STOCK TITAN

Director John Day forfeits 5,026 Invesco Mortgage Capital (IVR) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Invesco Mortgage Capital Inc. director John Day reported a disposition of 5,026 shares of common stock back to the company at a price of $0.00 per share, described as shares forfeited due to his retirement on 12/31/25. Following this forfeiture, he holds 39,568 shares directly and 274 shares indirectly through an IRA.

Positive

  • None.

Negative

  • None.
Insider Day John
Role null
Type Security Shares Price Value
Disposition Common Stock, par value $0.01 per share 5,026 $0.00 --
holding Common Stock, par value $0.01 per share -- -- --
Holdings After Transaction: Common Stock, par value $0.01 per share — 39,568 shares (Direct, null); Common Stock, par value $0.01 per share — 274 shares (Indirect, IRA)
Footnotes (1)
  1. [object Object]
Shares forfeited 5,026 shares Disposition to issuer at $0.00 per share
Direct holdings after transaction 39,568 shares Common stock following forfeiture
Indirect IRA holdings 274 shares Common stock held indirectly via IRA
Transaction price $0.00 per share Issuer disposition of 5,026 forfeited shares
Disposition to issuer financial
"transaction_code_description": "Disposition to issuer""
forfeited financial
"Represents shares forfeited due to John Day's retirement on 12/31/25."
IRA financial
""nature_of_ownership": "IRA""
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
Common Stock, par value $0.01 per share financial
""security_title": "Common Stock, par value $0.01 per share""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Day John

(Last)(First)(Middle)
1331 SPRING STREET, NW
SUITE 2500

(Street)
ATLANTA GEORGIA 30309

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Invesco Mortgage Capital Inc. [ IVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share05/15/2026D5,026(1)D$039,568D
Common Stock, par value $0.01 per share274IIRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares forfeited due to John Day's retirement on 12/31/25.
Remarks:
/s/ Tina Carew, as Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did John Day report for IVR?

John Day reported forfeiting 5,026 shares of Invesco Mortgage Capital common stock back to the issuer. The disposition carried a transaction price of $0.00 per share and was described as related to his retirement on 12/31/25, indicating a non-cash, compensation-linked event.

How many Invesco Mortgage Capital (IVR) shares does John Day hold after this filing?

After the reported disposition, John Day holds 39,568 Invesco Mortgage Capital common shares directly. He also has 274 additional shares held indirectly through an IRA, according to the Form 4 data, providing the total position context shown in this specific insider report.

What does the code "D" mean in John Day’s IVR Form 4 filing?

The transaction code "D" in John Day’s Form 4 indicates a disposition of shares to the issuer. In this case, 5,026 shares were forfeited at $0.00 per share, and a footnote explains the forfeiture was tied to his retirement dated 12/31/25 from Invesco Mortgage Capital.

Was John Day’s IVR share forfeiture an open-market sale?

No, the Form 4 shows a disposition to the issuer at $0.00 per share, not an open-market sale. The footnote describes the 5,026 shares as forfeited due to John Day’s retirement, indicating a compensation-related adjustment rather than a market transaction by the director.

Does John Day still have indirect holdings of IVR shares?

Yes, John Day continues to hold 274 shares of Invesco Mortgage Capital common stock indirectly through an IRA. This is separate from his 39,568 directly held shares and is classified as indirect ownership in the Form 4, providing additional detail on his overall position.