Itau Unibanco (NYSE: ITUB) director receives 75,923 preferred share grant

Rhea-AI Filing Summary

Egydio Setubal Roberto reported acquisition or exercise transactions in this Form 4 filing.

Itau Unibanco Holding S.A. director Egydio Setubal Roberto reported a compensation-related grant of 75,923 preferred shares (ITUB4) at a price of $0.00 per share. After this grant, his direct holdings in preferred shares total 1,181,004 ITUB4 shares.

The filing also reports indirect holdings of common and preferred shares through a corporation that is an indirect controlling shareholder of Itau Unibanco. A footnote states he disclaims beneficial ownership of those indirectly held shares except to the extent of his pecuniary interest.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Egydio Setubal Roberto

Role null

Type	Security	Shares	Price	Value
Grant/Award	Preferred shares (ITUB4)	75,923	$0.00	--
holding	Preferred shares (ITUB4)	--	--	--
holding	Common shares (ITUB3)	--	--	--
holding	Common shares (ITUB3)	--	--	--

Holdings After Transaction: Preferred shares (ITUB4) — 1,181,004 shares (Direct, null); Preferred shares (ITUB4) — 191,842 shares (Indirect, By Corporation); Common shares (ITUB3) — 18,442,626 shares (Direct, null); Common shares (ITUB3) — 5,107,553,780 shares (Indirect, By Corporation)

Footnotes (1)

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Key Figures

Preferred share grant: 75,923 ITUB4 shares at $0.00 Direct preferred holdings: 1,181,004 ITUB4 shares Indirect common holdings: 5,107,553,780 ITUB3 shares +2 more

5 metrics

Preferred share grant 75,923 ITUB4 shares at $0.00 Grant, award, or other acquisition on 2026-05-08

Direct preferred holdings 1,181,004 ITUB4 shares Total preferred shares following transaction

Indirect common holdings 5,107,553,780 ITUB3 shares Indirectly held through corporation, as reported

Direct common holdings 18,442,626 ITUB3 shares Directly held common shares, holding entry

Indirect preferred holdings 191,842 ITUB4 shares Indirectly held preferred shares, holding entry

Key Terms

Grant, award, or other acquisition, indirect controlling shareholder, disclaims beneficial ownership

3 terms

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

indirect controlling shareholder financial

"through an indirect controlling shareholder of the issuer which the reporting person controls"

disclaims beneficial ownership financial

"The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Egydio Setubal Roberto

(Last) (First) (Middle)

BRIGADEIRO FARIA LIMA AVENUE, 3500

(Street)

SAO PAULO SAO PAULO 04538-132

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Itau Unibanco Holding S.A. [ ITUB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[ITUB4]

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Preferred shares (ITUB4)	05/08/2026		A		75,923	A	$0	1,181,004	D
Preferred shares (ITUB4)								191,842	I	By Corporation(1)
Common shares (ITUB3)								18,442,626	D
Common shares (ITUB3)								5,107,553,780	I	By Corporation(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

	/s/ Roberto Egydio Setubal	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Itau Unibanco (ITUB) report for Egydio Setubal Roberto?

Itau Unibanco reported that director Egydio Setubal Roberto received a grant of 75,923 preferred shares (ITUB4). This was recorded as a compensation-related grant at a price of $0.00 per share, increasing his direct preferred share holdings reported in the filing.

How many preferred shares of Itau Unibanco (ITUB) does the director hold after the grant?

Following the reported grant, Egydio Setubal Roberto holds 1,181,004 preferred shares (ITUB4) directly. This total reflects the addition of 75,923 new preferred shares awarded to him, according to the Form 4 insider trading report filed with regulators.

Were the newly granted Itau Unibanco (ITUB) preferred shares bought on the market?

No, the 75,923 preferred shares (ITUB4) were not market purchases. They are reported under transaction code A, described as a grant, award, or other acquisition, with a transaction price of $0.00 per share, indicating a compensation-related award rather than an open-market trade.

Does Egydio Setubal Roberto have indirect holdings of Itau Unibanco (ITUB) shares?

Yes, the filing shows indirect holdings of common and preferred shares held through a corporation that is an indirect controlling shareholder of Itau Unibanco. A footnote states he disclaims beneficial ownership of those shares except for his pecuniary interest in them.

What does the footnote in the Itau Unibanco (ITUB) Form 4 say about beneficial ownership?

The footnote explains that the director holds certain shares indirectly through an indirect controlling shareholder he controls, and he disclaims beneficial ownership of those shares except to the extent of his pecuniary interest, clarifying how those indirect holdings should be interpreted under Section 16 rules.