Invesco insider plans $1.0M stock sale

Invesco insider Laura Allison Dukes filed a Rule 144 notice to sell 31,075 common shares valued at about $1.03 million through Jones Trading on the NYSE.

Rhea-AI Filing Summary

Invesco Ltd. (IVZ) received a notice that insider Laura Allison Dukes plans to sell common shares under Rule 144. The notice covers 31,075 shares of common stock, with an indicated value of $1,030,537.00, to be sold through Jones Trading Institutional Services, LLC on the NYSE.

The shares relate to restricted stock vesting originally acquired on May 14, 2021 as compensation from the issuer. The filing records the intended disposition and recent sales activity for aggregation purposes under Rule 144.

Key Figures

Shares covered by Rule 144 notice: 31,075 shares Aggregate value of shares: $1,030,537.00 Issurer SEC File Number: 001-13908 +4 more

7 metrics

Shares covered by Rule 144 notice 31,075 shares Common stock of Invesco Ltd. reported for potential sale by Laura Allison Dukes

Aggregate value of shares $1,030,537.00 Total dollar amount associated with the 31,075 Invesco common shares

Issurer SEC File Number 001-13908 SEC file number for Invesco Ltd.

Issurer phone 404-892-0896 Telephone contact for Invesco Ltd.

Shares acquired via restricted stock vesting 31,075 shares Restricted stock that vested on May 14, 2021 as compensation

Acquisition date May 14, 2021 Date the restricted stock vested as compensation

Signature date September 8, 2026 Date Laura Allison Dukes signed the Rule 144 notice

Key Terms

Rule 144, Restricted Stock Vesting, Compensation, Common

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 05/14/2021 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"05/14/2021 | Compensation"

Common financial

"144: Securities Information Common | Jones Trading Institutional Services, LLC"

FAQ

What does the Form 144 filing mean for Invesco Ltd. (IVZ)?

The Form 144 reports that Laura Allison Dukes intends to sell 31,075 shares of Invesco common stock under Rule 144. It is a notice of a potential resale by an affiliate or insider, not an issuance of new shares by Invesco.

How many Invesco (IVZ) shares are covered by Laura Allison Dukes’ Form 144?

The notice covers 31,075 shares of Invesco Ltd. common stock. The filing lists this amount in the securities information and securities-to-be-sold sections as the number of shares associated with the planned Rule 144 sale.

What is the approximate value of the Invesco (IVZ) shares in this Form 144?

The filing indicates an aggregate value of $1,030,537.00 tied to 31,075 shares of Invesco common stock. This represents the reported dollar amount associated with the securities covered by the Rule 144 notice.

Who is the broker for the Invesco (IVZ) shares in this Rule 144 filing?

The broker identified is Jones Trading Institutional Services, LLC, located in Thousand Oaks, California. The filing states that Jones Trading will handle the sale of the 31,075 Invesco common shares on the NYSE under Rule 144.

How were the Invesco (IVZ) shares in this Form 144 originally acquired?

The shares were acquired through restricted stock vesting on May 14, 2021 as compensation from the issuer. The filing lists the acquisition date, method, and that the issuer granted the restricted stock that subsequently vested.

On which exchange are the Invesco (IVZ) shares in this Form 144 expected to trade?

The filing identifies the NYSE as the trading market for these shares. It states that the 31,075 shares of Invesco common stock covered by the Rule 144 notice are listed for sale on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 05:57 PM Accepted by SEC EDGAR 09/08/2026 - 05:56 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001674244
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Invesco Ltd.
SEC File Number	001-13908
Address of Issuer	1331 Spring Street Suite 2500 Atlanta GEORGIA 30309
Phone	4048920896
Name of Person for Whose Account the Securities are To Be Sold	DUKES LAURA ALLISON
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Jones Trading Institutional Services, LLC 555 St. Charles Drive Suite 200 Thousand Oaks CA 91360	31075	1030537.00	441499780	09/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/14/2021	Restricted Stock Vesting	Issuer			31075	05/14/2021	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Laura Allison Dukes
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)