Invesco officer plans $3.25M stock sale

Invesco Ltd. (IVZ) received a notice that officer Tak Shing Andrew Lo intends to sell 100,840 shares of common stock through Fidelity Brokerage Services LLC under Rule 144, with an indicated aggregate market value of $3,247,175.06.

Available on EDGAR 09/09/2026 - 04:47 PM EDT Accepted by SEC EDGAR 09/09/2026 - 04:47 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Invesco Ltd. (IVZ) received a notice that officer Tak Shing Andrew Lo intends to sell 100,840 shares of common stock through Fidelity Brokerage Services LLC under Rule 144, with an indicated aggregate market value of $3,247,175.06. The shares to be sold were acquired via restricted stock vesting compensation grants in 2021 and 2022. Over the prior three months, Lo has already sold 42,530 shares of Invesco common stock for proceeds of $1,396,901.56.

Key Figures

Shares planned for sale: 100,840 shares Aggregate market value of planned sale: $3,247,175.06 Shares sold in past 3 months: 42,530 shares +4 more

7 metrics

Shares planned for sale 100,840 shares Common stock to be sold under Rule 144 through Fidelity Brokerage Services LLC

Aggregate market value of planned sale $3,247,175.06 Value of 100,840 shares of Invesco common stock in the Rule 144 notice

Shares sold in past 3 months 42,530 shares Common stock sold by Tak Shing A. Lo during the past three months

Proceeds from past 3 months’ sales $1,396,901.56 Total consideration for 42,530 Invesco shares sold on September 8, 2026

Shares outstanding referenced 441,499,780 shares Number of Invesco common shares outstanding referenced in the securities information section

Restricted stock vesting 2021 83,075 shares Common stock acquired from restricted stock vesting on February 28, 2021 as compensation

Restricted stock vesting 2022 17,765 shares Common stock acquired from restricted stock vesting on February 28, 2022 as compensation

Key Terms

Rule 144, restricted stock vesting, attorney-in-fact, aggregate market value

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 02/28/2021 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Tak Shing A. Lo"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

aggregate market value financial

"Common | Fidelity Brokerage Services LLC ... | 3247175.06"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Invesco Ltd. (IVZ)?

It discloses that officer Tak Shing Andrew Lo plans to sell 100,840 shares of Invesco Ltd. common stock through Fidelity Brokerage Services LLC under Rule 144, with an aggregate market value of $3,247,175.06 at the time of the notice.

How many Invesco (IVZ) shares has Tak Shing Andrew Lo recently sold?

Over the past three months, 42,530 shares of Invesco common stock were sold for total proceeds of $1,396,901.56, according to the Form 144 disclosure for Tak Shing A. Lo.

What types of Invesco (IVZ) securities are being sold under this Form 144?

The filing covers common stock of Invesco Ltd. The shares to be sold were originally acquired as restricted stock vesting compensation grants dated February 28, 2021 and February 28, 2022 from the issuer.

What is the size of Invesco’s (IVZ) share base referenced in the Form 144?

The notice references 441,499,780 shares of Invesco Ltd. common stock as the number of shares outstanding in the securities information section associated with the planned Rule 144 sale.

Which broker and exchange are involved in the planned Invesco (IVZ) share sale?

The planned sale of 100,840 Invesco common shares is to be executed through Fidelity Brokerage Services LLC, with the securities listed on the NYSE, as stated in the Rule 144 notice.

Who signed the Form 144 related to Invesco (IVZ)?

The Form 144 was signed on September 9, 2026 by Adam Gehring, acting as a duly authorized representative of Fidelity Brokerage Services LLC and as attorney-in-fact for Tak Shing A. Lo.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001407922
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Invesco Ltd.
SEC File Number	001-13908
Address of Issuer	1331 SPRING STREET NW SUITE 2500 ATLANTA GEORGIA 30309
Phone	404-892-0896
Name of Person for Whose Account the Securities are To Be Sold	Lo Andrew Tak Shing
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	100840	3247175.06	441499780	09/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/28/2021	Restricted Stock Vesting	Issuer			83075	02/28/2021	Compensation
Common	02/28/2022	Restricted Stock Vesting	Issuer			17765	02/28/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Tak Shing A. Lo 1331 Spring Street NW Suite 2500 Atlanta GA 30309	Common	09/08/2026	42530	1396901.56

144: Remarks and Signature

Remarks
Date of Notice	09/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Adam Gehring, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Tak Shing A. Lo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)