Gartner (IT) EVP adds shares through employee stock purchase plan transaction
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Gartner Inc. executive Dick van Ham reported a small equity acquisition through the company’s employee stock purchase plan. On May 29, 2026, he acquired 38 shares of Gartner common stock at $154.09 per share under the 2011 Employee Stock Purchase Plan.
Following this plan-based transaction, he directly holds 902 Gartner shares. The filing notes the acquisition is exempt from short-swing profit rules under Section 16(b) pursuant to Rule 16b-3(c), indicating it is a routine, compensation-related purchase rather than an open-market trade.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
van Ham Dick
Role
EVP, Global Technology Sales
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock | 38 | $154.09 | $6K |
Holdings After Transaction:
Common Stock — 902 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Shares acquired: 38 shares
Purchase price: $154.09 per share
Post-transaction holdings: 902 shares
+1 more
4 metrics
Shares acquired
38 shares
Gartner common stock acquired on May 29, 2026 under ESPP
Purchase price
$154.09 per share
Price for ESPP acquisition by Dick van Ham
Post-transaction holdings
902 shares
Direct Gartner common stock owned after transaction
Transaction code
J (other acquisition or disposition)
Classified as other transaction, ESPP acquisition exempt under Rule 16b-3(c)
Key Terms
2011 Employee Stock Purchase Plan, Section 16(b), Rule 16b-3(c), Other acquisition or disposition
4 terms
2011 Employee Stock Purchase Plan financial
"Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan (as amended and restated effective May 1, 2024)"
Section 16(b) regulatory
"in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c)"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(c) regulatory
"in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c)"
An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.
Other acquisition or disposition financial
"transaction_code_description": "Other acquisition or disposition""
FAQ
What did Gartner (IT) executive Dick van Ham report in this Form 4?
Dick van Ham reported acquiring 38 shares of Gartner common stock through the company’s 2011 Employee Stock Purchase Plan. The transaction occurred on May 29, 2026, and is treated as a routine, plan-based acquisition exempt from Section 16(b) short-swing profit rules.
What is the nature of Dick van Ham’s Gartner (IT) transaction under code J?
The transaction is coded J, described as “Other acquisition or disposition,” and is further clarified as shares acquired under Gartner’s 2011 Employee Stock Purchase Plan. The footnote states it is exempt from Section 16(b) under Rule 16b-3(c), indicating a routine, compensation-related acquisition.
Is Dick van Ham’s Gartner (IT) stock purchase an open-market trade?
No, the acquisition was not an open-market trade. The Form 4 footnote specifies that the 38 shares were acquired under Gartner’s 2011 Employee Stock Purchase Plan and are exempt from Section 16(b) under Rule 16b-3(c), indicating a plan-based, compensation-related transaction.
What role does Dick van Ham hold at Gartner (IT) in this Form 4?
In this Form 4, Dick van Ham is identified as an officer of Gartner, serving as EVP, Global Technology Sales. His reported transaction involves acquiring additional Gartner common stock through the company’s employee stock purchase plan as part of his compensation arrangements.