major holder WE-INN LLC, updating its ownership and recent trading activity in the company’s common stock.

The reporting persons now beneficially own 4,682,970 shares of common stock, representing 7.50% of the outstanding shares, based on 62,471,971 shares outstanding as of November 12, 2025. During March 5–11, 2026, they sold an aggregate 1,000,000 shares in open-market transactions at volume-weighted average prices between $3.04 and $3.21 per share. They state these dispositions are primarily to diversify their investment portfolio and provide liquidity to holders of interests in WE-INN LLC, and reaffirm that they continue to view Innventure as an attractive investment based on its business prospects and strategy.

Innventure, Inc. is highlighting major operating and financial milestones that it believes show accelerating momentum across its portfolio companies and a stronger capital outlook. The business reports more than $50 million in Q1 2026 bookings from its operating companies, which it presents as a commercial inflection point.

Accelsius is projected to become cash flow positive by year-end 2026, supported by a sales pipeline exceeding $1 billion and planned deployments of its NeuCool® MR250 system, including a large AI data center project in Canada. AeroFlexx and Refinity are launching their own capital raises as they reach commercial and technical milestones, which, together with falling general and administrative expenses and a prior $40 million registered direct offering in January 2026, are expected to materially reduce corporate capital needs and put Innventure on a path to consolidated cash flow positivity in 2028.

The company also plans governance enhancements, with its Board adding two new independent directors and reducing management directors over time, aiming to strengthen independent oversight and align more closely with public-company governance standards.

Innventure, Inc. is highlighting major operating and financial milestones that it believes show accelerating momentum across its portfolio companies and a stronger capital outlook. The business reports more than $50 million in Q1 2026 bookings from its operating companies, which it presents as a commercial inflection point.

Accelsius is projected to become cash flow positive by year-end 2026, supported by a sales pipeline exceeding $1 billion and planned deployments of its NeuCool® MR250 system, including a large AI data center project in Canada. AeroFlexx and Refinity are launching their own capital raises as they reach commercial and technical milestones, which, together with falling general and administrative expenses and a prior $40 million registered direct offering in January 2026, are expected to materially reduce corporate capital needs and put Innventure on a path to consolidated cash flow positivity in 2028.

The company also plans governance enhancements, with its Board adding two new independent directors and reducing management directors over time, aiming to strengthen independent oversight and align more closely with public-company governance standards.

Innventure, Inc. reported that executive officers Michael Otworth and John Scott had shares of common stock withheld to cover tax obligations from vested restricted stock units settled on February 26, 2026. The number of shares withheld was based on the closing price of the stock on the settlement date and did not involve any open market sales by the executives.

The withholding was non-discretionary, approved under Rule 16b-3, and carried out according to the RSU award agreements, making it exempt from Section 16(b). After these transactions, Mr. Otworth beneficially owns 3,274,030 shares and Dr. Scott beneficially owns 1,814,998 shares, indicating continued significant ownership in the company.

Innventure, Inc. reported that executive officers Michael Otworth and John Scott had shares of common stock withheld to cover tax obligations from vested restricted stock units settled on February 26, 2026. The number of shares withheld was based on the closing price of the stock on the settlement date and did not involve any open market sales by the executives.

The withholding was non-discretionary, approved under Rule 16b-3, and carried out according to the RSU award agreements, making it exempt from Section 16(b). After these transactions, Mr. Otworth beneficially owns 3,274,030 shares and Dr. Scott beneficially owns 1,814,998 shares, indicating continued significant ownership in the company.