Itau Unibanco (NYSE: ITUB) director details direct and indirect stakes
Rhea-AI Filing Summary
Itau Unibanco Holding S.A. director Egydio Setubal Roberto filed an initial ownership report detailing his share positions. He reports direct holdings of 1,105,081 preferred shares (ITUB4) and 18,442,626 common shares (ITUB3) as of the reported date.
He also reports indirect positions of 5,107,553,780 common shares (ITUB3) and 191,842 preferred shares (ITUB4) held through an indirect controlling shareholder that he controls. He disclaims beneficial ownership of these indirect shares except to the extent of his pecuniary interest, so this filing primarily clarifies the structure and scale of his direct and indirect stakes rather than recording any new transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Egydio Setubal Roberto
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Preferred shares (ITUB4) | -- | -- | -- |
| holding | Common shares (ITUB3) | -- | -- | -- |
| holding | Common shares (ITUB3) | -- | -- | -- |
| holding | Preferred shares (ITUB4) | -- | -- | -- |
Holdings After Transaction:
Preferred shares (ITUB4) — 1,105,081 shares (Direct);
Common shares (ITUB3) — 18,442,626 shares (Direct);
Common shares (ITUB3) — 5,107,553,780 shares (Indirect, By Corporation);
Preferred shares (ITUB4) — 191,842 shares (Indirect, By Corporation)
Footnotes (2)
- F1. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
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FAQ
What does the Itau Unibanco (ITUB) Form 3 filing show for Egydio Setubal Roberto?
The Form 3 shows Egydio Setubal Roberto’s initial reported ownership in Itau Unibanco. It lists both his direct common and preferred share holdings and large indirect stakes held through a controlling shareholder entity he controls, without recording any new buy or sell transactions.
What indirect Itau Unibanco (ITUB) holdings are reported for Egydio Setubal Roberto?
The filing reports 5,107,553,780 common shares (ITUB3) and 191,842 preferred shares (ITUB4) held indirectly through a controlling shareholder entity he controls. He disclaims beneficial ownership of these indirect shares except for his pecuniary interest, emphasizing their corporate, not personal, nature.
Does the Itau Unibanco (ITUB) Form 3 reflect any recent insider buying or selling?
The Form 3 does not show recent buying or selling activity. It is an initial ownership report that records existing direct and indirect share positions for Egydio Setubal Roberto, with transaction codes and share changes not indicating new market trades in this filing.
Why does Egydio Setubal Roberto disclaim beneficial ownership of some Itau Unibanco (ITUB) shares?
He disclaims beneficial ownership because the large indirect positions are held through an indirect controlling shareholder he controls. The filing states he only claims beneficial ownership to the extent of his pecuniary interest, clarifying legal treatment of those corporate-held shares for Section 16 purposes.