Invesco officer plans sale of 42,530 shares

An Invesco officer has filed a Rule 144 notice for a planned sale of 42,530 common shares through Fidelity Brokerage Services LLC.

Available on EDGAR 09/08/2026 - 04:28 PM EDT Accepted by SEC EDGAR 09/08/2026 - 04:28 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Invesco Ltd. (IVZ) received a notice that company officer Andrew Tak Shing Lo plans to sell common shares under Rule 144. The planned sale involves 42,530 shares of Invesco common stock through Fidelity Brokerage Services LLC, with an indicated aggregate market value of $1,396,901.56 as of September 8, 2026 on the NYSE. The shares derive from restricted stock vesting awards treated as compensation, including tranches that vested on February 28, 2020 and February 28, 2021.

Key Figures

Shares covered by Rule 144 notice: 42,530 shares Aggregate market value: $1,396,901.56 Restricted stock vesting tranche 1: 20,048 shares +2 more

5 metrics

Shares covered by Rule 144 notice 42,530 shares Common stock proposed for sale under Rule 144

Aggregate market value $1,396,901.56 Value of 42,530 common shares as of September 8, 2026

Restricted stock vesting tranche 1 20,048 shares Common stock from restricted stock vesting on February 28, 2020 as compensation

Restricted stock vesting tranche 2 22,482 shares Common stock from restricted stock vesting on February 28, 2021 as compensation

Planned sale date reference September 8, 2026 Date associated with the Rule 144 sale information on the NYSE

Key Terms

Rule 144, restricted stock vesting, Compensation, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 02/28/2020 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"20048 | 02/28/2020 | Compensation"

attorney-in-fact regulatory

"as attorney-in-fact for Tak Shing A. Lo"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing mean for Invesco Ltd. (IVZ)?

It reports that officer Andrew Tak Shing Lo intends to sell 42,530 Invesco common shares under Rule 144 through Fidelity Brokerage Services LLC. This is a notice of a potential sale by an affiliate, not a transaction by Invesco itself.

How many IVZ shares are covered by this Rule 144 notice?

The notice covers a proposed sale of 42,530 shares of Invesco common stock. These shares are to be sold on the NYSE through Fidelity Brokerage Services LLC, as reported in the securities information section.

What is the approximate market value of the IVZ shares in this Form 144?

The filing indicates an aggregate market value of $1,396,901.56 for the 42,530 Invesco common shares covered by the notice, based on market information as of September 8, 2026.

How were the IVZ shares in the Form 144 originally acquired?

The filing shows the shares were acquired through restricted stock vesting from the issuer as compensation, including 20,048 shares vesting on February 28, 2020 and 22,482 shares vesting on February 28, 2021.

Who is acting for the Invesco officer in this Rule 144 notice?

The notice is signed by Margaret Campbell as a duly authorized representative of Fidelity Brokerage Services LLC, acting as attorney-in-fact for Tak Shing A. Lo in connection with this proposed Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001407922
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Invesco Ltd.
SEC File Number	001-13908
Address of Issuer	1331 SPRING STREET NW SUITE 2500 ATLANTA GEORGIA 30309
Phone	404-892-0896
Name of Person for Whose Account the Securities are To Be Sold	Lo Andrew Tak Shing
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	42530	1396901.56	441499780	09/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/28/2020	Restricted Stock Vesting	Issuer			20048	02/28/2020	Compensation
Common	02/28/2021	Restricted Stock Vesting	Issuer			22482	02/28/2021	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Margaret Campbell, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Tak Shing A. Lo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)