Innventure, Inc. SEC Filings

Innventure, Inc. Chief Strategy Officer Scott John Stewart reported a tax-withholding disposition of 150,053 shares of common stock at $2.80 per share. The shares were withheld to cover tax obligations related to vesting restricted stock units, and he held 1,814,998 shares directly after the transaction.

Innventure, Inc. Executive Chairman Michael Otworth reported a tax-related share disposition. On the vesting of restricted stock units, 218,577 shares of common stock were withheld at a price of $2.80 per share to satisfy tax withholding obligations. After this transaction, he directly owned 3,274,030 shares of Innventure common stock.

Innventure, Inc. Executive Chairman Michael Otworth reported a tax-related share disposition. On the vesting of restricted stock units, 218,577 shares of common stock were withheld at a price of $2.80 per share to satisfy tax withholding obligations. After this transaction, he directly owned 3,274,030 shares of Innventure common stock.

Innventure, Inc., through its subsidiary AeroFlexx, announced that Aveda will become the first prestige beauty brand to globally adopt AeroFlexx’s innovative refill packaging. The arrangement is described as a partnership focused on more sustainable, consumer-friendly packaging.

The AeroFlexx refill format is curbside recyclable where HDPE plastic bottles are accepted and uses up to 70% less plastic than two 250ml Aveda bottles. It features a lightweight, integrated airframe structure that supports resealable, controlled refilling while aligning with Aveda’s design-for-recyclability principles.

The new AeroFlexx refill packaging is planned to debut with select best-selling Aveda products beginning early next year. The partnership highlights Aveda’s ongoing focus on responsible, circular packaging and positions AeroFlexx’s technology within a global, prestige beauty portfolio.

Innventure, Inc., through its subsidiary AeroFlexx, announced that Aveda will become the first prestige beauty brand to globally adopt AeroFlexx’s innovative refill packaging. The arrangement is described as a partnership focused on more sustainable, consumer-friendly packaging.

The AeroFlexx refill format is curbside recyclable where HDPE plastic bottles are accepted and uses up to 70% less plastic than two 250ml Aveda bottles. It features a lightweight, integrated airframe structure that supports resealable, controlled refilling while aligning with Aveda’s design-for-recyclability principles.

The new AeroFlexx refill packaging is planned to debut with select best-selling Aveda products beginning early next year. The partnership highlights Aveda’s ongoing focus on responsible, circular packaging and positions AeroFlexx’s technology within a global, prestige beauty portfolio.

Innventure, Inc. director Bruce Brown reported acquiring 8,202 shares of common stock on February 20, 2026. These fully vested shares, valued at $3.83 per share, were granted under the company’s Non-Management Director Compensation Plan in lieu of cash retainers for the fourth quarter of 2025. Following this award, Brown directly holds 42,634 shares of Innventure common stock.

Innventure, Inc. director Bruce Brown reported acquiring 8,202 shares of common stock on February 20, 2026. These fully vested shares, valued at $3.83 per share, were granted under the company’s Non-Management Director Compensation Plan in lieu of cash retainers for the fourth quarter of 2025. Following this award, Brown directly holds 42,634 shares of Innventure common stock.

Donnally James O reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director James O. Donnally received a grant of 7,180 fully vested shares of common stock at $3.83 per share under the company’s Non-Management Director Compensation Plan, in lieu of cash retainers for the fourth quarter of 2025, bringing his direct holdings to 22,305 shares. He also reports indirect interests through the James O. Donnally Revocable Trust and Our-No Family Holdings LP, where he has voting and investment power, and through the Glockner Family Venture Fund, where he has no decision-making authority and disclaims beneficial ownership beyond any pecuniary interest.

Donnally James O reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director James O. Donnally received a grant of 7,180 fully vested shares of common stock at $3.83 per share under the company’s Non-Management Director Compensation Plan, in lieu of cash retainers for the fourth quarter of 2025, bringing his direct holdings to 22,305 shares. He also reports indirect interests through the James O. Donnally Revocable Trust and Our-No Family Holdings LP, where he has voting and investment power, and through the Glockner Family Venture Fund, where he has no decision-making authority and disclaims beneficial ownership beyond any pecuniary interest.

Innventure, Inc. updated its leadership arrangements by entering into new employment letter agreements with Executive Chairman Michael Otworth and Chief Strategy Officer John Scott on February 16, 2026 through its subsidiary Innventure LLC.

Their prior consulting agreements with Sugar Grove Ventures, LLC and Corporate Development Group LLC were terminated the same day, and both executives will continue in their current roles as at-will employees. Base salary, target annual bonus, and long-term equity incentives are described as remaining materially consistent with their prior consulting compensation, and they are now eligible to participate in Innventure LLC’s employee benefit plans, subject to plan terms.

Innventure, Inc. updated its leadership arrangements by entering into new employment letter agreements with Executive Chairman Michael Otworth and Chief Strategy Officer John Scott on February 16, 2026 through its subsidiary Innventure LLC.

Their prior consulting agreements with Sugar Grove Ventures, LLC and Corporate Development Group LLC were terminated the same day, and both executives will continue in their current roles as at-will employees. Base salary, target annual bonus, and long-term equity incentives are described as remaining materially consistent with their prior consulting compensation, and they are now eligible to participate in Innventure LLC’s employee benefit plans, subject to plan terms.

Innventure, Inc. shareholder Ascent Capital Partners LLC filed an amended Schedule 13D reporting beneficial ownership of 5,282,828 shares of Class A Common Stock, or 6.7% of the company based on 79,174,919 shares outstanding as of January 14, 2026.

Ascent reports acquiring this stake for approximately $18,591,403 through private funds and separately managed accounts it advises. The filing emphasizes that the position is held for investment but details an increasingly activist stance toward Innventure’s strategy, capital allocation, and governance.

In a letter to the board incorporated into the filing, Ascent describes itself as one of Innventure’s largest shareholders and criticizes what it characterizes as excessive corporate overhead, dilutive financing, and a board structure it views as insufficiently independent. Ascent highlights Accelsius as a core asset, citing a 300‑megawatt deployment agreement and a $65 million Series B round anchored by Johnson Controls and Legrand, and urges Innventure to cut parent-level costs, halt parent funding of ventures other than Accelsius, redirect excess capital into Accelsius equity, and reconstitute the board with greater independence.

Innventure, Inc. shareholder Ascent Capital Partners LLC filed an amended Schedule 13D reporting beneficial ownership of 5,282,828 shares of Class A Common Stock, or 6.7% of the company based on 79,174,919 shares outstanding as of January 14, 2026.

Ascent reports acquiring this stake for approximately $18,591,403 through private funds and separately managed accounts it advises. The filing emphasizes that the position is held for investment but details an increasingly activist stance toward Innventure’s strategy, capital allocation, and governance.

In a letter to the board incorporated into the filing, Ascent describes itself as one of Innventure’s largest shareholders and criticizes what it characterizes as excessive corporate overhead, dilutive financing, and a board structure it views as insufficiently independent. Ascent highlights Accelsius as a core asset, citing a 300‑megawatt deployment agreement and a $65 million Series B round anchored by Johnson Controls and Legrand, and urges Innventure to cut parent-level costs, halt parent funding of ventures other than Accelsius, redirect excess capital into Accelsius equity, and reconstitute the board with greater independence.

Ascent Capital Partners LLC filed a Schedule 13D disclosing beneficial ownership of 5,282,828 shares of Innventure, Inc. Class A common stock, representing 6.7% of the company based on 79,174,919 shares outstanding as of January 14, 2026.

Ascent Capital, an Arizona-based investment adviser to private funds and separately managed accounts, reports that its clients invested approximately $18,591,403 in Innventure using working capital. The position includes 3,541,685 shares and 76,000 warrants in funds it manages and 1,741,143 shares in separately managed accounts.

The group describes the stake as an investment but also outlines an activist posture. On February 18, 2026, Ascent sent a letter to Innventure’s board urging four steps: materially reducing corporate overhead, stopping parent-level funding of ventures beyond Accelsius until stabilization, directing excess capital into Accelsius equity, and reconstituting the board with greater independence. Ascent indicates it may buy more shares, sell shares, or continue holding while engaging with management and the board on strategy, performance, governance, and capital allocation.

Ascent Capital Partners LLC filed a Schedule 13D disclosing beneficial ownership of 5,282,828 shares of Innventure, Inc. Class A common stock, representing 6.7% of the company based on 79,174,919 shares outstanding as of January 14, 2026.

Ascent Capital, an Arizona-based investment adviser to private funds and separately managed accounts, reports that its clients invested approximately $18,591,403 in Innventure using working capital. The position includes 3,541,685 shares and 76,000 warrants in funds it manages and 1,741,143 shares in separately managed accounts.

The group describes the stake as an investment but also outlines an activist posture. On February 18, 2026, Ascent sent a letter to Innventure’s board urging four steps: materially reducing corporate overhead, stopping parent-level funding of ventures beyond Accelsius until stabilization, directing excess capital into Accelsius equity, and reconstituting the board with greater independence. Ascent indicates it may buy more shares, sell shares, or continue holding while engaging with management and the board on strategy, performance, governance, and capital allocation.

Innventure, Inc. filed a report highlighting a press release that responds to a Schedule 13D filed by Commonwealth Asset Management and reiterates its long-term value creation strategy. The company describes its “Disruptive Conglomerate Model,” founding and scaling operating companies such as PureCycle, AeroFlexx, Accelsius and Refinity.

Innventure notes key milestones, including Accelsius’ opportunity pipeline exceeding $1 billion and a $65 million financing round, as well as AeroFlexx’s six consecutive quarters of revenue recognition. Refinity has validated its plastic waste conversion technology and is targeting a first commercial demonstration in 2026. The company also reports cutting G&A expenses from $19.7 million in Q1 2025 to $16.9 million in Q3 2025, and emphasizes an actively refreshed, mostly independent board, including the recent appointment of Bruce Brown as Lead Independent Director.

Innventure, Inc. filed a report highlighting a press release that responds to a Schedule 13D filed by Commonwealth Asset Management and reiterates its long-term value creation strategy. The company describes its “Disruptive Conglomerate Model,” founding and scaling operating companies such as PureCycle, AeroFlexx, Accelsius and Refinity.

Innventure notes key milestones, including Accelsius’ opportunity pipeline exceeding $1 billion and a $65 million financing round, as well as AeroFlexx’s six consecutive quarters of revenue recognition. Refinity has validated its plastic waste conversion technology and is targeting a first commercial demonstration in 2026. The company also reports cutting G&A expenses from $19.7 million in Q1 2025 to $16.9 million in Q3 2025, and emphasizes an actively refreshed, mostly independent board, including the recent appointment of Bruce Brown as Lead Independent Director.

Innventure, Inc. received an amended ownership report from CastleKnight and related entities showing a significant passive stake in its common stock. CastleKnight Master Fund LP, CastleKnight Fund GP LLC, CastleKnight Management LP, CastleKnight Management GP LLC, Weitman Capital LLC, and Aaron Weitman together report beneficial ownership of 4,442,325 shares of Innventure common stock as of 12/31/2025, representing 6.3% of the class.

This amount includes 2,812,860 warrants, each exercisable for one share of common stock. All reporting persons disclose shared voting and dispositive power over the full 4,442,325 shares and no sole power. They certify that the securities were not acquired and are not held for the purpose of changing or influencing control of Innventure.

Innventure, Inc. received an amended ownership report from CastleKnight and related entities showing a significant passive stake in its common stock. CastleKnight Master Fund LP, CastleKnight Fund GP LLC, CastleKnight Management LP, CastleKnight Management GP LLC, Weitman Capital LLC, and Aaron Weitman together report beneficial ownership of 4,442,325 shares of Innventure common stock as of 12/31/2025, representing 6.3% of the class.

This amount includes 2,812,860 warrants, each exercisable for one share of common stock. All reporting persons disclose shared voting and dispositive power over the full 4,442,325 shares and no sole power. They certify that the securities were not acquired and are not held for the purpose of changing or influencing control of Innventure.